DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••••• I••••••••• I•••
Latest filing Mar 27, 2026
First filing on the tape Mar 15, 2012 · 22 filings
SEC status approved since Jun 22, 2011
RAUM
$533M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
3.1%
$16.5M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
7 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
2
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$533M as of Mar 27, 2026
Mar 15, 2012$216M then
HNW client RAUM$16.5M as of Mar 27, 2026
Mar 20, 2018$20.4M then
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 15, 20120 then
Employees (5.A)9 as of Mar 27, 2026
Mar 22, 20137 then
Private funds2 as of Mar 27, 2026
Mar 15, 20122 then
RAUM -44% over the last fiscal year-22% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $38.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -44%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $533M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$472M96%
- High-net-worth individuals$16.5M3.4%
- Pension and profit-sharing plans$759,6230.2%
- Individual clients
- 0reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 0reported
- Accounts
- 14reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $533M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.03 fund_share=0.89 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•••••• I••••••••• L••• I• | Hedge Fund | $346M | 150 | Mar 15, 2012 |
| T•••••• I••••••••• L••• | Hedge Fund | $298M | 100 | Mar 15, 2012 |
Owners and control persons
Schedule A and B, latest filing
- G•••••• D••••••• T••• · Director/Presidentcontrolsince 06/1992 · owns 50% to 75%
- M•••••••• S•••••• R••• · Vice Presidentcontrolsince 12/2011 · owns less than 5%
- O••••••• L•••••••• A•••• · Director/Executive Vice Presidentcontrolsince 06/1993 · owns 25% to 50%
- S••••• B••••••• F••••••• · Chief Compliance Officercontrolsince 09/2007 · owns less than 5%
- S••••• S•••••• G•••• · Director/Vice Presidentcontrolsince 01/2003 · owns 10% to 25%
- G•••••• D••••••• T••• · Trusteecontrolsince 07/1999 · owns F of D•••••• G••••• R•••••••• T•••• U•••• D•••• J••• 2•• 1•••
- O••••••• L•••••••• A•••• · Trusteecontrolsince 08/2000 · owns F of L••••••• O•••••• R•••••••• T•••• U•••• D•••• A••••• 8• 2•••
- S••••• B••••••• F••••••• · Trusteecontrolsince 06/2021 · owns F of B•••••• F• S•••• R•••••••• T••••
- S••••• S•••••• G•••• · Trusteecontrolsince 10/2007 · owns F of S•••• S•••• R•••••••• T•••• U•••• O•••••• 1•• 2•••
Entity owners
- B•••••• F• S•••• R•••••••• T•••• · Shareholderdirect · owns less than 5%
- D•••••• G••••• R•••••••• T•••• U•••• D•••• J••• 2•• 1••• · Shareholderdirect · owns 50% to 75%
- L••••••• O•••••• R•••••••• T•••• U•••• D•••• A••••• 8• 2••• · Shareholderdirect · owns 25% to 50%
- S•••• S•••• R•••••••• T•••• U•••• O•••••• 1•• 2••• · Shareholderdirect · owns 10% to 25%
- T•• S••••• G••• T•••• · Shareholderdirect · owns less than 5%
- M•••••••• S•••••• R••• · Trusteeindirect · owns F of T•• S••••• G••• T••••
Related persons
Schedule D 7.A
- T•••••• H••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Boulder, CO3 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 25 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $954,720,913 to $533,193,505 (-44.0%) between the annual amendments of 2025-03-27 and 2026-03-27; the peer median change was +8.0% (673 comparable advisers, 2.0th percentile of changes)peers: asset managers, $500M to $1B (673) · 1.9% percentile
What changed
consecutive filings, newest first
- Accounts · 15 to 14Mar 27, 2025 to Mar 27, 2026
- Assets in custody · $570M to $533MMar 27, 2025 to Mar 27, 2026
- Discretionary RAUM · $955M to $533MMar 27, 2025 to Mar 27, 2026
- HNW RAUM · $16.7M to $16.5MMar 27, 2025 to Mar 27, 2026
- Pension RAUM · $30.2M to $759,623Mar 27, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $570M to $472MMar 27, 2025 to Mar 27, 2026
- RAUM · $955M to $533MMar 27, 2025 to Mar 27, 2026
- Accounts · 17 to 15Apr 17, 2024 to Mar 27, 2025
- Advisory employees · 8 to 7Apr 17, 2024 to Mar 27, 2025
- Assets in custody · $644M to $570MApr 17, 2024 to Mar 27, 2025
- Employees · 10 to 9Apr 17, 2024 to Mar 27, 2025
- Financial planning clients · unset to Apr 17, 2024 to Mar 27, 2025
- Discretionary RAUM · $1.1B to $955MApr 17, 2024 to Mar 27, 2025
- HNW RAUM · $19.4M to $16.7MApr 17, 2024 to Mar 27, 2025
- Pension RAUM · $92.9M to $30.2MApr 17, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $644M to $570MApr 17, 2024 to Mar 27, 2025
- RAUM · $1.1B to $955MApr 17, 2024 to Mar 27, 2025
- Assets in custody · $655M to $644MApr 12, 2023 to Mar 27, 2024
- Discretionary RAUM · $1.1B to $1.1BApr 12, 2023 to Mar 27, 2024
- HNW RAUM · $24.7M to $19.4MApr 12, 2023 to Mar 27, 2024
- Pension RAUM · $83.4M to $92.9MApr 12, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $655M to $644MApr 12, 2023 to Mar 27, 2024
- RAUM · $1.1B to $1.1BApr 12, 2023 to Mar 27, 2024
- Advisory employees · 7 to 8Mar 24, 2022 to Mar 28, 2023
- Assets in custody · $754M to $655MMar 24, 2022 to Mar 28, 2023
- Discretionary RAUM · $1.2B to $1.1BMar 24, 2022 to Mar 28, 2023
- HNW RAUM · $31.5M to $24.7MMar 24, 2022 to Mar 28, 2023
- Pension RAUM · $73.1M to $83.4MMar 24, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $754M to $655MMar 24, 2022 to Mar 28, 2023
- RAUM · $1.2B to $1.1BMar 24, 2022 to Mar 28, 2023
- Advisory employees · 6 to 7Mar 29, 2021 to Mar 24, 2022
- Assets in custody · $595M to $754MMar 29, 2021 to Mar 24, 2022
- Employees · 8 to 10Mar 29, 2021 to Mar 24, 2022
- Discretionary RAUM · $916M to $1.2BMar 29, 2021 to Mar 24, 2022
- HNW RAUM · $26.4M to $31.5MMar 29, 2021 to Mar 24, 2022
- Pension RAUM · $50.3M to $73.1MMar 29, 2021 to Mar 24, 2022
- Pooled vehicle RAUM · $595M to $754MMar 29, 2021 to Mar 24, 2022
- RAUM · $916M to $1.2BMar 29, 2021 to Mar 24, 2022
- Accounts · 16 to 17Jun 19, 2020 to Mar 29, 2021
- Assets in custody · $505M to $595MJun 19, 2020 to Mar 29, 2021
Signals
2 dated events
- T•••••• I••••••••• I••• reported RAUM $533.2M, down 44% from $954.7M (2025-03-27 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- T•••••• I••••••••• I••• reported RAUM $1.2B, up 30% from $915.5M (2021-03-29 to 2022-03-24)Mar 24, 2022 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/trigran-investments-increportedpublic record, Form ADV, Sep 18, 2026
- Website
- trigraninc.com (landing page only)reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 847-656-1640reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026