DFX Intelligence

RIA Intelligence

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Former SEC-registered adviser

V••• C•••••• M••••••••• L••

Former SEC-registered adviserSan Francisco, CaliforniaCRD 155225SEC 801-111713IAPD

Latest filing Mar 30, 2023

First filing on the tape Aug 18, 2017 · 15 filings

RAUM

$204M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

$204M gross assets

History

15 filings and snapshots on the tape

RAUM$204M as of Mar 30, 2023

Mar 21, 2018$202M then

HNW client RAUM$0 as of Mar 30, 2023

Mar 21, 2018$0 then

State-registered IARs (5.B.3)0 as of Mar 30, 2023

Mar 21, 20180 then

Employees (5.A)3 as of Mar 30, 2023

Mar 21, 20184 then

Private funds4 as of Mar 30, 2023

Mar 21, 20184 then

RAUM -45% over the last fiscal year-0.7% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 30, 2023; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $51.1MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: -45%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$204M100%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 4reported
Financial planning clients: n/areported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: absent from the latest SEC rosterderived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

6 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
V••• C••••••• P••••••• L•	Hedge Fund	$91.8M	16	Dec 7, 2015
V••• F•••• O••••••• L•	Hedge Fund	$39.7M	9	Mar 25, 2019
V••• F•••• L• I•	Hedge Fund	$37.0M	17	Mar 25, 2019
V••• S••• L•	Hedge Fund	$36.0M	2	Dec 7, 2015
V••• F•••• L• I•no longer reported	Hedge Fund	$100,000	0	Mar 21, 2018
P• V••• L•••no longer reported	Hedge Fund	$0	0	Dec 7, 2015

Owners and control persons

Schedule A and B, latest filing

P•••••• J•• D••••• · Chief Investment Officer, Managing Member, Chief Compliance Officercontrol
since 06/2009 · owns less than 5%
P•••••• J•• D••••• · Chief Investment Officer, Managing Member, Chief Compliance Officercontrol
since 11/2009 · owns 75% or more of V••• C•••••• L••

Entity owners

V••• C•••••• L•• · General Partner
direct · owns 75% or more

Related persons

Schedule D 7.A

V••• C•••••• L••
bankpooled vehicle sponsorn
V••• F•••• G• L••
bankpooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Discretionary RAUM · $370M to $204M
May 20, 2022 to Mar 30, 2023
Pooled vehicle RAUM · $370M to $204M
May 20, 2022 to Mar 30, 2023
RAUM · $370M to $204M
May 20, 2022 to Mar 30, 2023
Accounts · 5 to 4
Mar 31, 2021 to Mar 29, 2022
Advisory employees · 3 to 2
Mar 31, 2021 to Mar 29, 2022
Pooled vehicle clients · 5 to 4
Mar 31, 2021 to Mar 29, 2022
Private funds · 5 to 4
Mar 31, 2021 to Mar 29, 2022
Discretionary RAUM · $246M to $370M
Mar 31, 2021 to Mar 29, 2022
Pooled vehicle RAUM · $246M to $370M
Mar 31, 2021 to Mar 29, 2022
RAUM · $246M to $370M
Mar 31, 2021 to Mar 29, 2022
Assets in custody · 208600000.0 to unset
Apr 28, 2020 to Mar 31, 2021
Custody of client assets · true to false
Apr 28, 2020 to Mar 31, 2021
Employees · 4 to 3
Apr 28, 2020 to Mar 31, 2021
Discretionary RAUM · $209M to $246M
Apr 28, 2020 to Mar 31, 2021
Pooled vehicle RAUM · $209M to $246M
Apr 28, 2020 to Mar 31, 2021
RAUM · $209M to $246M
Apr 28, 2020 to Mar 31, 2021
Related adviser · true to false
Apr 28, 2020 to Mar 31, 2021
Accounts · 6 to 5
Apr 29, 2019 to Mar 27, 2020
Pooled vehicle clients · 6 to 5
Apr 29, 2019 to Mar 27, 2020
Assets in custody · $203M to $209M
Apr 29, 2019 to Mar 27, 2020
Private funds · 6 to 5
Apr 29, 2019 to Mar 27, 2020
Discretionary RAUM · $203M to $209M
Apr 29, 2019 to Mar 27, 2020
Pooled vehicle RAUM · $203M to $209M
Apr 29, 2019 to Mar 27, 2020
RAUM · $203M to $209M
Apr 29, 2019 to Mar 27, 2020
Accounts · 4 to 6
May 29, 2018 to Mar 25, 2019
Advisory employees · 2 to 3
May 29, 2018 to Mar 25, 2019
Pooled vehicle clients · 4 to 6
May 29, 2018 to Mar 25, 2019
Assets in custody · $177M to $203M
May 29, 2018 to Mar 25, 2019
Private funds · 4 to 6
May 29, 2018 to Mar 25, 2019
Discretionary RAUM · $202M to $203M
May 29, 2018 to Mar 25, 2019
Pooled vehicle RAUM · $202M to $203M
May 29, 2018 to Mar 25, 2019
RAUM · $202M to $203M
May 29, 2018 to Mar 25, 2019
Accounts · 3 to 4
Aug 22, 2017 to Mar 21, 2018
Charity clients · unset to 0.0
Aug 22, 2017 to Mar 21, 2018
Corporate clients · unset to 0.0
Aug 22, 2017 to Mar 21, 2018
HNW clients · unset to 0.0
Aug 22, 2017 to Mar 21, 2018
Individual clients · unset to 0.0
Aug 22, 2017 to Mar 21, 2018
Pension plan clients · unset to 0.0
Aug 22, 2017 to Mar 21, 2018
Pooled vehicle clients · unset to 4.0
Aug 22, 2017 to Mar 21, 2018
Assets in custody · $92.7M to $177M
Aug 22, 2017 to Mar 21, 2018

Signals

4 dated events

V••• C•••••• M••••••••• L•• reported RAUM $204.5M, down 45% from $369.5M (2022-05-20 to 2023-03-30)
Mar 30, 2023 · RAUM change · derived
V••• C•••••• M••••••••• L•• reported RAUM $369.5M, up 50% from $245.7M (2021-03-31 to 2022-03-29)
Mar 29, 2022 · RAUM change · derived
M••• I••••••• (Chief Operating Officer, Chief Compliance Officer) no longer on Schedule A of V••• C•••••• M••••••••• L•• (listed 2020-04-28, absent 2021-03-31)
Mar 31, 2021 · Control person left · inference
V••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
Aug 18, 2017 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026