DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
T•• C••••••• C•••••• G•••• I•••
Latest filing Jul 24, 2026
First filing on the tape Mar 30, 2020 · 14 filings
SEC status approved since May 1, 2020
RAUM
$2.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$2.6B as of Jul 24, 2026
Mar 26, 2021$2.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 24, 2026
Mar 26, 20212 then
Employees (5.A)16 as of Jul 24, 2026
Mar 26, 202120 then
Private funds6 as of Jul 24, 2026
Mar 26, 20217 then
RAUM +5.8% over the last fiscal year-13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $430MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.8B, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.6B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.8B for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••••• F••• L•••••• P••••••••• V• | Private Equity Fund | $854M | 77 | Mar 31, 2016 |
| C••••••• F••• L•••••• P••••••••• I•• | Private Equity Fund | $277M | 74 | Jan 30, 2012 |
| C••••••• F••• I• P••••••• L•••••• P••••••••• | Private Equity Fund | $96.5M | 25 | Jan 30, 2012 |
| C••••••• F••• I• P••••••• L•••••• P••••••••• | Private Equity Fund | $87.4M | 28 | Mar 30, 2015 |
| C••••••• F••• L•••••• P••••••••• I• | Private Equity Fund | $86.3M | 66 | Mar 28, 2013 |
| C••••••• F••• L•••••• P••••••••• I• | Private Equity Fund | $2.2M | 60 | Jan 30, 2012 |
| C••••••• F••• L•••••• P••••••••• I•no longer reported | Private Equity Fund | $0 | 5 | Jan 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- G•••••••• N•••••• G•••••• Z•• · Managing Partnercontrolsince 02/2002 · owns 75% or more
- J•••••••• D••••••• J••• · Cfo, Ccocontrolsince 08/2023 · owns less than 5%
- D•••••• G•••••• · Managing Director And Partnersince 02/2002 · owns 10% to 25%
- D••••••••• R•••• · Managing Director And Coosince 08/2018 · owns less than 5%
- R••••• J••••• A••••• · Managing Directorsince 02/2011 · owns less than 5%
Related persons
Schedule D 7.A
- G•• L••• C•••••• M••••••••• L•investment advisernRAUM $592M
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $2.8B to $2.6BMar 31, 2026 to Apr 30, 2026
- Pooled vehicle RAUM · $2.8B to $2.6BMar 31, 2026 to Apr 30, 2026
- RAUM · $2.8B to $2.6BMar 31, 2026 to Apr 30, 2026
- Assets in custody · $2.4B to $2.8BJun 17, 2025 to Mar 31, 2026
- Discretionary RAUM · $2.4B to $2.8BJun 17, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $2.4B to $2.8BJun 17, 2025 to Mar 31, 2026
- RAUM · $2.4B to $2.8BJun 17, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jun 17, 2025
- Assets in custody · $3.6B to $2.4BMar 29, 2024 to Mar 31, 2025
- Employees · 20 to 16Mar 29, 2024 to Mar 31, 2025
- Insurance-licensed employees · 1 to 0Mar 29, 2024 to Mar 31, 2025
- HQ state · unset to Mar 29, 2024 to Mar 31, 2025
- State-registered IARs · 1 to 0Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $3.6B to $2.4BMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $3.6B to $2.4BMar 29, 2024 to Mar 31, 2025
- RAUM · $3.6B to $2.4BMar 29, 2024 to Mar 31, 2025
- Assets in custody · $3.9B to $3.6BSep 5, 2023 to Mar 29, 2024
- Discretionary RAUM · $3.9B to $3.6BSep 5, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $3.9B to $3.6BSep 5, 2023 to Mar 29, 2024
- RAUM · $3.9B to $3.6BSep 5, 2023 to Mar 29, 2024
- Advisory employees · 3 to 6Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $3.8B to $3.9BMar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $3.8B to $3.9BMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $3.8B to $3.9BMar 31, 2022 to Mar 31, 2023
- RAUM · $3.8B to $3.9BMar 31, 2022 to Mar 31, 2023
- Related adviser · false to trueMar 31, 2022 to Mar 31, 2023
- Accounts · 7 to 6Jan 19, 2022 to Mar 31, 2022
- Advisory employees · 5 to 3Jan 19, 2022 to Mar 31, 2022
- Pooled vehicle clients · 7 to 6Jan 19, 2022 to Mar 31, 2022
- Assets in custody · $4.0B to $3.8BJan 19, 2022 to Mar 31, 2022
- State-registered IARs · 2 to 1Jan 19, 2022 to Mar 31, 2022
- Private funds · 7 to 6Jan 19, 2022 to Mar 31, 2022
- Discretionary RAUM · $2.5B to $3.8BJan 19, 2022 to Mar 31, 2022
- Pooled vehicle RAUM · $2.5B to $3.8BJan 19, 2022 to Mar 31, 2022
- RAUM · $2.5B to $3.8BJan 19, 2022 to Mar 31, 2022
- Advisory employees · 3 to 5Apr 29, 2020 to Mar 26, 2021
- Financial planning clients · 0 to unsetApr 29, 2020 to Mar 26, 2021
- State-registered IARs · 1 to 2Apr 29, 2020 to Mar 26, 2021
- Discretionary RAUM · $4.0B to $2.5BApr 29, 2020 to Mar 26, 2021
- Pooled vehicle RAUM · $4.0B to $2.5BApr 29, 2020 to Mar 26, 2021
Signals
5 dated events
- T•• C••••••• C•••••• G•••• I••• reported RAUM $2.4B, down 32% from $3.6B (2024-03-29 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- John Douglas Jamieson (Cfo, Cco) appeared on Schedule A of T•• C••••••• C•••••• G•••• I•••Aug 23, 2023 · Control person joined · fact
- T•• C••••••• C•••••• G•••• I••• reported RAUM $3.8B, up 53% from $2.5B (2022-01-19 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- T•• C••••••• C•••••• G•••• I••• reported RAUM $2.5B, down 39% from $4.0B (2020-04-29 to 2021-03-26)Mar 26, 2021 · RAUM change · derived
- T•• C••••••• C•••••• G•••• I••• filed its initial SEC registration (Form ADV)Mar 30, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- T•• C••••••• C•••••• G•••• I••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- w••.c•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 416-945-3000reportedpublic record, Form ADV, Jul 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026