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2• G•••• M••••••••• L••

Asset manager (funds and pooled vehicles)SEC-registered2 private funds· New York, New York

Asset manager (funds and pooled vehicles), based in New York, New York, reporting $5.0B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$5.0B
Form ADV
Advisors
0
IAPD
RAUM change, last fiscal year
-7.0%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

  1. -7.0%
    RAUM, one year

    RAUM $5.34B to $4.97B (-7.0%) on the Form ADV filed 31 Mar 2026.

    The one filed measure of whether clients are staying.

    FactForm ADV Item 5History →
Every filed figure, and the identifiersCRD 155480 · SEC 801-72538 · 18 filingsShow
CRD 155480SEC 801-72538First filing on the tape Dec 2, 2011, latest Mar 31, 2026SEC status approved since Jun 22, 2011IAPD
RAUM
$5.0B
reported, Item 5.F
Discretionary
79%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
10
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$5.0B as of Mar 31, 2026
Mar 30, 2012$21B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20130 then
Employees (5.A)10 as of Mar 31, 2026
Mar 28, 201314 then
Private funds2 as of Mar 31, 2026
Mar 30, 20123 then
RAUM -7.0% over the last fiscal year-2.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$828MderivedRAUM over accounts (5.F.2.f)
Discretionary
79%derivedof RAUM
Institutional
26%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-7.0%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$3.6B73%
  • Insurance companies$1.3B26%
  • Other investment advisers$16.9M0.3%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
6reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=0.74 institutional_share=0.26 related_bd=false related_bank=false bd_reps=0.0derived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the 10 longest tenured
      No representative is registered through this CRD on IAPD.
      Private funds
      3 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      M••••••••• F•••••• L••Securitized Asset Fund$2.7B1Mar 30, 2012
      8•••••••••Securitized Asset Fund$910M1Mar 30, 2012
      F••• T•••• I••••••••• L••no longer reportedSecuritized Asset Fund$10.1M1Mar 30, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • B•••• H•••• W••••• · President, Chief Executive Officercontrol
        since 08/2010 · owns less than 5%
      • B•••• J•••• D•••• · Managing Directorcontrol
        since 11/2010 · owns less than 5%
      • S••••• J•••••• A•••••• · Chief Financial Officer, Managing Directorcontrol
        since 08/2010 · owns less than 5%
      • B•••• H•••• W••••• · M••••••• M••••• 2• G•••• H•••••• L••• P•••••••• A•• C•• 2• G•••• M••••••••• L••control
        since 06/2011 · owns 50% to 75% of 2• G•••• H•••••• L••
      • B•••• J•••• D•••• · M••••••• M••••• 2• G•••• H•••••• L••• A•• M••••••• D••••••• 2• G•••• M••••••••• L••control
        since 06/2011 · owns F of 2• G•••• H•••••• L••
      • G••••••••• M••• · M••••••• M••••• O• 2• G•••• H•••••• L••• M••••••• D••••••• O• 2• G•••• M••••••••• L••control
        since 06/2011 · owns F of 2• G•••• H•••••• L••
      • S••••• A••••••••• M•••••• · M••••••• M••••• O• 2• G•••• H•••••• L•• A•• M••••••• D••••••• 2• G•••• M••••••••• L••control
        since 06/2011 · owns F of 2• G•••• H•••••• L••
      • S••••• J•••••• A•••••• · M••••••• M••••• 2• G•••• H•••••• L••• C•• A•• M••••••• D••••••• 2• G•••• M••••••••• L••control
        since 06/2011 · owns F of 2• G•••• H•••••• L••
      • G••••••••• M••• · Managing Director
        since 11/2010 · owns less than 5%
      • S••••• A••••••••• M•••••• · Managing Director
        since 11/2010 · owns less than 5%
      • Z•••••••• R••••••• J••• · Chief Compliance Officer, General Counsel
        since 07/2013 · owns less than 5%
      Entity owners
      • 2• G•••• H•••••• L•• · Single Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      • E•••••••• G••• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • high institutional concentrationStatic outlier · filing Mar 31, 2026
        institutional share of RAUM of 26% against a peer median of 0% (1506 comparable advisers, 99.0th percentile, 8.9 robust deviations)
        peers: asset managers, $1B to $5B (1,506) · 99% percentile
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Accounts · 5 to 6
        May 13, 2025 to Mar 31, 2026
      • Advisory employees · 9 to 8
        May 13, 2025 to Mar 31, 2026
      • Corporate clients · unset to 1.0
        May 13, 2025 to Mar 31, 2026
      • Employees · 11 to 10
        May 13, 2025 to Mar 31, 2026
      • Discretionary RAUM · $4.0B to $3.9B
        May 13, 2025 to Mar 31, 2026
      Full history · 80 changes
      • Non-discretionary RAUM · $1.3B to $1.1B
        May 13, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $3.7B to $3.6B
        May 13, 2025 to Mar 31, 2026
      • RAUM · $5.3B to $5.0B
        May 13, 2025 to Mar 31, 2026
      • Financial planning clients · 0 to 0
        Mar 31, 2025 to May 13, 2025
      • Accounts · 4 to 5
        Mar 29, 2024 to Mar 31, 2025
      • Advisory activities · 2 to 3
        Mar 29, 2024 to Mar 31, 2025
      • Discretionary RAUM · $4.1B to $4.0B
        Mar 29, 2024 to Mar 31, 2025
      • Non-discretionary RAUM · $1.3B to $1.3B
        Mar 29, 2024 to Mar 31, 2025
      • Pooled vehicle RAUM · $4.0B to $3.7B
        Mar 29, 2024 to Mar 31, 2025
      • RAUM · $5.4B to $5.3B
        Mar 29, 2024 to Mar 31, 2025
      • BD registered reps · 3 to 0
        Mar 31, 2023 to Mar 29, 2024
      • Discretionary RAUM · $3.9B to $4.1B
        Mar 31, 2023 to Mar 29, 2024
      • Non-discretionary RAUM · $1.4B to $1.3B
        Mar 31, 2023 to Mar 29, 2024
      • Pooled vehicle RAUM · $4.0B to $4.0B
        Mar 31, 2023 to Mar 29, 2024
      • RAUM · $5.3B to $5.4B
        Mar 31, 2023 to Mar 29, 2024
      • Advisory employees · 8 to 9
        Mar 31, 2022 to Mar 31, 2023
      • Employees · 10 to 11
        Mar 31, 2022 to Mar 31, 2023
      • Discretionary RAUM · $5.6B to $3.9B
        Mar 31, 2022 to Mar 31, 2023
      • Non-discretionary RAUM · $734M to $1.4B
        Mar 31, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $5.2B to $4.0B
        Mar 31, 2022 to Mar 31, 2023
      • RAUM · $6.3B to $5.3B
        Mar 31, 2022 to Mar 31, 2023
      • Accounts · 3 to 4
        Mar 31, 2021 to Mar 31, 2022
      • Assets in custody · 908695134.0 to unset
        Mar 31, 2021 to Mar 31, 2022
      • Discretionary RAUM · $5.0B to $5.6B
        Mar 31, 2021 to Mar 31, 2022
      • Non-discretionary RAUM · $766M to $734M
        Mar 31, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $4.9B to $5.2B
        Mar 31, 2021 to Mar 31, 2022
      • RAUM · $5.8B to $6.3B
        Mar 31, 2021 to Mar 31, 2022
      • BD registered reps · 2 to 3
        Mar 30, 2020 to Mar 31, 2021
      • Assets in custody · $1.2B to $909M
        Mar 30, 2020 to Mar 31, 2021
      • Discretionary RAUM · $4.2B to $5.0B
        Mar 30, 2020 to Mar 31, 2021
      • Non-discretionary RAUM · $556M to $766M
        Mar 30, 2020 to Mar 31, 2021
      • Pooled vehicle RAUM · $3.5B to $4.9B
        Mar 30, 2020 to Mar 31, 2021
      • RAUM · $4.8B to $5.8B
        Mar 30, 2020 to Mar 31, 2021
      • BD registered reps · 1 to 2
        Mar 29, 2019 to Mar 30, 2020
      • Assets in custody · $951M to $1.2B
        Mar 29, 2019 to Mar 30, 2020
      • Discretionary RAUM · $4.0B to $4.2B
        Mar 29, 2019 to Mar 30, 2020
      • Non-discretionary RAUM · $936M to $556M
        Mar 29, 2019 to Mar 30, 2020
      • Pooled vehicle RAUM · $4.0B to $3.5B
        Mar 29, 2019 to Mar 30, 2020
      • RAUM · $4.9B to $4.8B
        Mar 29, 2019 to Mar 30, 2020
      • Accounts · 4 to 3
        Mar 31, 2018 to Mar 29, 2019
      • BD registered reps · 4 to 1
        Mar 31, 2018 to Mar 29, 2019
      • Assets in custody · $1.0B to $951M
        Mar 31, 2018 to Mar 29, 2019
      • Discretionary RAUM · $3.3B to $4.0B
        Mar 31, 2018 to Mar 29, 2019
      • Non-discretionary RAUM · $777M to $936M
        Mar 31, 2018 to Mar 29, 2019
      • Pooled vehicle RAUM · $3.0B to $4.0B
        Mar 31, 2018 to Mar 29, 2019
      • RAUM · $4.1B to $4.9B
        Mar 31, 2018 to Mar 29, 2019
      • Accounts · 6 to 4
        Mar 31, 2017 to Mar 31, 2018
      • Advisory employees · 7 to 8
        Mar 31, 2017 to Mar 31, 2018
      • BD registered reps · 1 to 4
        Mar 31, 2017 to Mar 31, 2018
      • Pooled vehicle clients · unset to 2.0
        Mar 31, 2017 to Mar 31, 2018
      • Assets in custody · $3.0B to $1.0B
        Mar 31, 2017 to Mar 31, 2018
      • Custody of client assets · true to false
        Mar 31, 2017 to Mar 31, 2018
      • Employees · 9 to 10
        Mar 31, 2017 to Mar 31, 2018
      • Other offices · unset to 0.0
        Mar 31, 2017 to Mar 31, 2018
      • Discretionary RAUM · $3.0B to $3.3B
        Mar 31, 2017 to Mar 31, 2018
      • Non-discretionary RAUM · $802M to $777M
        Mar 31, 2017 to Mar 31, 2018
      • Pooled vehicle RAUM · unset to 3022695140.0
        Mar 31, 2017 to Mar 31, 2018
      • RAUM · $3.8B to $4.1B
        Mar 31, 2017 to Mar 31, 2018
      • Advisory employees · 8 to 7
        Mar 30, 2016 to Mar 31, 2017
      • Assets in custody · $3.9B to $3.0B
        Mar 30, 2016 to Mar 31, 2017
      • Employees · 10 to 9
        Mar 30, 2016 to Mar 31, 2017
      • Discretionary RAUM · $2.9B to $3.0B
        Mar 30, 2016 to Mar 31, 2017
      • Non-discretionary RAUM · $949M to $802M
        Mar 30, 2016 to Mar 31, 2017
      • RAUM · $3.9B to $3.8B
        Mar 30, 2016 to Mar 31, 2017
      • Accounts · 5 to 6
        Mar 31, 2015 to Mar 30, 2016
      • Advisory employees · 9 to 8
        Mar 31, 2015 to Mar 30, 2016
      • BD registered reps · 5 to 1
        Mar 31, 2015 to Mar 30, 2016
      • Assets in custody · $2.4B to $3.9B
        Mar 31, 2015 to Mar 30, 2016
      • Employees · 11 to 10
        Mar 31, 2015 to Mar 30, 2016
      • Discretionary RAUM · $2.5B to $2.9B
        Mar 31, 2015 to Mar 30, 2016
      • Non-discretionary RAUM · $826M to $949M
        Mar 31, 2015 to Mar 30, 2016
      • RAUM · $3.3B to $3.9B
        Mar 31, 2015 to Mar 30, 2016
      • Accounts · 4 to 5
        Mar 28, 2014 to Mar 31, 2015
      • Advisory employees · 17 to 9
        Mar 28, 2014 to Mar 31, 2015
      • BD registered reps · 7 to 5
        Mar 28, 2014 to Mar 31, 2015
      Signals
      1 dated events
      • ••• Locked
        Mar 31, 2026 · ria principal change · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Mar 29, 2024
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: net advisor flow, 12 months.