DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Field Street Capital Management, LLC

Former SEC-registered adviserNew York, New YorkCRD 155587SEC 801-72335IAPD
Latest filing Jan 31, 2022
First filing on the tape Mar 27, 2012 · 16 filings
RAUM
$42B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
32
10 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
$42B gross assets
History
16 filings and snapshots on the tape
RAUM$42B as of Mar 31, 2021
Mar 27, 2012$12B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2021
Mar 15, 20130 then
Employees (5.A)32 as of Mar 31, 2021
Mar 15, 201324 then
Private funds1 as of Mar 31, 2021
Mar 27, 20121 then
RAUM -39% over the last fiscal year-23% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jan 31, 2022; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$14BderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-39%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$42B, 3 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$42B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$42B for 3 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Field Street Master Fund, Ltd.Hedge Fund$42B137Mar 27, 2012
      Field Street Global Investments Master Ltd.no longer reportedHedge Fund$2.1B25Mar 31, 2015
      Owners and control persons
      Schedule A and B, latest filing
      • Michael Jonathan Gancas · Trustee Of The Kg 2014 Trustcontrol
        since 01/2018 · owns less than 5%
      • Michael Rod Gancas · Manager And Chief Investment Officer, Field Street Capital Management, LLCcontrol
        since 12/2007 · owns less than 5%
      • Paul Iaboni · Chief Compliance Officer, Chief Operating Officer, And Chief Financial Officercontrol
        since 03/2011 · owns less than 5%
      • Michael Jonathan Gancas · Trusteecontrol
        since 01/2018 · owns F of Kg 2014 Trust
      • A Edward Renn · Independent Trusteecontrol
        since 04/2014 · owns F of Kg 2014 Trust
      • A Edward Renn · Independent Trustee Of The Rg 2014 Trust
        since 04/2014 · owns less than 5%
      • Michael Jonathan Gancas · Trustee
        since 01/2018 · owns F of Rg 2014 Trust
      • A Edward Renn · Independent Trustee
        since 04/2014 · owns F of Rg 2014 Trust
      Entity owners
      • Kg 2014 Trust · Owner, Field Street Capital Management, LLC
        direct · owns 75% or more
      • Rg 2014 Trust · Owner, Field Street Capital Management, LLC
        direct · owns 10% to 25%
      Related persons
      Schedule D 7.A
      • Field Street Gp, LLC
        investment adviserbankpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • Monaco, Monaco3 employees
      What changed
      consecutive filings, newest first
      • Advisory employees · 13 to 10
        Mar 6, 2020 to Mar 31, 2021
      • Assets in custody · $69B to $42B
        Mar 6, 2020 to Mar 31, 2021
      • Employees · 34 to 32
        Mar 6, 2020 to Mar 31, 2021
      • Discretionary RAUM · $69B to $42B
        Mar 6, 2020 to Mar 31, 2021
      • Pooled vehicle RAUM · $69B to $42B
        Mar 6, 2020 to Mar 31, 2021
      • RAUM · $69B to $42B
        Mar 6, 2020 to Mar 31, 2021
      • Advisory employees · 17 to 13
        Mar 29, 2019 to Mar 6, 2020
      • Assets in custody · $74B to $69B
        Mar 29, 2019 to Mar 6, 2020
      • Employees · 38 to 34
        Mar 29, 2019 to Mar 6, 2020
      • Discretionary RAUM · $74B to $69B
        Mar 29, 2019 to Mar 6, 2020
      • Pooled vehicle RAUM · $74B to $69B
        Mar 29, 2019 to Mar 6, 2020
      • RAUM · $74B to $69B
        Mar 29, 2019 to Mar 6, 2020
      • Accounts · 6 to 3
        Feb 8, 2018 to Mar 29, 2019
      • Advisory employees · 25 to 17
        Feb 8, 2018 to Mar 29, 2019
      • Pooled vehicle clients · 6 to 3
        Feb 8, 2018 to Mar 29, 2019
      • Assets in custody · $93B to $74B
        Feb 8, 2018 to Mar 29, 2019
      • Employees · 60 to 38
        Feb 8, 2018 to Mar 29, 2019
      • Private funds · 2 to 1
        Feb 8, 2018 to Mar 29, 2019
      • Discretionary RAUM · $93B to $74B
        Feb 8, 2018 to Mar 29, 2019
      • Pooled vehicle RAUM · $93B to $74B
        Feb 8, 2018 to Mar 29, 2019
      • RAUM · $93B to $74B
        Feb 8, 2018 to Mar 29, 2019
      • Accounts · 7 to 6
        Mar 31, 2017 to Feb 8, 2018
      • Pooled vehicle clients · unset to 6.0
        Mar 31, 2017 to Feb 8, 2018
      • Assets in custody · $57B to $93B
        Mar 31, 2017 to Feb 8, 2018
      • Other offices · unset to 1.0
        Mar 31, 2017 to Feb 8, 2018
      • Discretionary RAUM · $63B to $93B
        Mar 31, 2017 to Feb 8, 2018
      • Pooled vehicle RAUM · unset to 92562812416.0
        Mar 31, 2017 to Feb 8, 2018
      • RAUM · $63B to $93B
        Mar 31, 2017 to Feb 8, 2018
      • Advisory employees · 24 to 25
        Sep 30, 2016 to Mar 31, 2017
      • Assets in custody · $49B to $57B
        Sep 30, 2016 to Mar 31, 2017
      • Employees · 54 to 60
        Sep 30, 2016 to Mar 31, 2017
      • Discretionary RAUM · $56B to $63B
        Sep 30, 2016 to Mar 31, 2017
      • RAUM · $56B to $63B
        Sep 30, 2016 to Mar 31, 2017
      • Advisory employees · 20 to 24
        Nov 19, 2015 to Mar 30, 2016
      • Assets in custody · $28B to $49B
        Nov 19, 2015 to Mar 30, 2016
      • Employees · 46 to 54
        Nov 19, 2015 to Mar 30, 2016
      • Discretionary RAUM · $34B to $56B
        Nov 19, 2015 to Mar 30, 2016
      • RAUM · $34B to $56B
        Nov 19, 2015 to Mar 30, 2016
      • Accounts · 3 to 7
        May 14, 2014 to Mar 31, 2015
      • Advisory employees · 13 to 20
        May 14, 2014 to Mar 31, 2015
      Signals
      3 dated events
      • S. (Mi Only) Kevin Zadourian (Chief Compliance Officer And General Counsel) no longer on Schedule A of Field Street Capital Management, Llc (listed 2021-03-31, absent 2022-01-31)
        Jan 31, 2022 · Control person left · inference
      • Field Street Capital Management, Llc reported RAUM $42.0B, down 39% from $68.9B (2020-03-06 to 2021-03-31)
        Mar 31, 2021 · RAUM change · derived
      • Field Street Capital Management, Llc reported RAUM $92.6B, up 46% from $63.3B (2017-03-31 to 2018-02-08)
        Feb 8, 2018 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026