DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••• M••••••••• C•••••••••
Latest filing May 26, 2026
First filing on the tape Feb 10, 2012 · 30 filings
SEC status approved since Mar 21, 2012
RAUM
$15B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
105
45 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
20
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$15B as of May 26, 2026
Apr 1, 2013$9.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 26, 2026
Apr 1, 20130 then
Employees (5.A)105 as of May 26, 2026
Apr 1, 201370 then
Private funds20 as of May 26, 2026
Apr 1, 20135 then
RAUM +11% over the last fiscal year-2.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $745MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$15B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 20reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
25 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| W••• X•••• L••• | Private Equity Fund | $5.0B | 130 | Aug 28, 2018 |
| W••• X••• L••• | Private Equity Fund | $4.7B | 130 | Mar 29, 2022 |
| W••••• C•••••• A••••••• • S•••• X••• L••• | Private Equity Fund | $2.2B | 130 | Jan 6, 2015 |
| W••• X•• C•••••• L••• | Private Equity Fund | $404M | 0 | Mar 29, 2022 |
| W••••• C•••••• A••••••• • S•••• X•• C•••••• L••• | Private Equity Fund | $390M | 8 | Jan 6, 2015 |
| W••••••••• H•••••• L••• | Private Equity Fund | $380M | 5 | Mar 29, 2016 |
| W••••• C•••••• A••••••• • S•••• X•• D•••••••• L• | Private Equity Fund | $374M | 2 | Jan 6, 2015 |
| W••• X••• C•••••• L••• | Private Equity Fund | $346M | 15 | Aug 28, 2018 |
| W••••• C•••••• A••••••• • S•••• X•• L••• | Private Equity Fund | $283M | 190 | Feb 10, 2012 |
| M••• W•••• P•••••••• L••• | Private Equity Fund | $250M | 2 | Mar 29, 2022 |
| W••••• C•••••• A••••••• • S•••• X• L•••no longer reported | Private Equity Fund | $220M | 194 | Feb 10, 2012 |
| W••• X••• C••••••••• L•• | Private Equity Fund | $207M | 50 | Mar 30, 2020 |
| W••• X•• F•••• C••••••••• L••• | Private Equity Fund | $203M | 2 | Mar 29, 2022 |
| W••• X•• C••••••••• I• L•• | Private Equity Fund | $133M | 100 | Mar 29, 2022 |
| W••• X•• F••••• F•••• L••• | Private Equity Fund | $127M | 320 | Mar 29, 2022 |
| W••• X•• N• C••••••••• L••• | Private Equity Fund | $115M | 6 | Mar 29, 2022 |
| W••• X••• F••••• F•••• L••• | Private Equity Fund | $90.4M | 214 | Mar 29, 2019 |
| W••• X•• C••••••••• I• L•• | Private Equity Fund | $84.5M | 110 | Mar 29, 2022 |
| W••••• C•••••• A••••••• • S•••• X•• D••••••• I•• L••• | Private Equity Fund | $59.9M | 3 | Jan 6, 2015 |
| W••••• C•••••• A••••••• • S•••• X•• F••••• F•••• L••• | Private Equity Fund | $46.5M | 143 | Mar 30, 2017 |
| W••••• C•••••• A••••••• • S•••• I•• L•••no longer reported | Private Equity Fund | $40.6M | 200 | Feb 10, 2012 |
| W••• X•• C••••••••• L•• | Private Equity Fund | $31.6M | 25 | Mar 29, 2016 |
| W••••• C•••••• A••••••• • S•••• X•• D••••••• I• F••••• F•••• L••• | Private Equity Fund | $12.5M | 93 | Mar 30, 2017 |
| W••• X• C••••••••• L•• | Private Equity Fund | $930,937 | 25 | Apr 1, 2013 |
| W••• C•••••• P••••••• I•• L•••no longer reported | Private Equity Fund | $0 | 98 | Feb 10, 2012 |
Owners and control persons
Schedule A and B, latest filing
- D•••••••• A••••••• J•••• · Chairmancontrolsince 12/2012 · owns less than 5%
- D••••••• M••••••• E••••• · Vice Presidentcontrolsince 01/2016 · owns less than 5%
- H•••••• C••••••••• J••• · Shareholdercontrolsince 07/2023 · owns 10% to 25%
- M••••••• D•••••• S•••• · Managing Partnercontrolsince 01/2016 · owns less than 5%
- R•••••• J•••••••• M• •• O•••• · Secretary, Treasurer, Chief Compliance Officercontrolsince 06/2011 · owns 75% or more
- R••••• B••••• T••••• · Vice Presidentcontrolsince 01/2016 · owns less than 5%
- S••••• E•••••• P•••• · Shareholdercontrolsince 07/2023 · owns 10% to 25%
Related persons
Schedule D 7.A
- T••••• A• S•••••y
- W••• C•••••••• A••••••••• L••investment adviserpooled vehicle sponsorn
- W••• X• A••••••••• L••investment adviserpooled vehicle sponsorn
- W••• X•• A••••••••• C•••••• L•••investment adviserpooled vehicle sponsorn
- W••• X•• A••••••••• L••investment adviserpooled vehicle sponsorn
- W••• X••• A••••••••• L••investment adviserpooled vehicle sponsorn
- W••• X•• A••••••••• L••investment adviserpooled vehicle sponsorn
- W••• X•• C•••••••• A••••••••• L••investment adviserpooled vehicle sponsorn
Advisers that list W••• M••••••••• C••••••••• as a related person
- 157375 y
Offices
Schedule D 1.F, the 25 largest
- San Francisco, CA12 employees
What changed
consecutive filings, newest first
- Accounts · 22 to 20Mar 27, 2025 to Mar 30, 2026
- Pooled vehicle clients · 22 to 20Mar 27, 2025 to Mar 30, 2026
- Private funds · 22 to 20Mar 27, 2025 to Mar 30, 2026
- Discretionary RAUM · $13B to $15BMar 27, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $13B to $15BMar 27, 2025 to Mar 30, 2026
- RAUM · $13B to $15BMar 27, 2025 to Mar 30, 2026
- Advisory employees · 65 to 45Feb 14, 2025 to Mar 27, 2025
- Employees · 100 to 105Feb 14, 2025 to Mar 27, 2025
- Financial planning clients · unset to Feb 14, 2025 to Mar 27, 2025
- Discretionary RAUM · $15B to $13BFeb 14, 2025 to Mar 27, 2025
- Pooled vehicle RAUM · $15B to $13BFeb 14, 2025 to Mar 27, 2025
- RAUM · $15B to $13BFeb 14, 2025 to Mar 27, 2025
- Advisory employees · 75 to 65Aug 16, 2023 to Mar 29, 2024
- Assets in custody · $16B to $0Aug 16, 2023 to Mar 29, 2024
- Discretionary RAUM · $16B to $15BAug 16, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $16B to $15BAug 16, 2023 to Mar 29, 2024
- RAUM · $16B to $15BAug 16, 2023 to Mar 29, 2024
- Accounts · 23 to 22May 24, 2022 to Mar 31, 2023
- Pooled vehicle clients · 23 to 22May 24, 2022 to Mar 31, 2023
- Assets in custody · $15B to $16BMay 24, 2022 to Mar 31, 2023
- Private funds · 23 to 22May 24, 2022 to Mar 31, 2023
- Discretionary RAUM · $15B to $16BMay 24, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $15B to $16BMay 24, 2022 to Mar 31, 2023
- RAUM · $15B to $16BMay 24, 2022 to Mar 31, 2023
- Related adviser · false to trueMay 24, 2022 to Mar 31, 2023
- Accounts · 15 to 23Mar 31, 2021 to Mar 29, 2022
- Advisory employees · 50 to 75Mar 31, 2021 to Mar 29, 2022
- Pooled vehicle clients · 15 to 23Mar 31, 2021 to Mar 29, 2022
- Assets in custody · $10B to $15BMar 31, 2021 to Mar 29, 2022
- Employees · 80 to 100Mar 31, 2021 to Mar 29, 2022
- Private funds · 15 to 23Mar 31, 2021 to Mar 29, 2022
- Discretionary RAUM · $10B to $15BMar 31, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $10B to $15BMar 31, 2021 to Mar 29, 2022
- RAUM · $10B to $15BMar 31, 2021 to Mar 29, 2022
- Discretionary RAUM · $10B to $10BDec 7, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $10B to $10BDec 7, 2020 to Mar 31, 2021
- RAUM · $10B to $10BDec 7, 2020 to Mar 31, 2021
- Assets in custody · $7.6B to $10BMar 30, 2020 to Jun 11, 2020
- Discretionary RAUM · $9.9B to $10BFeb 6, 2020 to Mar 30, 2020
- Pooled vehicle RAUM · $9.9B to $10BFeb 6, 2020 to Mar 30, 2020
Signals
6 dated events
- J Christopher Hooper (Shareholder) appeared on Schedule A of W••• M••••••••• C•••••••••Mar 29, 2024 · Control person joined · fact
- Peter Edward Sobol (Shareholder) appeared on Schedule A of W••• M••••••••• C•••••••••Mar 29, 2024 · Control person joined · fact
- Jenpu Eric Lee (Vice President) no longer on Schedule A of W••• M••••••••• C••••••••• (listed 2022-05-24, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Michael Sean Traynor (Vice President) no longer on Schedule A of W••• M••••••••• C••••••••• (listed 2022-03-29, absent 2022-05-24)May 24, 2022 · Control person left · inference
- W••• M••••••••• C••••••••• reported RAUM $15.3B, up 49% from $10.3B (2021-03-31 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- W••• M••••••••• C••••••••• reported RAUM $9.5B, up 42% from $6.7B (2018-03-28 to 2018-08-28)Aug 28, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- W••• M••••••••• C••••••••• · Independent Sponsorsshared crd · capital_provider
- W••• M••••••••• C••••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- W•••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-893-9500reportedpublic record, Form ADV, May 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026