DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
G•••••••• I••••••••• A•••••••• L••
Latest filing Feb 19, 2026
First filing on the tape Jun 9, 2022 · 8 filings
SEC status approved since Jul 14, 2022
RAUM
$167M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
92%
$154M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$33.4M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$167M as of Feb 19, 2026
Mar 31, 2023$115M then
HNW client RAUM$108M as of Feb 19, 2026
Mar 31, 2023$77.2M then
State-registered IARs (5.B.3)5 as of Feb 19, 2026
Mar 31, 20235 then
Employees (5.A)5 as of Feb 19, 2026
Mar 31, 20235 then
Private funds: no history
RAUM +10% over the last fiscal year+13% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Feb 19, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $33.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 30derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $388,421derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 7.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -63%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Wrap fee program
- $159MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$108M65%
- Individuals$45.9M28%
- Pension and profit-sharing plans$11.8M7.1%
- Charitable organizations$1.1M0.7%
- Individual clients
- 109reported
- HNW clients
- 39reported
- Pension plan clients
- 8reported
- Charitable clients
- n/areported
- Accounts
- 430reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• V•• C••• W•••• | Round Rock, Tx | Dec 7, 2010 | 24 y | 6 |
| D••••• C••••••• H•••••• | Round Rock, Tx | Dec 7, 2010 | 29 y | 4 |
| H•••• P••••••• P•••••••• | Round Rock, Tx | Dec 9, 2010 | 27 y | 2 |
| A••••• M•••••• C••••••••• | Round Rock, Tx | Dec 10, 2010 | 25 y | 5 |
| T•••• D••• E•••• | Round Rock, Tx | Dec 14, 2010 | 33 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- T•••• D••• E•••• from E••••• I••••••••• A•••••••Dec 14, 2010 · Other
- H•••• P••••••• P•••••••• from E••••• I••••••••• A•••••••Dec 9, 2010 · Other
- M•••••• V•• C••• W•••• from E••••• I••••••••• A•••••••Dec 7, 2010 · Other
- D••••• C••••••• H•••••• from E••••• I••••••••• A•••••••Dec 7, 2010 · Other
- A••••• M•••••• C••••••••• from E••••• I••••••••• A•••••••Dec 7, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••••• A•••••• M•••••• · Chief Compliance Officer / Coo/Managing Member/Designated Officer/Aml Officer/Dol Officercontrolsince 11/2010 · owns 25% to 50%
- W••••• M••••••• V•• C••• · President/Managing Membercontrolsince 11/2010 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Round Rock, Tx · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Feb 19, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $151,370,451 to $167,020,947, advisors 5 to 5, private clients 400 to 148, offices 0 to 0 (2025-04-30 to 2026-02-19)peers: independent wealth managers, $100M to $500M (5,676)
- low discretionary shareStatic outlier · filing Feb 19, 2026discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 0.0% percentile
- client count collapseChange between filings · filing Feb 19, 2026individual and HNW clients (Item 5.D) moved from 400.0 to 148.0 (-63.0%) between the annual amendments of 2025-04-30 and 2026-02-19; the peer median change was +3.0% (3309 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,309) · 0.7% percentile
- business activity changedChange between filings · filing Feb 19, 2026pension consulting (Item 5.G.6): no on the filing of 2025-04-30, yes on the filing of 2026-02-19peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 409 to 430Apr 30, 2025 to Feb 19, 2026
- Advisory activities · 2 to 3Apr 30, 2025 to Feb 19, 2026
- HNW clients · 166 to 39Apr 30, 2025 to Feb 19, 2026
- Individual clients · 234 to 109Apr 30, 2025 to Feb 19, 2026
- Pension plan clients · 7 to 8Apr 30, 2025 to Feb 19, 2026
- HNW RAUM · $101M to $108MApr 30, 2025 to Feb 19, 2026
- Individual RAUM · $37.7M to $45.9MApr 30, 2025 to Feb 19, 2026
- Non-discretionary RAUM · $151M to $167MApr 30, 2025 to Feb 19, 2026
- Pension RAUM · $11.3M to $11.8MApr 30, 2025 to Feb 19, 2026
- RAUM · $151M to $167MApr 30, 2025 to Feb 19, 2026
- Accounts · 408 to 409Feb 5, 2025 to Apr 30, 2025
- Individual clients · 236 to 234Feb 5, 2025 to Apr 30, 2025
- Pension plan clients · unset to 7.0Feb 5, 2025 to Apr 30, 2025
- Financial planning clients · 101-250 to 101-250Feb 5, 2025 to Apr 30, 2025
- HNW RAUM · $91.1M to $101MFeb 5, 2025 to Apr 30, 2025
- Individual RAUM · $34.8M to $37.7MFeb 5, 2025 to Apr 30, 2025
- Non-discretionary RAUM · $135M to $151MFeb 5, 2025 to Apr 30, 2025
- Pension RAUM · $7.8M to $11.3MFeb 5, 2025 to Apr 30, 2025
- RAUM · $135M to $151MFeb 5, 2025 to Apr 30, 2025
- Accounts · 379 to 408Mar 31, 2023 to Mar 27, 2024
- HNW clients · 156 to 166Mar 31, 2023 to Mar 27, 2024
- Individual clients · 219 to 236Mar 31, 2023 to Mar 27, 2024
- HNW RAUM · $77.2M to $91.1MMar 31, 2023 to Mar 27, 2024
- Individual RAUM · $31.7M to $34.8MMar 31, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $115M to $135MMar 31, 2023 to Mar 27, 2024
- Pension RAUM · $5.6M to $7.8MMar 31, 2023 to Mar 27, 2024
- RAUM · $115M to $135MMar 31, 2023 to Mar 27, 2024
- Accounts · 370 to 379Oct 26, 2022 to Mar 31, 2023
- HNW clients · 149 to 156Oct 26, 2022 to Mar 31, 2023
- Individual clients · 217 to 219Oct 26, 2022 to Mar 31, 2023
- HNW RAUM · $79.1M to $77.2MOct 26, 2022 to Mar 31, 2023
- Individual RAUM · $36.1M to $31.7MOct 26, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $122M to $115MOct 26, 2022 to Mar 31, 2023
- Pension RAUM · $5.9M to $5.6MOct 26, 2022 to Mar 31, 2023
- RAUM · $122M to $115MOct 26, 2022 to Mar 31, 2023
Signals
1 dated events
- G•••••••• I••••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Jun 9, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 512-472-1300reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 512-577-7216reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 512-687-3099reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- greenbeltadv.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 800-617-3900reportedpublic record, Form ADV, Feb 19, 2026
- Team page
- greenbeltadv.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $33.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026