DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••• C•••••• M••••••••• L•••
Latest filing Mar 25, 2026
First filing on the tape Feb 7, 2012 · 33 filings
SEC status approved since Feb 10, 2012
RAUM
$14B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
38
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
8
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$14B as of Mar 25, 2026
Mar 27, 2013$6.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Mar 27, 20130 then
Employees (5.A)38 as of Mar 25, 2026
Mar 27, 201330 then
Private funds8 as of Mar 25, 2026
Mar 27, 20137 then
RAUM +6.0% over the last fiscal year+12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.7BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$14B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••• C•••••• P••••••• I•• L••• | Hedge Fund | $6.0B | 384 | Feb 7, 2012 |
| R••• C•••••• P••••••• I•• L••• | Hedge Fund | $1.2B | 99 | Nov 6, 2015 |
| W••••••••• P•••••••• L• | Hedge Fund | $636M | 4 | Feb 7, 2012 |
| A••••• C•••••• P••••••• I• L••• | Hedge Fund | $419M | 75 | Feb 7, 2012 |
| R••• C•••••• P••••••• V•• L••• | Hedge Fund | $394M | 47 | May 27, 2022 |
| G•••• H••••• I••••••••• L••• | Hedge Fund | $144M | 13 | Feb 7, 2012 |
| R••• C•••••• P••••••• V• L••• | Hedge Fund | $105M | 68 | Aug 19, 2019 |
| R••• C•••••• P••••••• I••• L••• | Hedge Fund | $83.6M | 91 | Feb 7, 2012 |
| R••• C•••••• P••••••• I•• L••• | Hedge Fund | $9.1M | 37 | Feb 7, 2012 |
| R••• C•••••• P•••••••• L•••no longer reported | Hedge Fund | $1.0M | 60 | Feb 7, 2012 |
Owners and control persons
Schedule A and B, latest filing
- A•••••• D••••• C•••••• · Managing Partnercontrolsince 12/2005 · owns 75% or more
- B••••••• A•••••• T•••••• · General Counselcontrolsince 07/2015 · owns less than 5%
- J••••••••• M••••••• S••••• · Chief Operating Officercontrolsince 09/2008 · owns less than 5%
- L••••••• K••••••• C•••••• · Chief Compliance Officer And Deputy General Counselcontrolsince 08/2010 · owns less than 5%
- L•••• F•••••••• I•• · Chief Financial Officercontrolsince 02/2010 · owns less than 5%
- R•••••• T•••••• M•••••• · Presidentcontrolsince 02/2019 · owns less than 5%
- A•••••• D••••• C•••••• · Managing Membercontrolsince 06/2001 · owns 75% or more of A••••• C•••••• M••••••••• L••
Entity owners
- A••••• C•••••• M••••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- A••••• C•••••• M••••••••• L••y
- A••••• C••••••• L••bankpooled vehicle sponsorn
- G•••• H••••• P•••••••• L••bankpooled vehicle sponsorn
- R••• C•••••• M••••••••• I•• L••bankpooled vehicle sponsorn
- R••• C•••••• M••••••••• I••• L••bankpooled vehicle sponsorn
- R••• C•••••• M••••••••• I•• L••bankpooled vehicle sponsorn
- R••• C•••••• M••••••••• V• L••bankpooled vehicle sponsorn
- R••• C•••••• M••••••••• V•• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- New York, NY3 employees
What changed
consecutive filings, newest first
- Accounts · 9 to 8Mar 26, 2025 to Mar 25, 2026
- Pooled vehicle clients · 9 to 8Mar 26, 2025 to Mar 25, 2026
- Employees · 37 to 38Mar 26, 2025 to Mar 25, 2026
- Private funds · 9 to 8Mar 26, 2025 to Mar 25, 2026
- Discretionary RAUM · $13B to $14BMar 26, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $13B to $14BMar 26, 2025 to Mar 25, 2026
- RAUM · $13B to $14BMar 26, 2025 to Mar 25, 2026
- Advisory employees · 7 to 6Jan 13, 2025 to Mar 26, 2025
- Assets in custody · $10B to $0Jan 13, 2025 to Mar 26, 2025
- Employees · 40 to 37Jan 13, 2025 to Mar 26, 2025
- Financial planning clients · unset to Jan 13, 2025 to Mar 26, 2025
- Discretionary RAUM · $10B to $13BJan 13, 2025 to Mar 26, 2025
- Pooled vehicle RAUM · $10B to $13BJan 13, 2025 to Mar 26, 2025
- RAUM · $10B to $13BJan 13, 2025 to Mar 26, 2025
- Advisory activities · 2 to 1Mar 28, 2023 to Mar 26, 2024
- Assets in custody · $9.8B to $10BMar 28, 2023 to Mar 26, 2024
- Employees · 43 to 40Mar 28, 2023 to Mar 26, 2024
- Discretionary RAUM · $9.8B to $10BMar 28, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $9.8B to $10BMar 28, 2023 to Mar 26, 2024
- RAUM · $9.8B to $10BMar 28, 2023 to Mar 26, 2024
- Advisory employees · 9 to 7Nov 8, 2022 to Mar 28, 2023
- Assets in custody · $11B to $9.8BNov 8, 2022 to Mar 28, 2023
- Discretionary RAUM · $11B to $9.8BNov 8, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $11B to $9.8BNov 8, 2022 to Mar 28, 2023
- RAUM · $11B to $9.8BNov 8, 2022 to Mar 28, 2023
- Private funds · 8 to 9Mar 29, 2022 to May 27, 2022
- Assets in custody · $10B to $11BMar 29, 2021 to Mar 29, 2022
- Employees · 42 to 43Mar 29, 2021 to Mar 29, 2022
- Discretionary RAUM · $10B to $11BMar 29, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $10B to $11BMar 29, 2021 to Mar 29, 2022
- RAUM · $10B to $11BMar 29, 2021 to Mar 29, 2022
- Accounts · 10 to 9Apr 17, 2020 to Mar 29, 2021
- Advisory employees · 8 to 9Apr 17, 2020 to Mar 29, 2021
- Pooled vehicle clients · 10 to 9Apr 17, 2020 to Mar 29, 2021
- Assets in custody · $10B to $10BApr 17, 2020 to Mar 29, 2021
- Employees · 38 to 42Apr 17, 2020 to Mar 29, 2021
- Private funds · 9 to 8Apr 17, 2020 to Mar 29, 2021
- Discretionary RAUM · $10B to $10BApr 17, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $10B to $10BApr 17, 2020 to Mar 29, 2021
- RAUM · $10B to $10BApr 17, 2020 to Mar 29, 2021
Signals
2 dated events
- A••••• C•••••• M••••••••• L••• reported RAUM $13.0B, up 29% from $10.1B (2025-01-13 to 2025-03-26)Mar 26, 2025 · RAUM change · derived
- Matthew Travis Rhodes (President) appeared on Schedule A of A••••• C•••••• M••••••••• L•••Mar 28, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/A•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 617-646-6100reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026