DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••• C•••••• R••• E•••••
Legal name A•• I• A•••••••• L••
Latest filing Jul 12, 2026
First filing on the tape Feb 13, 2012 · 30 filings
SEC status approved since Feb 22, 2012
RAUM
$190M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
7
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$190M as of Jul 12, 2026
Apr 1, 2013$1.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 12, 2026
Apr 1, 20130 then
Employees (5.A)14 as of Jul 12, 2026
Apr 1, 201395 then
Private funds7 as of Jul 12, 2026
Apr 1, 201310 then
RAUM -12% over the last fiscal year-9.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 12, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $23.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -4.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $58.7M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$190M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $58.7M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
11 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••• C•••••• A••• I• S•••••••• P•••••••• L••• | Real Estate Fund | $73.4M | 1 | Feb 13, 2012 |
| A•••• C•••••• A••• T••• I•• L••• | Real Estate Fund | $63.0M | 49 | Feb 13, 2012 |
| A•••• C•••••• A••• T••• I••• L••• | Real Estate Fund | $62.7M | 18 | Feb 13, 2012 |
| A•••• C•••••• A••• T•••• L•••no longer reported | Real Estate Fund | $45.2M | 26 | Feb 13, 2012 |
| A•••• C•••••• A•••• L•••no longer reported | Real Estate Fund | $9.5M | 32 | Feb 13, 2012 |
| A•••• C•••••• A••• I•• L••• | Real Estate Fund | $8.5M | 86 | Feb 13, 2012 |
| A•••• C•••••• A••• ••••• L•••no longer reported | Real Estate Fund | $4.5M | 4 | Feb 13, 2012 |
| A•• A••• D••••••••• I••••••••• F•••• L••• | Real Estate Fund | $3.6M | 43 | Apr 30, 2022 |
| A•• I•• C••••••••• F•••• L•• | Real Estate Fund | $3.2M | 2 | Feb 13, 2012 |
| A•• I• C••••••••• F•••• L••• | Real Estate Fund | $1.4M | 48 | Feb 13, 2012 |
| A•• C••••••••• F•••• L••no longer reported | Real Estate Fund | $1.1M | 6 | Feb 13, 2012 |
Owners and control persons
Schedule A and B, latest filing
- K•••••• S••••• M•••••••• · Chief Executive Officer & Chief Compliance Officercontrolsince 06/2005 · owns less than 5%
- W•••• Y•••••• · Chief Financial Officercontrolsince 04/2014 · owns less than 5%
- K•••••• S••••• M•••••••• · L•••••• Partnercontrolsince 12/2005 · owns 75% or more of A•••• C•••••• R••• E•••••• L•
Entity owners
- A•••• C•••••• R••• E•••••• L• · Sole Memberdirect · owns 75% or more
- A•••• C•••••• R••• E•••••• L•• · General Partnerindirect · owns F of A•••• C•••••• R••• E•••••• L•
Related persons
Schedule D 7.A
- A•• I• C•••••••• G•• L••pooled vehicle sponsorn
- A•• I•• A•••••••• L••investment adviserpooled vehicle sponsorn
- A•• I• A•••••••• L••investment adviserpooled vehicle sponsorn
- A•• S•••••••• P•••••••• L••pooled vehicle sponsorn
- A•••• C•••••• A••• G•• L•••investment adviserpooled vehicle sponsorn
- A•••• C•••••• A••• L••••••investment advisern
- A•••• J••••• L••investment advisern
Offices
Schedule D 1.F, the 25 largest
- Tokyo, Japan3 employees
- Central, Hong Kong1 employees
What changed
consecutive filings, newest first
- Assets in custody · $60.4M to $58.7MMay 12, 2026 to Jul 12, 2026
- Discretionary RAUM · $191M to $190MMay 12, 2026 to Jul 12, 2026
- Pooled vehicle RAUM · $191M to $190MMay 12, 2026 to Jul 12, 2026
- RAUM · $191M to $190MMay 12, 2026 to Jul 12, 2026
- Assets in custody · $72.8M to $60.4MApr 30, 2025 to May 12, 2026
- Discretionary RAUM · $207M to $191MApr 30, 2025 to May 12, 2026
- Pooled vehicle RAUM · $207M to $191MApr 30, 2025 to May 12, 2026
- RAUM · $207M to $191MApr 30, 2025 to May 12, 2026
- Assets in custody · $72.9M to $72.8MJul 7, 2024 to Apr 30, 2025
- Financial planning clients · 0 to 0Jul 7, 2024 to Apr 30, 2025
- HQ city · NEW YORK to GREENWICHJul 7, 2024 to Apr 30, 2025
- HQ state · NY to CTJul 7, 2024 to Apr 30, 2025
- Discretionary RAUM · $216M to $207MJul 7, 2024 to Apr 30, 2025
- Pooled vehicle RAUM · $216M to $207MJul 7, 2024 to Apr 30, 2025
- RAUM · $216M to $207MJul 7, 2024 to Apr 30, 2025
- Advisory employees · 6 to 3Mar 31, 2023 to Jul 7, 2024
- Assets in custody · $82.5M to $72.9MMar 31, 2023 to Jul 7, 2024
- Employees · 16 to 14Mar 31, 2023 to Jul 7, 2024
- Discretionary RAUM · $233M to $216MMar 31, 2023 to Jul 7, 2024
- Pooled vehicle RAUM · $233M to $216MMar 31, 2023 to Jul 7, 2024
- RAUM · $233M to $216MMar 31, 2023 to Jul 7, 2024
- Advisory employees · 7 to 6Feb 7, 2023 to Mar 31, 2023
- Discretionary RAUM · $255M to $233MFeb 7, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $255M to $233MFeb 7, 2023 to Mar 31, 2023
- RAUM · $255M to $233MFeb 7, 2023 to Mar 31, 2023
- Accounts · 7 to 8Apr 30, 2022 to Feb 7, 2023
- Pooled vehicle clients · 7 to 8Apr 30, 2022 to Feb 7, 2023
- Discretionary RAUM · $255M to $255MApr 30, 2022 to Feb 7, 2023
- Pooled vehicle RAUM · $255M to $255MApr 30, 2022 to Feb 7, 2023
- RAUM · $255M to $255MApr 30, 2022 to Feb 7, 2023
- Accounts · 6 to 7Apr 1, 2022 to Apr 30, 2022
- Advisory employees · 6 to 7Apr 1, 2022 to Apr 30, 2022
- Pooled vehicle clients · 6 to 7Apr 1, 2022 to Apr 30, 2022
- Private funds · 6 to 7Apr 1, 2022 to Apr 30, 2022
- Discretionary RAUM · $251M to $255MApr 1, 2022 to Apr 30, 2022
- Pooled vehicle RAUM · $251M to $255MApr 1, 2022 to Apr 30, 2022
- RAUM · $251M to $255MApr 1, 2022 to Apr 30, 2022
- Assets in custody · $115M to $82.5MMar 31, 2021 to Apr 1, 2022
- Discretionary RAUM · $332M to $251MMar 31, 2021 to Apr 1, 2022
- Pooled vehicle RAUM · $332M to $251MMar 31, 2021 to Apr 1, 2022
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- A••••CAPITALA•••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- +1 (212) 710-3200reportedpublic record, Form ADV, Jul 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
A•••• C•••••• R••• E••••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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