DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
S•••• A••• C••••••• L••
Latest filing Mar 28, 2025
First filing on the tape Feb 9, 2012 · 15 filings
SEC status approved since Mar 28, 2012
RAUM
$253M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$253M as of Mar 28, 2025
Mar 25, 2013$203M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 28, 2025
Mar 25, 20130 then
Employees (5.A)7 as of Mar 28, 2025
Mar 25, 201310 then
Private funds3 as of Mar 28, 2025
Mar 25, 20133 then
RAUM +14% over the last fiscal year-2.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 28, 2025; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $84.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $253M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$253M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $253M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••• A••• C•••••• I••• L••• | Private Equity Fund | $151M | 81 | Mar 31, 2015 |
| S•••• A••• C•••••• I•• L••• | Private Equity Fund | $62.5M | 66 | Feb 9, 2012 |
| S•••• A••• C••••••• L•••no longer reported | Private Equity Fund | $14.7M | 64 | Feb 9, 2012 |
| S•••• A••• C•••••• I•••• L••• | Private Equity Fund | $8.0M | 2 | Feb 9, 2012 |
Owners and control persons
Schedule A and B, latest filing
- H•••••• K••••• J• · Chief Compliance Officercontrolsince 01/2012 · owns less than 5%
- L•••••• C••••••• B•••••• · Managing Membercontrolsince 01/2005 · owns 50% to 75%
- M•••••• F•• C•••••• · Managing Membercontrolsince 01/2005 · owns 50% to 75%
Related persons
Schedule D 7.A
- N••••••• Q•••• C•••••••• G•• L••pooled vehicle sponsorn
- N•••••• C•••••••• G•• L••pooled vehicle sponsorn
- N••••••• L•••• C•••••• I• G•• L•••pooled vehicle sponsorn
- N••••••• L•••• C••••••• L•••investment advisernRAUM $575M
- S•••• A••• C•••••• M••••••••• I•• L•••pooled vehicle sponsorn
- S•••• A••• C•••••• M••••••••• I••• L•••pooled vehicle sponsorn
Advisers that list S•••• A••• C••••••• L•• as a related person
- 315975 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 8 to 7Mar 29, 2024 to Mar 28, 2025
- Assets in custody · $221M to $253MMar 29, 2024 to Mar 28, 2025
- Employees · 8 to 7Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $221M to $253MMar 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $221M to $253MMar 29, 2024 to Mar 28, 2025
- RAUM · $221M to $253MMar 29, 2024 to Mar 28, 2025
- Advisory employees · 9 to 8Mar 31, 2023 to Mar 29, 2024
- Assets in custody · $284M to $221MMar 31, 2023 to Mar 29, 2024
- Employees · 10 to 8Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $284M to $221MMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $284M to $221MMar 31, 2023 to Mar 29, 2024
- RAUM · $284M to $221MMar 31, 2023 to Mar 29, 2024
- Advisory employees · 11 to 9Sep 14, 2022 to Mar 31, 2023
- Assets in custody · $272M to $284MSep 14, 2022 to Mar 31, 2023
- Employees · 12 to 10Sep 14, 2022 to Mar 31, 2023
- HQ city · unset to MINNEAPOLISSep 14, 2022 to Mar 31, 2023
- HQ state · unset to MNSep 14, 2022 to Mar 31, 2023
- Discretionary RAUM · $272M to $284MSep 14, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $272M to $284MSep 14, 2022 to Mar 31, 2023
- RAUM · $272M to $284MSep 14, 2022 to Mar 31, 2023
- HQ city · MINNEAPOLIS to unsetMar 29, 2022 to Sep 14, 2022
- HQ state · MN to unsetMar 29, 2022 to Sep 14, 2022
- Assets in custody · $378M to $272MMar 26, 2021 to Mar 29, 2022
- Discretionary RAUM · $378M to $272MMar 26, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $378M to $272MMar 26, 2021 to Mar 29, 2022
- RAUM · $378M to $272MMar 26, 2021 to Mar 29, 2022
- Related adviser · false to trueMar 26, 2021 to Mar 29, 2022
- Assets in custody · $336M to $378MMar 27, 2020 to Mar 26, 2021
- Discretionary RAUM · $336M to $378MMar 27, 2020 to Mar 26, 2021
- Pooled vehicle RAUM · $336M to $378MMar 27, 2020 to Mar 26, 2021
- RAUM · $336M to $378MMar 27, 2020 to Mar 26, 2021
- Advisory employees · 12 to 11Mar 29, 2019 to Mar 27, 2020
- Assets in custody · $355M to $336MMar 29, 2019 to Mar 27, 2020
- Employees · 13 to 12Mar 29, 2019 to Mar 27, 2020
- Discretionary RAUM · $355M to $336MMar 29, 2019 to Mar 27, 2020
- Pooled vehicle RAUM · $355M to $336MMar 29, 2019 to Mar 27, 2020
- RAUM · $355M to $336MMar 29, 2019 to Mar 27, 2020
- Accounts · 4 to 3Mar 29, 2018 to Mar 29, 2019
- Advisory employees · 11 to 12Mar 29, 2018 to Mar 29, 2019
- Pooled vehicle clients · 4 to 3Mar 29, 2018 to Mar 29, 2019
Signals
2 dated events
- S•••• A••• C••••••• L•• no longer on the SEC adviser roster (last listed 2025-06-02, RAUM $252.6M)Jul 1, 2025 · Left the SEC roster · derived
- S•••• A••• C••••••• L•• reported RAUM $272.2M, down 28% from $378.3M (2021-03-26 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- S•••• A••• C••••••• L•• · Independent Sponsorsshared crd · capital_provider
- S•••• A••• C••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- STONEARCHCAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026