DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Nippon Life Global Investors Americas, Inc.
Latest filing Mar 27, 2026
First filing on the tape Feb 10, 2012 · 20 filings
SEC status approved since Mar 26, 2012
RAUM
$83B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
99
71 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$83B as of Mar 27, 2026
Mar 26, 2013$7.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 26, 20130 then
Employees (5.A)99 as of Mar 27, 2026
Mar 26, 201350 then
Private funds: no history
RAUM +116% over the last fiscal year+58% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $568MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +116%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$58B74%
- Pooled investment vehicles$18B23%
- Other investment advisers$1.9B2.4%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 146reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.24 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Nmn Daisuke Ishida · President, Chief Executive Officer And Member Of The Boardsince 03/2022 · owns less than 5%
- Yuki Kunimura · Member Of The Boardsince 03/2023 · owns less than 5%
- Takeru Maki · Member Of The Boardsince 03/2023 · owns less than 5%
- Nmn Masato Nakamura · Chief Compliance Officersince 03/2011 · owns less than 5%
- Nmn Shinichi Okamoto · Member Of The Boardsince 03/2022 · owns less than 5%
- Hiroki Yamauchi · Member Of The Boardsince 03/2023 · owns less than 5%
Entity owners
- Nippon Life Insurance Co. · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
- Nippon Life Global Investors Europe Plcinvestment advisern
- Nippon Life Insurance Companyreal estatey
- Nissay Asset Management Corporationinvestment advisernRAUM $207B
- Taiju Life Insurance Company Limitedreal estaten
Advisers that list Nippon Life Global Investors Americas, Inc. as a related person
- 113623 n
Offices
Schedule D 1.F, the 25 largest
- Palo Alto, CA3 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- institutional asset share shiftChange between filings · filing Mar 27, 2026institutional share of RAUM moved from 46.0% to 72.0% between the annual amendments of 2025-03-28 and 2026-03-27peers: other advisers, $20B and over (120)
- RAUM up 50 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $38,458,970,946 to $82,988,884,015 (+116.0%) between the annual amendments of 2025-03-28 and 2026-03-27; the peer median change was +11.0% (113 comparable advisers, 99.0th percentile of changes)peers: other advisers, $20B and over (113) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 111 to 146Mar 28, 2025 to Mar 27, 2026
- Advisory employees · 66 to 71Mar 28, 2025 to Mar 27, 2026
- Corporate clients · 4 to 36Mar 28, 2025 to Mar 27, 2026
- Pooled vehicle clients · 92 to 95Mar 28, 2025 to Mar 27, 2026
- Discretionary RAUM · $37B to $81BMar 28, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $2.0B to $1.9BMar 28, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $17B to $18BMar 28, 2025 to Mar 27, 2026
- RAUM · $38B to $83BMar 28, 2025 to Mar 27, 2026
- Accounts · 107 to 111Apr 10, 2024 to Mar 28, 2025
- Advisory employees · 59 to 66Apr 10, 2024 to Mar 28, 2025
- Corporate clients · 23 to 4Apr 10, 2024 to Mar 28, 2025
- Pooled vehicle clients · 69 to 92Apr 10, 2024 to Mar 28, 2025
- Employees · 88 to 99Apr 10, 2024 to Mar 28, 2025
- Financial planning clients · unset to Apr 10, 2024 to Mar 28, 2025
- Discretionary RAUM · $33B to $37BApr 10, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $2.0B to $2.0BApr 10, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $9.0B to $17BApr 10, 2024 to Mar 28, 2025
- RAUM · $36B to $38BApr 10, 2024 to Mar 28, 2025
- Accounts · 97 to 107Mar 29, 2023 to Mar 25, 2024
- Advisory employees · 55 to 59Mar 29, 2023 to Mar 25, 2024
- Corporate clients · 19 to 23Mar 29, 2023 to Mar 25, 2024
- Pooled vehicle clients · 63 to 69Mar 29, 2023 to Mar 25, 2024
- Employees · 81 to 88Mar 29, 2023 to Mar 25, 2024
- Discretionary RAUM · $19B to $33BMar 29, 2023 to Mar 25, 2024
- Non-discretionary RAUM · $2.0B to $2.0BMar 29, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $8.4B to $9.0BMar 29, 2023 to Mar 25, 2024
- RAUM · $21B to $36BMar 29, 2023 to Mar 25, 2024
- Accounts · 98 to 97Mar 29, 2022 to Mar 29, 2023
- Advisory employees · 45 to 55Mar 29, 2022 to Mar 29, 2023
- Corporate clients · 23 to 19Mar 29, 2022 to Mar 29, 2023
- Pooled vehicle clients · 59 to 63Mar 29, 2022 to Mar 29, 2023
- Employees · 67 to 81Mar 29, 2022 to Mar 29, 2023
- Discretionary RAUM · $19B to $19BMar 29, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $3.6B to $2.0BMar 29, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $7.7B to $8.4BMar 29, 2022 to Mar 29, 2023
- RAUM · $23B to $21BMar 29, 2022 to Mar 29, 2023
- Accounts · 88 to 98Apr 16, 2021 to Mar 29, 2022
- Corporate clients · 21 to 23Apr 16, 2021 to Mar 29, 2022
- Pooled vehicle clients · 52 to 59Apr 16, 2021 to Mar 29, 2022
- Employees · 68 to 67Apr 16, 2021 to Mar 29, 2022
Signals
16 dated events
- Nippon Life Global Investors Americas, Inc. reported RAUM $83.0B, up 116% from $38.5B (2025-03-28 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- Nippon Life Global Investors Americas, Inc. reported RAUM $35.5B, up 68% from $21.1B (2023-03-29 to 2024-03-25)Mar 25, 2024 · RAUM change · derived
- Nmn Akira Shibata (Member Of The Board) no longer on Schedule A of Nippon Life Global Investors Americas, Inc. (listed 2022-03-29, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- Hiroyuki Ichikawa (Member Of The Board) no longer on Schedule A of Nippon Life Global Investors Americas, Inc. (listed 2022-03-29, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- Minoru Kimura (Member Of The Board) no longer on Schedule A of Nippon Life Global Investors Americas, Inc. (listed 2021-04-16, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
- Jun Sato (President, Chief Executive Officer And Member Of The Board) no longer on Schedule A of Nippon Life Global Investors Americas, Inc. (listed 2021-04-16, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
- Nippon Life Global Investors Americas, Inc. reported RAUM $23.1B, up 29% from $17.9B (2021-04-16 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- Hiroyuki Ichikawa (Member Of The Board) appeared on Schedule A of Nippon Life Global Investors Americas, Inc.Mar 29, 2021 · Control person joined · fact
- Jun Sato (President, Chief Executive Officer And Member Of The Board) appeared on Schedule A of Nippon Life Global Investors Americas, Inc.Mar 29, 2021 · Control person joined · fact
- Nmn Masamichi Kishimoto (President, Chief Executive Officer And Member Of The Board) no longer on Schedule A of Nippon Life Global Investors Americas, Inc. (listed 2020-11-02, absent 2021-03-29)Mar 29, 2021 · Control person left · inference
- Nmn Hiroo Sakuma (Member Of The Board) no longer on Schedule A of Nippon Life Global Investors Americas, Inc. (listed 2020-11-02, absent 2021-03-29)Mar 29, 2021 · Control person left · inference
- Kosuke Kuroishi (Member Of The Board) no longer on Schedule A of Nippon Life Global Investors Americas, Inc. (listed 2020-11-02, absent 2021-03-29)Mar 29, 2021 · Control person left · inference
- Nmn Koji Oshima (Member Of The Board) no longer on Schedule A of Nippon Life Global Investors Americas, Inc. (listed 2019-03-27, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Minoru Kimura (Member Of The Board) appeared on Schedule A of Nippon Life Global Investors Americas, Inc.Mar 30, 2020 · Control person joined · fact
- Kosuke Kuroishi (Member Of The Board) appeared on Schedule A of Nippon Life Global Investors Americas, Inc.Mar 30, 2020 · Control person joined · fact
- Nmn Hiroshi Ozeki (Member Of The Board) no longer on Schedule A of Nippon Life Global Investors Americas, Inc. (listed 2019-03-27, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/nippon-life-global-investorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- nlgia.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 646-231-4000reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026