DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Strategic Portfolio Solutions, LLC
Latest filing Mar 6, 2026
First filing on the tape Jul 31, 2024 · 5 filings
SEC status approved since Aug 30, 2024
RAUM
$136M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
100%
$136M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$27.2M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$136M as of Mar 6, 2026
Feb 28, 2025$112M then
HNW client RAUM$106M as of Mar 6, 2026
Feb 28, 2025$89.4M then
State-registered IARs (5.B.3)5 as of Mar 6, 2026
Feb 28, 20255 then
Employees (5.A)5 as of Mar 6, 2026
Feb 28, 20255 then
Private funds: no history
RAUM +22% over the last fiscal yearIARs 5 to 5
Practice profile
derived from the filing of Mar 6, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $27.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 38derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $346,592derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +13%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$106M78%
- Individuals$30.6M22%
- Individual clients
- 133reported
- HNW clients
- 55reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 393reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Robert Andrew Aikey | Dallas, Tx | May 21, 2014 | 31 y | 3 |
| Stephen Robert JenkinsCertified Financial Planner | Dallas, Tx | Aug 11, 2022 | 26 y | 3 |
| Nancy A Hetrick | Dallas, Tx | Jan 16, 2024 | 27 y | 6 |
| Kristen N Hilty | Dallas, Tx | Feb 16, 2024 | 15 y | 2 |
| Charles Ashley Johnson | Dallas, Tx | Aug 15, 2024 | 16 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Charles Ashley Johnson from Holland Investment Management, Inc.Aug 15, 2024 · Other
- Kristen N Hilty from Belpointe Asset Management LLCFeb 16, 2024 · RIA to RIA
- Nancy A Hetrick from Financial Life PlannersJan 16, 2024 · RIA to RIA
- Stephen Robert Jenkins from Horter Investment Management, LLCAug 11, 2022 · RIA to RIA
- Robert Andrew Aikey from Mcelhenny Sheffield Capital Management, LLCMay 21, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Andrew Robert Aikey · Managing Member & Chief Compliance Officercontrolsince 08/2020 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dallas, Tx · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Phoenix, AZ1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 355 to 393Nov 11, 2025 to Mar 6, 2026
- Advisory activities · 4 to 3Nov 11, 2025 to Mar 6, 2026
- HNW clients · 52 to 55Nov 11, 2025 to Mar 6, 2026
- Individual clients · 115 to 133Nov 11, 2025 to Mar 6, 2026
- Financial planning clients · 0 to 1-10Nov 11, 2025 to Mar 6, 2026
- Other offices · 1 to 2Nov 11, 2025 to Mar 6, 2026
- Discretionary RAUM · $108M to $132MNov 11, 2025 to Mar 6, 2026
- HNW RAUM · $89.4M to $106MNov 11, 2025 to Mar 6, 2026
- Individual RAUM · $22.7M to $30.6MNov 11, 2025 to Mar 6, 2026
- Non-discretionary RAUM · $4.2M to $4.4MNov 11, 2025 to Mar 6, 2026
- RAUM · $112M to $136MNov 11, 2025 to Mar 6, 2026
- Financial planning clients · 0 to 0Apr 15, 2025 to Nov 11, 2025
- Other offices · 2 to 1Apr 15, 2025 to Nov 11, 2025
- Accounts · 312 to 355Jul 31, 2024 to Feb 28, 2025
- HNW clients · 46 to 52Jul 31, 2024 to Feb 28, 2025
- Individual clients · 104 to 115Jul 31, 2024 to Feb 28, 2025
- Pension plan clients · unset to 0.0Jul 31, 2024 to Feb 28, 2025
- Assets in custody · 2963366.0 to unsetJul 31, 2024 to Feb 28, 2025
- Custody of client assets · true to falseJul 31, 2024 to Feb 28, 2025
- Discretionary RAUM · $98.4M to $108MJul 31, 2024 to Feb 28, 2025
- HNW RAUM · $82.7M to $89.4MJul 31, 2024 to Feb 28, 2025
- Individual RAUM · $19.1M to $22.7MJul 31, 2024 to Feb 28, 2025
- Non-discretionary RAUM · $3.5M to $4.2MJul 31, 2024 to Feb 28, 2025
- RAUM · $102M to $112MJul 31, 2024 to Feb 28, 2025
Signals
1 dated events
- Strategic Portfolio Solutions, Llc filed its initial SEC registration (Form ADV)Jul 31, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- steve@investsps.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- rob@investsps.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- advisorteam@investsps.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 214-269-0240reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 214-446-4910reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 561-644-4521reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/strategic-portfolio-solutions-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- INVESTSPS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (214) 446-4910reportedpublic record, Form ADV, Mar 6, 2026
- Contact form
- investsps.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- investsps.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $27.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026