DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••• S••••••• W••••• M••••••••• L••
Latest filing Aug 3, 2026
First filing on the tape Mar 30, 2012 · 49 filings
SEC status approved since Mar 26, 2015
RAUM
$648M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$648M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$162M
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
49 filings and snapshots on the tape
RAUM$648M as of Aug 3, 2026
Mar 30, 2012$60.8M then
HNW client RAUM$553M as of Aug 3, 2026
Feb 16, 2018$64.0M then
State-registered IARs (5.B.3)4 as of Aug 3, 2026
Mar 30, 20120 then
Employees (5.A)6 as of Aug 3, 2026
Feb 17, 20165 then
Private funds: no history
RAUM +18% over the last fiscal year+21% a year over threeIARs 3 to 4
Practice profile
derived from the filing of Aug 3, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $162MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 98derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $399,767derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Custody
- $313M, 331 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$553M85%
- Individuals$94.1M15%
- Individual clients
- 216reported
- HNW clients
- 177reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,620reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $313M for 331 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Z•••••• C•••••• B••••••• | Winchester, Ma | Jul 14, 2011 | 23 y | 0 |
| R••••• W••••• T•••••Certified Financial Planner | Winchester, Ma | Jul 14, 2011 | 23 y | 1 |
| L•• G••••• E•••Certified Financial Planner | Winchester, Ma | Jul 14, 2011 | 23 y | 0 |
| S•••••• J••• G•••••• | Winchester, Ma | Jul 30, 2026 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R••••• W••••• T••••• from A••••••••• F•••••••• S•••••••• L••Jul 14, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••••• Z••••••• C•••••• · Chief Compliance Officercontrolsince 07/2011 · owns less than 5%
- E•••• L••• G••••• · Principalcontrolsince 07/2011 · owns less than 5%
- T•••••• R•••••• W••••• · Principalcontrolsince 07/2011 · owns less than 5%
- B•••••••• Z••••••• C•••••• · Managing Membercontrolsince 07/2011 · owns 75% or more of Z•••••• C• B••••••• C••••••••• L••
- E•••• L••• G••••• · Managing Membercontrolsince 07/2011 · owns 75% or more of L•• G• E••• P•••••••• L••
- T•••••• R•••••• W••••• · Managing Membercontrolsince 07/2011 · owns 75% or more of R••••• W• T••••• C••••••••• L••
Entity owners
- L•• G• E••• P•••••••• L•• · Managing Memberdirect · owns 25% to 50%
- R••••• W• T••••• C••••••••• L•• · Managing Memberdirect · owns 25% to 50%
- Z•••••• C• B••••••• C••••••••• L•• · Managing Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Winchester, Ma · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Advisory employees · 4 to 5Feb 9, 2026 to Aug 3, 2026
- Employees · 5 to 6Feb 9, 2026 to Aug 3, 2026
- State-registered IARs · 3 to 4Feb 9, 2026 to Aug 3, 2026
- Accounts · 1,614 to 1,620Oct 2, 2025 to Jan 31, 2026
- HNW clients · 150 to 177Oct 2, 2025 to Jan 31, 2026
- Individual clients · 238 to 216Oct 2, 2025 to Jan 31, 2026
- Assets in custody · $277M to $313MOct 2, 2025 to Jan 31, 2026
- Discretionary RAUM · $550M to $648MOct 2, 2025 to Jan 31, 2026
- HNW RAUM · $434M to $553MOct 2, 2025 to Jan 31, 2026
- Individual RAUM · $116M to $94.1MOct 2, 2025 to Jan 31, 2026
- RAUM · $550M to $648MOct 2, 2025 to Jan 31, 2026
- Accounts · 1,567 to 1,614Nov 20, 2024 to Feb 4, 2025
- HNW clients · 123 to 150Nov 20, 2024 to Feb 4, 2025
- Individual clients · 262 to 238Nov 20, 2024 to Feb 4, 2025
- Assets in custody · unset to 276683653.0Nov 20, 2024 to Feb 4, 2025
- Custody of client assets · false to trueNov 20, 2024 to Feb 4, 2025
- Financial planning clients · 251-500 to 251-500Nov 20, 2024 to Feb 4, 2025
- Discretionary RAUM · $452M to $550MNov 20, 2024 to Feb 4, 2025
- HNW RAUM · $340M to $434MNov 20, 2024 to Feb 4, 2025
- Individual RAUM · $112M to $116MNov 20, 2024 to Feb 4, 2025
- RAUM · $452M to $550MNov 20, 2024 to Feb 4, 2025
- Accounts · 1,602 to 1,567Sep 28, 2023 to Jan 24, 2024
- HNW clients · 103 to 123Sep 28, 2023 to Jan 24, 2024
- Individual clients · 312 to 262Sep 28, 2023 to Jan 24, 2024
- Discretionary RAUM · $368M to $452MSep 28, 2023 to Jan 24, 2024
- HNW RAUM · $238M to $340MSep 28, 2023 to Jan 24, 2024
- Individual RAUM · $129M to $112MSep 28, 2023 to Jan 24, 2024
- Pension RAUM · 1203324.0 to unsetSep 28, 2023 to Jan 24, 2024
- RAUM · $368M to $452MSep 28, 2023 to Jan 24, 2024
- Accounts · 1,486 to 1,602Oct 11, 2022 to Mar 30, 2023
- Individual clients · 308 to 312Oct 11, 2022 to Mar 30, 2023
- Discretionary RAUM · $375M to $368MOct 11, 2022 to Mar 30, 2023
- HNW RAUM · $242M to $238MOct 11, 2022 to Mar 30, 2023
- Individual RAUM · $132M to $129MOct 11, 2022 to Mar 30, 2023
- Pension RAUM · $1.3M to $1.2MOct 11, 2022 to Mar 30, 2023
- RAUM · $375M to $368MOct 11, 2022 to Mar 30, 2023
- Accounts · 1,419 to 1,486Jan 5, 2022 to Feb 17, 2022
- HNW clients · 84 to 103Jan 5, 2022 to Feb 17, 2022
- Individual clients · 320 to 308Jan 5, 2022 to Feb 17, 2022
- Discretionary RAUM · $313M to $375MJan 5, 2022 to Feb 17, 2022
Signals
1 dated events
- B••••• S••••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 10, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- B•••••S•••••••WEALTH.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (781) 721-0072reportedpublic record, Form ADV, Aug 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $162Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026