DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••• P•••• P•••••••
Legal name W••• P•••• A••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Feb 10, 2012 · 24 filings
SEC status approved since Mar 29, 2012
RAUM
$8.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
50
26 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
15
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$8.6B as of Mar 31, 2026
Mar 26, 2013$1.8B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 26, 20130 then
Employees (5.A)50 as of Mar 31, 2026
Mar 26, 201325 then
Private funds15 as of Mar 31, 2026
Mar 26, 201313 then
RAUM +31% over the last fiscal year+12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $572MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +31%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$8.6B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 15reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
24 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| W••• P•••• P••••••• I•••• L••• | Private Equity Fund | $2.1B | 98 | Mar 30, 2020 |
| W••• P•••• P••••••• X••• L••• | Private Equity Fund | $1.6B | 91 | Jun 22, 2022 |
| W••• P•••• P••••••• V•••••• L••• | Private Equity Fund | $666M | 72 | Mar 29, 2016 |
| W••• P•••• P••••••• X••• L••• | Private Equity Fund | $374M | 31 | Jun 22, 2022 |
| W••• P•••• P••••••• A••• L••• | Private Equity Fund | $329M | 28 | Mar 31, 2022 |
| W••• P•••• P••••••• I•••• L••• | Private Equity Fund | $297M | 18 | Mar 30, 2020 |
| W••• P•••• P••••••• A•• I•• L••• | Private Equity Fund | $274M | 15 | Mar 31, 2023 |
| W••• P•••• P••••••• V•••••• L••• | Private Equity Fund | $125M | 13 | Mar 29, 2016 |
| W••• P•••• P••••••• V••••• G•••••• L••• | Private Equity Fund | $121M | 72 | Mar 29, 2019 |
| W••• P•••• P••••••• V••••• L••• | Private Equity Fund | $118M | 39 | Feb 10, 2012 |
| W••• P•••• P••••••• C••• L••• | Private Equity Fund | $36.5M | 32 | Mar 29, 2019 |
| W••• P•••• P••••••• V••••• L••• | Private Equity Fund | $27.8M | 15 | Feb 10, 2012 |
| W••• P•••• P••••••• V••••• G•••••• L••• | Private Equity Fund | $22.6M | 13 | Mar 29, 2019 |
| W••• P•••• I••••••••• L••no longer reported | Hedge Fund | $19.8M | 13 | Feb 10, 2012 |
| W••• P•••• P••••••• V• L••• | Private Equity Fund | $11.5M | 40 | Feb 10, 2012 |
| W••• P•••• P••••••• V•• L••• | Private Equity Fund | $4.4M | 44 | Feb 10, 2012 |
| W••• P•••• P••••••• I••• L•••no longer reported | Private Equity Fund | $3.3M | 34 | Feb 10, 2012 |
| W••• P•••• P••••••• I•• L•••no longer reported | Private Equity Fund | $2.9M | 37 | Feb 10, 2012 |
| W••• P•••• V•• A••••••••• L••• | Private Equity Fund | $920,759 | 34 | Feb 10, 2012 |
| W••• P•••• V• E•••••••• A•••••• P•••••••• L•••no longer reported | Private Equity Fund | $672,373 | 40 | Feb 10, 2012 |
| W••• P•••• I•• E•••••••• A•••••• P•••••••• L•••no longer reported | Private Equity Fund | $81,366 | 19 | Feb 10, 2012 |
| W••• P•••• V• E•••••••• A•••••• P•••••••• L••• | Private Equity Fund | $65,878 | 27 | Feb 10, 2012 |
| W••• P•••• I• E•••••••• A•••••• P•••••••• L•••no longer reported | Private Equity Fund | $1,276 | 30 | Feb 10, 2012 |
| W••• P•••• A••••••••• I•• L••no longer reported | Private Equity Fund | $423 | 3 | Feb 10, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••• N••••••••• A•••••••• · Managing Directorcontrolsince 05/2009 · owns less than 5%
- L•••••• J•••••• C••••••••• · Managing Directorcontrolsince 01/2020 · owns less than 5%
- P•••••••• P•••• H••••• · Managing Directorcontrolsince 04/2013 · owns less than 5%
- S••••••• K•••••• A• · Managing Directorcontrolsince 06/2017 · owns less than 5%
- S••••••• U•••• · General Counsel And Chief Compliance Officercontrolsince 08/2022 · owns less than 5%
- T•••••• K••••••• L•••••• · Chief Financial Officercontrolsince 03/2022 · owns less than 5%
- W••••••••• A•••• E• · Managing Directorcontrolsince 04/2009 · owns less than 5%
- B••••• N••••••••• A•••••••• · Limited Partnercontrolsince 12/2021 · owns 25% to 50% of L••••••••• C•••••• H••••••• I•• L•••
- P•••••••• P•••• H••••• · Limited Partnercontrolsince 12/2021 · owns 25% to 50% of L••••••••• C•••••• H••••••• I•• L•••
- W••••••••• A•••• E• · Limited Partnercontrolsince 12/2021 · owns 25% to 50% of L••••••••• C•••••• H••••••• I•• L•••
Entity owners
- W••• P•••• D••••• L••• · Managing Memberdirect · owns 75% or more
- L••••••••• C•••••• H••••••• I• G•• L•• · General Partnerindirect · owns F of W••• P•••• M••••••••• H•••••••• L•••
- L••••••••• C•••••• H••••••• I• G•• L•• · General Partnerindirect · owns F of L••••••••• C•••••• H••••••• I•• L•••
- L••••••••• C•••••• H••••••• I•• L••• · Limited Partnerindirect · owns 75% or more of W••• P•••• M••••••••• H•••••••• L•••
- W••• P•••• M••••••••• H•••••••• L••• · Limited Partnerindirect · owns 75% or more of W••• P•••• D••••• L•••
Related persons
Schedule D 7.A
- W••• P•••• A••••••• A•• I•• L••pooled vehicle sponsorn
- W••• P•••• A••••••• A••• L••pooled vehicle sponsorn
- W••• P•••• A••••••• C••• L••pooled vehicle sponsorn
- W••• P•••• A••••••• V••• G••••• L••pooled vehicle sponsorn
- W••• P•••• I•••••••• A•• I• L•••pooled vehicle sponsorn
- W••• P•••• I•••••••• A••• L•••pooled vehicle sponsorn
- W••• P•••• I•••••••• C••• L•••pooled vehicle sponsorn
- W••• P•••• I•••••••• I•• L•••pooled vehicle sponsorn
- W••• P•••• I•••••••• V•• L•••pooled vehicle sponsory
- W••• P•••• I•••••••• V••• L•••pooled vehicle sponsory
- W••• P•••• I•••••••• V••• G•••••• L•••pooled vehicle sponsorn
- W••• P•••• I•••••••• V•••• L•••pooled vehicle sponsory
- W••• P•••• I•••••••• X• L•••pooled vehicle sponsorn
- W••• P•••• I• A•••••••• L••pooled vehicle sponsorn
- W••• P•••• V•• A•••••••• L••pooled vehicle sponsorn
- W••• P•••• V••• A•••••••• L••pooled vehicle sponsorn
- W••• P•••• X• A•••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 14 to 15Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 25 to 26Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 14 to 15Mar 31, 2025 to Mar 31, 2026
- Employees · 47 to 50Mar 31, 2025 to Mar 31, 2026
- Private funds · 14 to 15Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $6.6B to $8.6BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $6.6B to $8.6BMar 31, 2025 to Mar 31, 2026
- RAUM · $6.6B to $8.6BMar 31, 2025 to Mar 31, 2026
- Accounts · 15 to 14Mar 31, 2024 to Mar 31, 2025
- Advisory employees · 23 to 25Mar 31, 2024 to Mar 31, 2025
- Advisory activities · 2 to 1Mar 31, 2024 to Mar 31, 2025
- Pooled vehicle clients · 15 to 14Mar 31, 2024 to Mar 31, 2025
- Employees · 44 to 47Mar 31, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 31, 2024 to Mar 31, 2025
- Private funds · 15 to 14Mar 31, 2024 to Mar 31, 2025
- Discretionary RAUM · $6.1B to $6.6BMar 31, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $6.1B to $6.6BMar 31, 2024 to Mar 31, 2025
- RAUM · $6.1B to $6.6BMar 31, 2024 to Mar 31, 2025
- Accounts · 17 to 15Jul 24, 2023 to Mar 31, 2024
- Pooled vehicle clients · 17 to 15Jul 24, 2023 to Mar 31, 2024
- Assets in custody · $6.1B to $0Jul 24, 2023 to Mar 31, 2024
- Private funds · 17 to 15Jul 24, 2023 to Mar 31, 2024
- Discretionary RAUM · $6.1B to $6.1BJul 24, 2023 to Mar 31, 2024
- Pooled vehicle RAUM · $6.1B to $6.1BJul 24, 2023 to Mar 31, 2024
- RAUM · $6.1B to $6.1BJul 24, 2023 to Mar 31, 2024
- Legal name · W••• P•••• A•••••••• L•• to W••• P•••• A••••••• L••Mar 31, 2023 to Apr 26, 2023
- Accounts · 16 to 17Sep 21, 2022 to Mar 31, 2023
- Advisory employees · 22 to 23Sep 21, 2022 to Mar 31, 2023
- Advisory activities · 1 to 2Sep 21, 2022 to Mar 31, 2023
- Pooled vehicle clients · 16 to 17Sep 21, 2022 to Mar 31, 2023
- Assets in custody · $4.9B to $6.1BSep 21, 2022 to Mar 31, 2023
- Employees · 42 to 44Sep 21, 2022 to Mar 31, 2023
- Private funds · 16 to 17Sep 21, 2022 to Mar 31, 2023
- Discretionary RAUM · $4.9B to $6.1BSep 21, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $4.9B to $6.1BSep 21, 2022 to Mar 31, 2023
- RAUM · $4.9B to $6.1BSep 21, 2022 to Mar 31, 2023
- Related bank · false to trueSep 21, 2022 to Mar 31, 2023
- Employees · 43 to 42Jun 22, 2022 to Sep 21, 2022
- Related adviser · false to trueJun 22, 2022 to Sep 21, 2022
- Accounts · 14 to 16Mar 31, 2022 to Jun 22, 2022
Signals
9 dated events
- W••• P•••• P••••••• reported RAUM $8.6B, up 31% from $6.6B (2025-03-31 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Matthew David Stott (Managing Director) no longer on Schedule A of W••• P•••• P••••••• (listed 2023-04-27, absent 2023-07-24)Jul 24, 2023 · Control person left · inference
- Usman Shakeel (General Counsel And Chief Compliance Officer) appeared on Schedule A of W••• P•••• P•••••••Sep 21, 2022 · Control person joined · fact
- Leeanne Kristen Trotta (Cfo) appeared on Schedule A of W••• P•••• P•••••••Jun 22, 2022 · Control person joined · fact
- Kay Leann Kilarski (Coo/Cco/Cfo) no longer on Schedule A of W••• P•••• P••••••• (listed 2022-03-31, absent 2022-06-22)Jun 22, 2022 · Control person left · inference
- W••• P•••• P••••••• reported RAUM $3.1B, up 60% from $1.9B (2019-10-02 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Christopher Joseph Lawler (Member) appeared on Schedule A of W••• P•••• P•••••••Mar 30, 2020 · Control person joined · fact
- Louis Robert Cummings (Member) no longer on Schedule A of W••• P•••• P••••••• (listed 2019-10-02, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Robertson Richard Kracum (Member) no longer on Schedule A of W••• P•••• P••••••• (listed 2019-10-02, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- W••• P•••• P••••••• · Independent Sponsorsshared crd · capital_provider
- W••• P•••• P••••••• · Private Equityshared crd · organization
- W••• P•••• P••••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/wind-point-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- w•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-255-4800reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026