DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••••••• C••••••
Legal name T••••••• M••••••••• L•
Latest filing Mar 31, 2026
First filing on the tape Feb 13, 2012 · 27 filings
SEC status approved since Mar 30, 2012
RAUM
$5.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
29
18 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
22
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$5.4B as of Mar 31, 2026
Mar 28, 2013$763M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20130 then
Employees (5.A)29 as of Mar 31, 2026
Mar 28, 201318 then
Private funds22 as of Mar 31, 2026
Mar 28, 201310 then
RAUM +15% over the last fiscal year+14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $246MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 22reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
32 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T••••••• C•••••• P••••••• I••• L••• | Private Equity Fund | $1.6B | 211 | Mar 29, 2018 |
| T••••••• C•••••• P••••••• I•• L••• | Private Equity Fund | $541M | 124 | Mar 31, 2014 |
| T••••••• C•••••• P••••••• I•• •••••••• L••• | Private Equity Fund | $450M | 33 | Mar 29, 2018 |
| T••••••• C•••••• P••••••• I•• L••• | Private Equity Fund | $252M | 50 | Mar 30, 2024 |
| T•• I•• S••• L••• | Private Equity Fund | $201M | 2 | Mar 29, 2019 |
| T••••••• S•••• C••••• I•••••••• L• | Private Equity Fund | $184M | 11 | Mar 31, 2022 |
| T••••••• T••• I•••••••• L• | Private Equity Fund | $160M | 28 | Mar 31, 2022 |
| T••••••• C•••••• P••••••• I•• A••• L••• | Private Equity Fund | $112M | 209 | Mar 30, 2020 |
| T••••••• C•••••• P••••••• I• •••••••• L••• | Private Equity Fund | $75.2M | 10 | Mar 31, 2014 |
| T•• I• C•••••••• A• L• | Private Equity Fund | $66.7M | 2 | Mar 31, 2015 |
| T•• I• C•••••••• B• L• | Private Equity Fund | $66.7M | 2 | Mar 30, 2016 |
| T••••••• D••••••• I•••••••• L• | Private Equity Fund | $49.7M | 7 | Mar 31, 2022 |
| T••••••• M••••••••• I•••••••• L• | Private Equity Fund | $45.2M | 8 | Mar 31, 2022 |
| T••••••• C•••••• P•••••••• L•••no longer reported | Private Equity Fund | $29.4M | 80 | Feb 13, 2012 |
| T••••••• B••••••••• I•••••••• L••• | Private Equity Fund | $21.5M | 9 | Mar 31, 2023 |
| T••••••• C••••• I•••••••• L• | Private Equity Fund | $17.8M | 4 | Mar 31, 2022 |
| T••••••• C•••••• P••••••• I• ••••••••• L••• | Private Equity Fund | $13.0M | 5 | Mar 30, 2024 |
| T••••••• C•••••• P••••••• •••• L•••no longer reported | Private Equity Fund | $12.1M | 3 | Feb 13, 2012 |
| T•••• L•••no longer reported | Private Equity Fund | $10.5M | 71 | Feb 13, 2012 |
| T••••••• C•••••• P••••••• ••••••• L•••no longer reported | Private Equity Fund | $8.7M | 8 | Feb 13, 2012 |
| T••••••• V••••• I•••••••• L• | Private Equity Fund | $6.6M | 7 | Mar 31, 2022 |
| T••••••• C•••••• P••••••• I• •••• L•••no longer reported | Private Equity Fund | $4.5M | 10 | Mar 31, 2014 |
| T••••••• C•••••• P••••••• I• •••• L••• | Private Equity Fund | $2.6M | 10 | Mar 31, 2022 |
| T••• F•••••••• C••••• •••• L•••no longer reported | Private Equity Fund | $1.1M | 139 | Feb 13, 2012 |
| T••••••• C•••••• P••••••• I• ••••••• L•••no longer reported | Private Equity Fund | $751,503 | 2 | Mar 31, 2014 |
| T••••••• C•••••• I•••••••• L•no longer reported | Private Equity Fund | $509,010 | 8 | Mar 31, 2022 |
| T••• F•••••••• C••••• •••• L•••no longer reported | Private Equity Fund | $429,492 | 64 | Feb 13, 2012 |
| T••••••• E••••••••• A••••••••• L•• | Private Equity Fund | $350,148 | 10 | Mar 31, 2022 |
| T••••••• C•••••• P••••••• •••• L•no longer reported | Private Equity Fund | $196,518 | 18 | Feb 13, 2012 |
| T••• ••••• I••• L•••no longer reported | Private Equity Fund | $182,829 | 2 | Feb 13, 2012 |
| T••• •••••• L•••no longer reported | Private Equity Fund | $182,682 | 2 | Feb 13, 2012 |
| T••••••• C•••••• P••••••• •••••••• L•••no longer reported | Private Equity Fund | $0 | 0 | Feb 13, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B•••••••• M••••••• S•••• · General Counsel / Partner / Ccocontrolsince 03/2019 · owns less than 5%
- B•••• D•••••• J•••• · Partnercontrolsince 03/2021 · owns 5% to 10%
- C••••••• J••••••• M•••••• · Managing Partnercontrolsince 10/2013 · owns less than 5%
- F•••••• W••••••• A•••• · Partnercontrolsince 01/2021 · owns 5% to 10%
- G•••••• D••••• S•••••• · Partnercontrolsince 01/2018 · owns 5% to 10%
- H•••• J••••• S•••••••• · Partnercontrolsince 11/2005 · owns less than 5%
- M••••• A•••••• R••••••• · Partnercontrolsince 01/2019 · owns 5% to 10%
- M•••••• S••• · Partner / Cfocontrolsince 01/2020 · owns less than 5%
- S•••• F••••• V•••••• · Partnercontrolsince 07/2006 · owns less than 5%
- S•••••• L•••••••• B•••• · Managing Partnercontrolsince 11/2005 · owns less than 5%
- C••••••• J••••••• M•••••• · Partnercontrolsince 10/2021 · owns 25% to 50% of T••••••• M••••••••• U•••• T••• H••••••• L•
- C••••••• J••••••• M•••••• · Managing Partnercontrolsince 12/2021 · owns F of T••••••• C•••••• G•••• H••••••• L••
- S•••••• L•••••••• B•••• · Partnercontrolsince 10/2021 · owns 25% to 50% of T••••••• M••••••••• U•••• T••• H••••••• L•
- S•••••• L•••••••• B•••• · Managing Partnercontrolsince 12/2021 · owns F of T••••••• C•••••• G•••• H••••••• L••
Entity owners
- T••••••• C•••••• G•••• L•• · General Partnerdirect · owns less than 5%
- T••••••• M••••••••• L•••• T••• H••••••• L• · Partnerdirect · owns 50% to 75%
- T••••••• C•••••• G•••• H••••••• L•• · Managing Memberindirect · owns F of T••••••• C•••••• G•••• L••
- T••••••• C•••••• G•••• H••••••• L•• · General Partnerindirect · owns F of T••••••• M••••••••• L•••• T••• H••••••• L•
- T••••••• C•••••• G•••• H••••••• L•• · General Partnerindirect · owns F of T••••••• M••••••••• U•••• T••• H••••••• L•
- T••••••• M••••••••• U•••• T••• H••••••• L• · Partnerindirect · owns 75% or more of T••••••• M••••••••• L•••• T••• H••••••• L•
Related persons
Schedule D 7.A
- T••••••• C•••••• P••••••• •••• L•pooled vehicle sponsorn
- T••••••• C•••••• P••••••• I• ••• L•pooled vehicle sponsorn
- T••••••• C•••••• P••••••• I•• •••• L•pooled vehicle sponsorn
- T••••••• C•••••••• ••• L••pooled vehicle sponsorn
- T••••••• C•••••••• I•• ••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 21 to 22Jan 8, 2026 to Mar 31, 2026
- Advisory employees · 20 to 18Jan 8, 2026 to Mar 31, 2026
- Pooled vehicle clients · 21 to 22Jan 8, 2026 to Mar 31, 2026
- Employees · 37 to 29Jan 8, 2026 to Mar 31, 2026
- Private funds · 21 to 22Jan 8, 2026 to Mar 31, 2026
- Discretionary RAUM · $4.7B to $5.4BJan 8, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $4.7B to $5.4BJan 8, 2026 to Mar 31, 2026
- RAUM · $4.7B to $5.4BJan 8, 2026 to Mar 31, 2026
- Accounts · 20 to 21Mar 30, 2024 to Mar 31, 2025
- Advisory employees · 24 to 20Mar 30, 2024 to Mar 31, 2025
- Pooled vehicle clients · 20 to 21Mar 30, 2024 to Mar 31, 2025
- Employees · 34 to 37Mar 30, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 30, 2024 to Mar 31, 2025
- Private funds · 18 to 21Mar 30, 2024 to Mar 31, 2025
- Discretionary RAUM · $3.9B to $4.7BMar 30, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $3.9B to $4.7BMar 30, 2024 to Mar 31, 2025
- RAUM · $3.9B to $4.7BMar 30, 2024 to Mar 31, 2025
- Accounts · 19 to 20Mar 31, 2023 to Mar 30, 2024
- Advisory employees · 25 to 24Mar 31, 2023 to Mar 30, 2024
- Pooled vehicle clients · 19 to 20Mar 31, 2023 to Mar 30, 2024
- Employees · 35 to 34Mar 31, 2023 to Mar 30, 2024
- Private funds · 17 to 18Mar 31, 2023 to Mar 30, 2024
- Discretionary RAUM · $3.7B to $3.9BMar 31, 2023 to Mar 30, 2024
- Pooled vehicle RAUM · $3.7B to $3.9BMar 31, 2023 to Mar 30, 2024
- RAUM · $3.7B to $3.9BMar 31, 2023 to Mar 30, 2024
- Accounts · 20 to 19Mar 31, 2022 to Mar 31, 2023
- Advisory employees · 28 to 25Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 20 to 19Mar 31, 2022 to Mar 31, 2023
- Employees · 38 to 35Mar 31, 2022 to Mar 31, 2023
- Private funds · 18 to 17Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $4.0B to $3.7BMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $4.0B to $3.7BMar 31, 2022 to Mar 31, 2023
- RAUM · $4.0B to $3.7BMar 31, 2022 to Mar 31, 2023
- Accounts · 16 to 20Mar 29, 2021 to Mar 31, 2022
- Pooled vehicle clients · 16 to 20Mar 29, 2021 to Mar 31, 2022
- Employees · 35 to 38Mar 29, 2021 to Mar 31, 2022
- Private funds · 14 to 18Mar 29, 2021 to Mar 31, 2022
- Discretionary RAUM · $3.4B to $4.0BMar 29, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $3.4B to $4.0BMar 29, 2021 to Mar 31, 2022
- RAUM · $3.4B to $4.0BMar 29, 2021 to Mar 31, 2022
Signals
14 dated events
- Guinee Caitlin Nolan (Partner) no longer on Schedule A of T••••••• C•••••• (listed 2023-03-31, absent 2024-03-30)Mar 30, 2024 · Control person left · inference
- Scott Brian Berkin (Partner) no longer on Schedule A of T••••••• C•••••• (listed 2022-03-31, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Scott Geoffrey Raker (Partner) no longer on Schedule A of T••••••• C•••••• (listed 2021-03-29, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Foster Adam Stulberger (Managing Director) no longer on Schedule A of T••••••• C•••••• (listed 2020-03-30, absent 2021-03-29)Mar 29, 2021 · Control person left · inference
- Gerard Michael Stellwagen (Managing Director/Cfo) no longer on Schedule A of T••••••• C•••••• (listed 2020-03-30, absent 2021-03-29)Mar 29, 2021 · Control person left · inference
- Sanjay Swani (Managing Director) no longer on Schedule A of T••••••• C•••••• (listed 2020-03-30, absent 2021-03-29)Mar 29, 2021 · Control person left · inference
- Aaron William Fleder (Partner) appeared on Schedule A of T••••••• C••••••Mar 29, 2021 · Control person joined · fact
- Jason Daniel Bise (Partner) appeared on Schedule A of T••••••• C••••••Mar 29, 2021 · Control person joined · fact
- Bates Caitlin Guinee (Managing Director) appeared on Schedule A of T••••••• C••••••Mar 30, 2020 · Control person joined · fact
- Sanjay Swani (Managing Director) appeared on Schedule A of T••••••• C••••••Mar 30, 2020 · Control person joined · fact
- Syed Mohsin (Managing Director) appeared on Schedule A of T••••••• C••••••Mar 30, 2020 · Control person joined · fact
- Scott Brian Berkin (Managing Director) appeared on Schedule A of T••••••• C••••••Mar 29, 2019 · Control person joined · fact
- Rockwell Andrew Mayer (Managing Director) appeared on Schedule A of T••••••• C••••••Mar 29, 2019 · Control person joined · fact
- T••••••• C•••••• reported RAUM $3.1B, up 102% from $1.5B (2017-08-18 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- T••••••• C•••••• · Independent Sponsorsshared crd · capital_provider
- T••••••• C•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/T•••••••-CAPITALreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••://WWW.T•••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-271-3800reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026