DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••• G•••• C•••••• M••••••••• L••
Latest filing Mar 10, 2026
First filing on the tape Feb 14, 2012 · 36 filings
SEC status approved since Mar 30, 2012
RAUM
$1.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$1.9B as of Mar 10, 2026
Mar 7, 2013$1.4B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 10, 2026
Mar 7, 20130 then
Employees (5.A)15 as of Mar 10, 2026
Mar 7, 201311 then
Private funds4 as of Mar 10, 2026
Mar 7, 20133 then
RAUM +0.9% over the last fiscal year+0.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 10, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $215MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 6.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.5B, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.8B94%
- Charitable organizations$124M6.4%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.5B for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.94 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
11 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R••• G•••• P••••••• I• L• | Hedge Fund | $1.1B | 93 | Feb 14, 2012 |
| R••• G•••• O••••••• F••• I• L••• | Hedge Fund | $395M | 57 | Feb 14, 2012 |
| C•••• C••••• F••• L•••••• C•••• C••no longer reported | Hedge Fund | $158M | 13 | Nov 25, 2014 |
| R••• G•••• W•••••••• M••••• F••• L• | Hedge Fund | $104M | 2 | Sep 30, 2021 |
| C•••• C••••• F••• L•••••• C•••• A••no longer reported | Hedge Fund | $78.1M | 5 | May 29, 2014 |
| R••• G•••• H••••• M••••• F••• L• | Hedge Fund | $75.4M | 17 | Jul 20, 2020 |
| R••• G•••• S•••••••• F•••• L•• • S••••• A•no longer reported | Hedge Fund | $73.9M | 4 | Mar 12, 2019 |
| R••• G•••• F•••• F••• L••no longer reported | Hedge Fund | $63.8M | 12 | Feb 26, 2015 |
| C•••• C••••• F••• L•••••• C•••• E•no longer reported | Hedge Fund | $36.8M | 4 | Oct 27, 2015 |
| R••• G•••• E••••• I••••• F•••• L•no longer reported | Hedge Fund | $31.1M | 4 | Feb 14, 2012 |
| C•••••• C••••• F••• L•••••• | Hedge Fund | $19.3M | 3 | Sep 28, 2017 |
Owners and control persons
Schedule A and B, latest filing
- P•••••••• H•••• E••••• · Principal/Presidentcontrolsince 06/2007 · owns less than 5%
- P•••••••• M••••••• P••••• · Principal/Portfolio Managercontrolsince 06/2007 · owns less than 5%
- P•••••••• S••••• M•••• · Chief Compliance Officer/Chief Financial Officercontrolsince 09/2006 · owns less than 5%
- P•••••••• H•••• E••••• · Principal/Presidentcontrolsince 06/2007 · owns 75% or more of R••• G•••• C•••••• H•••••••• L•
- P•••••••• H•••• E••••• · Principal/Presidentcontrolsince 06/2007 · owns 75% or more of R••• I•••
- P•••••••• M••••••• P••••• · Principal/Portfoliomanagercontrolsince 08/2006 · owns 25% to 50% of R••• I•••
- P•••••••• M••••••• P••••• · Principal/Portfolio Managercontrolsince 08/2006 · owns 25% to 50% of R••• G•••• C•••••• H•••••••• L•
Entity owners
- R••• G•••• C•••••• H•••••••• L• · Managing Memberdirect · owns 75% or more
- R••• I••• · General Partnerindirect · owns F of R••• G•••• C•••••• H•••••••• L•
Related persons
Schedule D 7.A
- R••• G•••• G• I• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 10 to 9Mar 24, 2025 to Mar 10, 2026
- Pooled vehicle clients · 9 to 8Mar 24, 2025 to Mar 10, 2026
- Assets in custody · $1.4B to $1.5BMar 24, 2025 to Mar 10, 2026
- Private funds · 5 to 4Mar 24, 2025 to Mar 10, 2026
- Discretionary RAUM · $1.9B to $1.9BMar 24, 2025 to Mar 10, 2026
- Pooled vehicle RAUM · $1.8B to $1.8BMar 24, 2025 to Mar 10, 2026
- RAUM · $1.9B to $1.9BMar 24, 2025 to Mar 10, 2026
- Accounts · 9 to 10Mar 11, 2024 to Mar 24, 2025
- Advisory activities · 1 to 2Mar 11, 2024 to Mar 24, 2025
- Charity clients · unset to 1.0Mar 11, 2024 to Mar 24, 2025
- Assets in custody · $1.3B to $1.4BMar 11, 2024 to Mar 24, 2025
- Financial planning clients · unset to Mar 11, 2024 to Mar 24, 2025
- Discretionary RAUM · $1.7B to $1.9BMar 11, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $1.7B to $1.8BMar 11, 2024 to Mar 24, 2025
- RAUM · $1.7B to $1.9BMar 11, 2024 to Mar 24, 2025
- Advisory employees · 9 to 7Jan 9, 2024 to Mar 11, 2024
- Assets in custody · $1.5B to $1.3BJan 9, 2024 to Mar 11, 2024
- Employees · 16 to 15Jan 9, 2024 to Mar 11, 2024
- Other offices · 1 to 0Jan 9, 2024 to Mar 11, 2024
- Discretionary RAUM · $1.9B to $1.7BJan 9, 2024 to Mar 11, 2024
- Pooled vehicle RAUM · $1.9B to $1.7BJan 9, 2024 to Mar 11, 2024
- RAUM · $1.9B to $1.7BJan 9, 2024 to Mar 11, 2024
- Assets in custody · $1.7B to $1.5BMar 3, 2022 to Mar 2, 2023
- Discretionary RAUM · $2.4B to $1.9BMar 3, 2022 to Mar 2, 2023
- Pooled vehicle RAUM · $2.4B to $1.9BMar 3, 2022 to Mar 2, 2023
- RAUM · $2.4B to $1.9BMar 3, 2022 to Mar 2, 2023
- Accounts · 7 to 9Nov 1, 2021 to Mar 3, 2022
- Advisory employees · 7 to 9Nov 1, 2021 to Mar 3, 2022
- Pooled vehicle clients · 7 to 9Nov 1, 2021 to Mar 3, 2022
- Assets in custody · $1.4B to $1.7BNov 1, 2021 to Mar 3, 2022
- Employees · 14 to 16Nov 1, 2021 to Mar 3, 2022
- Private funds · 6 to 5Nov 1, 2021 to Mar 3, 2022
- Discretionary RAUM · $2.1B to $2.4BNov 1, 2021 to Mar 3, 2022
- Pooled vehicle RAUM · $2.1B to $2.4BNov 1, 2021 to Mar 3, 2022
- RAUM · $2.1B to $2.4BNov 1, 2021 to Mar 3, 2022
- Private funds · 5 to 6Mar 15, 2021 to Sep 30, 2021
- Advisory employees · 8 to 7Jul 20, 2020 to Mar 15, 2021
- Assets in custody · $1.3B to $1.4BJul 20, 2020 to Mar 15, 2021
- Discretionary RAUM · $2.0B to $2.1BJul 20, 2020 to Mar 15, 2021
- Pooled vehicle RAUM · $2.0B to $2.1BJul 20, 2020 to Mar 15, 2021
Signals
4 dated events
- Jeffrey Robert Chandler (Principal/Portfolio Manager) no longer on Schedule A of R••• G•••• C•••••• M••••••••• L•• (listed 2023-03-02, absent 2024-01-09)Jan 9, 2024 · Control person left · inference
- R••• G•••• C•••••• M••••••••• L•• reported RAUM $1.6B, up 25% from $1.3B (2018-08-07 to 2019-03-12)Mar 12, 2019 · RAUM change · derived
- R••• G•••• C•••••• M••••••••• L•• reported RAUM $1.3B, up 28% from $988.8M (2017-09-28 to 2018-03-12)Mar 12, 2018 · RAUM change · derived
- R••• G•••• C•••••• M••••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 8, 2017 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- R•••G••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 781-304-1600reportedpublic record, Form ADV, Mar 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026