DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

T•• F•••••••• S••••••• L••

Former SEC-registered adviserCoral Gables, FloridaCRD 156576SEC 801-72183IAPD
Latest filing Apr 3, 2018
First filing on the tape May 18, 2012 · 8 filings
RAUM
$100M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$100M as of Apr 3, 2018
May 18, 2012$275M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Apr 3, 2018
May 18, 20120 then
Employees (5.A)3 as of Apr 3, 2018
Jul 30, 20132 then
Private funds: no history
RAUM +300% over the last fiscal year-19% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Apr 3, 2018; every figure names its basis
RAUM per advisor
$100MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$100MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+300%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Corporations and businesses$100M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • C•••••• V•••••• M•••• · Managing Member/ Chief Compliance Officercontrol
        since 09/2010 · owns 25% to 50%
      Entity owners
      • C•••••• V••••• · Trustee
        indirect · owns 75% or more of The V••••• M. C••••• Revocable Living Trust
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Corporate clients · unset to 1.0
        Mar 30, 2017 to Apr 3, 2018
      • Other offices · unset to 0.0
        Mar 30, 2017 to Apr 3, 2018
      • Non-discretionary RAUM · $25.0M to $100M
        Mar 30, 2017 to Apr 3, 2018
      • RAUM · $25.0M to $100M
        Mar 30, 2017 to Apr 3, 2018
      • Accounts · 2 to 1
        Apr 1, 2016 to Mar 30, 2017
      • Advisory activities · 2 to 1
        Apr 1, 2016 to Mar 30, 2017
      • Non-discretionary RAUM · $185M to $25.0M
        Apr 1, 2016 to Mar 30, 2017
      • RAUM · $185M to $25.0M
        Apr 1, 2016 to Mar 30, 2017
      • Accounts · 12 to 2
        Apr 8, 2015 to Apr 1, 2016
      • Discretionary RAUM · $5.0M to $0
        Apr 8, 2015 to Apr 1, 2016
      • RAUM · $190M to $185M
        Apr 8, 2015 to Apr 1, 2016
      • Accounts · 2 to 12
        Mar 18, 2014 to Apr 8, 2015
      • Advisory activities · 1 to 2
        Mar 18, 2014 to Apr 8, 2015
      • Employees · 2 to 3
        Mar 18, 2014 to Apr 8, 2015
      • State-registered IARs · 0 to 1
        Mar 18, 2014 to Apr 8, 2015
      • Discretionary RAUM · $0 to $5.0M
        Mar 18, 2014 to Apr 8, 2015
      • Non-discretionary RAUM · $275M to $185M
        Mar 18, 2014 to Apr 8, 2015
      • RAUM · $275M to $190M
        Mar 18, 2014 to Apr 8, 2015
      • Advisory employees · unset to 2.0
        May 18, 2012 to Jul 30, 2013
      • Employees · unset to 2.0
        May 18, 2012 to Jul 30, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026