DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Verition Fund Management LLC
Latest filing Mar 30, 2026
First filing on the tape Feb 14, 2012 · 49 filings
SEC status approved since Mar 30, 2012
RAUM
$139B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$23B
derived; firm RAUM over IAPD count
Employees
899
520 advisory (5.B.1)
Offices
24
beyond the principal office
Private funds
5
reported on Schedule D
History
49 filings and snapshots on the tape
RAUM$139B as of Mar 30, 2026
Mar 27, 2013$996M then
HNW client RAUM: $701,889
State-registered IARs (5.B.3)5 as of Mar 30, 2026
Mar 27, 20130 then
Employees (5.A)899 as of Mar 30, 2026
Mar 27, 201350 then
Private funds5 as of Mar 30, 2026
Mar 27, 20134 then
RAUM +6.8% over the last fiscal year+47% a year over threeIARs 5 to 5offices 22 to 24
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- $23BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $28BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 149.8derivedItem 5.A over advisors
- Advisors per office
- 0.2derived25 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $139B, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$139B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $139B for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Demic Eugene Tipitino | Dallas, Tx | Apr 4, 2023 | 13 y | 0 |
| Greg Mainzer | Dallas, Tx | Mar 17, 2025 | 11 y | 0 |
| Gonzalo Leonel Cavenaghi | Greenwich, Ct | Mar 17, 2025 | 16 y | 0 |
| Mark D Mcdowell | Dallas, Tx | Apr 16, 2025 | 16 y | 0 |
| Peter Frank GanucheauChartered Financial Analyst | Greenwich, Ct | Jun 23, 2025 | 24 y | 2 |
| Clay Calhoon | Greenwich, Ct | Jun 24, 2025 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Peter Frank Ganucheau from Ganucheau Capital Management, Inc.Jun 23, 2025 · Other
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Verition Multi-Strategy Master Fund Ltd. | Hedge Fund | $107B | 554 | Feb 14, 2012 |
| Verition Canada Master Fund Ltd. | Hedge Fund | $578M | 554 | Feb 14, 2012 |
| Verition International Multi-Strategy Fund Ltd. | Hedge Fund | $123M | 291 | Feb 1, 2013 |
| Verition Multi-Strategy Fund LLC | Hedge Fund | $18.4M | 263 | Feb 1, 2013 |
| Verition Partners Master Fund Ltd. | Hedge Fund | $1.4M | 4 | Mar 31, 2014 |
Owners and control persons
Schedule A and B, latest filing
- Arthur William Anderson · Chief Financial Officercontrolsince 06/2017 · owns less than 5%
- D Robert Ellis · General Counselcontrolsince 05/2018 · owns less than 5%
- David Josh Goldstein · Chief Operating Officer, Presidentcontrolsince 10/2008 · owns less than 5%
- Adam Wayne Lennon · Chief Compliance Officercontrolsince 09/2022 · owns less than 5%
- Matthew Nicholas Maounis · Chief Executive Officercontrolsince 10/2008 · owns less than 5%
- Matthew Nicholas Maounis · President, Secretary, Director And Shareholdercontrolsince 04/2016 · owns 75% or more of Verition Fund Management Ny, Inc.
Entity owners
- Verition Fund Management Ny, Inc. · Sole Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dallas, Tx | 5 | 0 | 0 | ||
| Greenwich, Ct · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- New York, NY105 employees
- London, United Kingdom99 employees
- Norwalk, CT15 employees
- Singapore, Singapore13 employees
- Difc, Dubai, United Arab Emirates10 employees
- Omaha, NE4 employees
- , 1 employees
- Charleston, SC1 employees
- Miami, FL1 employees
- Miami, FL1 employees
- Boston, MA1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high employee count relative to advisorsStatic outlier · filing Mar 30, 2026employees per registered advisor of 149.8 against a peer median of 7.3 (61 comparable advisers, 100.0th percentile, 19.3 robust deviations)peers: asset managers, $20B and over (61) · 100% percentile
What changed
consecutive filings, newest first
- Advisory employees · 414 to 520Jan 14, 2026 to Mar 30, 2026
- Assets in custody · $131B to $139BJan 14, 2026 to Mar 30, 2026
- Employees · 749 to 899Jan 14, 2026 to Mar 30, 2026
- Other offices · 22 to 24Jan 14, 2026 to Mar 30, 2026
- Discretionary RAUM · $131B to $139BJan 14, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $131B to $139BJan 14, 2026 to Mar 30, 2026
- RAUM · $131B to $139BJan 14, 2026 to Mar 30, 2026
- Financial planning clients · unset to May 21, 2025 to Jun 5, 2025
- Accounts · 4 to 5Dec 13, 2024 to Mar 31, 2025
- Advisory employees · 293 to 414Dec 13, 2024 to Mar 31, 2025
- Pooled vehicle clients · 4 to 5Dec 13, 2024 to Mar 31, 2025
- Assets in custody · $107B to $131BDec 13, 2024 to Mar 31, 2025
- Employees · 524 to 749Dec 13, 2024 to Mar 31, 2025
- State-registered IARs · 1 to 5Dec 13, 2024 to Mar 31, 2025
- Other offices · 18 to 22Dec 13, 2024 to Mar 31, 2025
- Private funds · 4 to 5Dec 13, 2024 to Mar 31, 2025
- Discretionary RAUM · $107B to $131BDec 13, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $107B to $131BDec 13, 2024 to Mar 31, 2025
- RAUM · $107B to $131BDec 13, 2024 to Mar 31, 2025
- Other offices · 20 to 18Oct 4, 2024 to Dec 13, 2024
- Accounts · 7 to 4Jan 12, 2024 to Mar 30, 2024
- Advisory employees · 147 to 293Jan 12, 2024 to Mar 30, 2024
- Pooled vehicle clients · 7 to 4Jan 12, 2024 to Mar 30, 2024
- Assets in custody · $44B to $107BJan 12, 2024 to Mar 30, 2024
- Employees · 279 to 524Jan 12, 2024 to Mar 30, 2024
- State-registered IARs · 0 to 1Jan 12, 2024 to Mar 30, 2024
- Other offices · 8 to 20Jan 12, 2024 to Mar 30, 2024
- Private funds · 5 to 4Jan 12, 2024 to Mar 30, 2024
- Discretionary RAUM · $44B to $107BJan 12, 2024 to Mar 30, 2024
- Pooled vehicle RAUM · $44B to $107BJan 12, 2024 to Mar 30, 2024
- RAUM · $44B to $107BJan 12, 2024 to Mar 30, 2024
- Related adviser · true to falseJan 12, 2024 to Mar 30, 2024
- Advisory employees · 135 to 147Oct 21, 2022 to Mar 30, 2023
- Assets in custody · $31B to $44BOct 21, 2022 to Mar 30, 2023
- Employees · 220 to 279Oct 21, 2022 to Mar 30, 2023
- Other offices · 4 to 8Oct 21, 2022 to Mar 30, 2023
- Discretionary RAUM · $31B to $44BOct 21, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $31B to $44BOct 21, 2022 to Mar 30, 2023
- RAUM · $31B to $44BOct 21, 2022 to Mar 30, 2023
- Advisory employees · 76 to 135Feb 28, 2022 to Mar 31, 2022
Signals
12 dated events
- Verition Fund Management Llc reported 20 offices beyond its principal office, up from 8 (2024-01-12 to 2024-03-30)Mar 30, 2024 · Office count change · derived
- Verition Fund Management Llc reported RAUM $107.3B, up 146% from $43.6B (2024-01-12 to 2024-03-30)Mar 30, 2024 · RAUM change · derived
- Verition Fund Management Llc reported RAUM $43.6B, up 41% from $31.0B (2022-10-21 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Adam Wayne Lennon (Chief Compliance Officer) appeared on Schedule A of Verition Fund Management LlcOct 7, 2022 · Control person joined · fact
- Verition Fund Management Llc reported RAUM $31.0B, up 174% from $11.3B (2022-02-28 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Jeffrey Moskatel (Chief Compliance Officer Of Verition Fund Management Llc) no longer on Schedule A of Verition Fund Management Llc (listed 2021-06-17, absent 2022-02-25)Feb 25, 2022 · Control person left · inference
- Jeffrey Moskatel (Chief Compliance Officer Of Verition Fund Management Llc) appeared on Schedule A of Verition Fund Management LlcJun 17, 2021 · Control person joined · fact
- Lucille Amy Barrett (Chief Compliance Officer Of Verition Fund Management Llc) no longer on Schedule A of Verition Fund Management Llc (listed 2021-03-31, absent 2021-06-17)Jun 17, 2021 · Control person left · inference
- Verition Fund Management Llc reported RAUM $11.3B, up 110% from $5.4B (2020-06-09 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- D Robert Ellis (General Counsel Of Verition Fund Management Llc) appeared on Schedule A of Verition Fund Management LlcMar 31, 2021 · Control person joined · fact
- Verition Fund Management Llc reported RAUM $5.4B, up 79% from $3.0B (2019-07-30 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Verition Fund Management Llc reported RAUM $2.7B, up 44% from $1.8B (2018-03-29 to 2018-05-17)May 17, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/6125149reportedpublic record, Form ADV, Sep 17, 2026
- Website
- VERITION.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 203-742-7700reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $23Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026