DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••••••• C••••••• L••
Latest filing Mar 17, 2026
First filing on the tape Nov 9, 2011 · 17 filings
SEC status approved since Nov 18, 2011
RAUM
$1.4B
reported, Item 5.F
Discretionary
75%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
8
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$1.4B as of Mar 17, 2026
Mar 16, 2012$446M then
HNW client RAUM$0 as of Mar 17, 2026
Mar 27, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 17, 2026
Mar 16, 20120 then
Employees (5.A)4 as of Mar 17, 2026
Mar 26, 20135 then
Private funds8 as of Mar 17, 2026
Mar 16, 20125 then
RAUM +4.3% over the last fiscal year-6.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $124MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 75%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.4B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 11reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| W••••••••• V•••••• C•••••• I• L• | Venture Capital Fund | $373M | 64 | Mar 22, 2017 |
| W••••••••• V•••••• C•••••• I•• L• | Venture Capital Fund | $360M | 35 | Mar 26, 2015 |
| W••••••••• C•••••• I••••••••• 2••• L• | Venture Capital Fund | $170M | 1 | Mar 26, 2015 |
| W••••••••• C•••••• I••••••••• 2••• L• | Venture Capital Fund | $167M | 1 | Mar 22, 2017 |
| W••••••••• V•••••• C•••••• I• L• | Venture Capital Fund | $143M | 12 | Mar 16, 2012 |
| W••••••••• V•••••• C•••••• L• | Venture Capital Fund | $117M | 19 | Mar 16, 2012 |
| W••••••••• C•••••• I••••••••• A• L• | Venture Capital Fund | $72.7M | 1 | Mar 16, 2012 |
| W••••••••• V•••••• C•••••• ••••••••• L• | Venture Capital Fund | $21.6M | 3 | Mar 16, 2012 |
| W••••••••• C•••••• I••••••••• B• L•no longer reported | Venture Capital Fund | $18.8M | 1 | Mar 16, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••••••• T••• E••• · Managing Membercontrolsince 09/2006 · owns 25% to 50%
- E••••• J•••••• A•• · Managing Membercontrolsince 09/2006 · owns 25% to 50%
- G•••••• S•••••• M••••• · Managing Membercontrolsince 09/2006 · owns 10% to 25%
- H••••••• J•••• B••••••• · Managing Member And Chief Compliance Officercontrolsince 09/2006 · owns 25% to 50%
Related persons
Schedule D 7.A
- W••••••••• V•••••• C•••••• M••••••••• I• L••pooled vehicle sponsorn
- W••••••••• V•••••• C•••••• M••••••••• I•• L••pooled vehicle sponsorn
- W••••••••• V•••••• C•••••• M••••••••• I• L••pooled vehicle sponsorn
- W••••••••• V•••••• C•••••• M••••••••• P••••••• I• L•pooled vehicle sponsorn
- W••••••••• V•••••• C•••••• M••••••••• P••••••• I•• L•pooled vehicle sponsorn
- W••••••••• V•••••• C•••••• M••••••••• P••••••• I• L•pooled vehicle sponsorn
- W••••••••• V•••••• C•••••• M••••••••• P••••••• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $959M to $1.0BMar 12, 2025 to Mar 17, 2026
- Non-discretionary RAUM · $348M to $347MMar 12, 2025 to Mar 17, 2026
- Pooled vehicle RAUM · $1.3B to $1.4BMar 12, 2025 to Mar 17, 2026
- RAUM · $1.3B to $1.4BMar 12, 2025 to Mar 17, 2026
- Financial planning clients · unset to Mar 12, 2024 to Mar 12, 2025
- Discretionary RAUM · $1.0B to $959MMar 12, 2024 to Mar 12, 2025
- Non-discretionary RAUM · $409M to $348MMar 12, 2024 to Mar 12, 2025
- Pooled vehicle RAUM · $1.4B to $1.3BMar 12, 2024 to Mar 12, 2025
- RAUM · $1.4B to $1.3BMar 12, 2024 to Mar 12, 2025
- Discretionary RAUM · $1.2B to $1.0BMar 6, 2023 to Mar 12, 2024
- Non-discretionary RAUM · $481M to $409MMar 6, 2023 to Mar 12, 2024
- Pooled vehicle RAUM · $1.7B to $1.4BMar 6, 2023 to Mar 12, 2024
- RAUM · $1.7B to $1.4BMar 6, 2023 to Mar 12, 2024
- Discretionary RAUM · $1.5B to $1.2BMar 4, 2022 to Mar 6, 2023
- Non-discretionary RAUM · $546M to $481MMar 4, 2022 to Mar 6, 2023
- Pooled vehicle RAUM · $2.0B to $1.7BMar 4, 2022 to Mar 6, 2023
- RAUM · $2.0B to $1.7BMar 4, 2022 to Mar 6, 2023
- Discretionary RAUM · $959M to $1.5BMar 4, 2021 to Mar 4, 2022
- Non-discretionary RAUM · $362M to $546MMar 4, 2021 to Mar 4, 2022
- Pooled vehicle RAUM · $1.3B to $2.0BMar 4, 2021 to Mar 4, 2022
- RAUM · $1.3B to $2.0BMar 4, 2021 to Mar 4, 2022
- Discretionary RAUM · $872M to $959MMar 14, 2020 to Mar 4, 2021
- Non-discretionary RAUM · $316M to $362MMar 14, 2020 to Mar 4, 2021
- Pooled vehicle RAUM · $1.2B to $1.3BMar 14, 2020 to Mar 4, 2021
- RAUM · $1.2B to $1.3BMar 14, 2020 to Mar 4, 2021
- HQ city · PALO ALTO to AUSTINMar 26, 2019 to Mar 14, 2020
- HQ state · CA to TXMar 26, 2019 to Mar 14, 2020
- Discretionary RAUM · $820M to $872MMar 26, 2019 to Mar 14, 2020
- Non-discretionary RAUM · $285M to $316MMar 26, 2019 to Mar 14, 2020
- Pooled vehicle RAUM · $1.1B to $1.2BMar 26, 2019 to Mar 14, 2020
- RAUM · $1.1B to $1.2BMar 26, 2019 to Mar 14, 2020
- Advisory employees · 5 to 4Mar 27, 2018 to Mar 26, 2019
- Employees · 7 to 4Mar 27, 2018 to Mar 26, 2019
- Discretionary RAUM · $784M to $820MMar 27, 2018 to Mar 26, 2019
- Non-discretionary RAUM · $261M to $285MMar 27, 2018 to Mar 26, 2019
- Pooled vehicle RAUM · $1.0B to $1.1BMar 27, 2018 to Mar 26, 2019
- RAUM · $1.0B to $1.1BMar 27, 2018 to Mar 26, 2019
- Charity clients · unset to 0.0Apr 27, 2017 to Mar 27, 2018
- Corporate clients · unset to 0.0Apr 27, 2017 to Mar 27, 2018
- HNW clients · unset to 0.0Apr 27, 2017 to Mar 27, 2018
Signals
2 dated events
- W••••••••• C••••••• L•• reported RAUM $2.0B, up 54% from $1.3B (2021-03-04 to 2022-03-04)Mar 4, 2022 · RAUM change · derived
- Russell Courtney Mccrea (Executive Officer) no longer on Schedule A of W••••••••• C••••••• L•• (listed 2018-03-27, absent 2019-03-26)Mar 26, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- W••••••••• C••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- W•••••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 650-440-3630reportedpublic record, Form ADV, Mar 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026