DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••••••••
Legal name R•••••••• G••••• L•••••
Latest filing Mar 31, 2026
First filing on the tape Feb 14, 2012 · 25 filings
SEC status approved since Mar 30, 2012
RAUM
$13B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
112
40 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
39
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$13B as of Mar 31, 2026
Mar 27, 2013$4.7B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 27, 20130 then
Employees (5.A)112 as of Mar 31, 2026
Mar 27, 201345 then
Private funds39 as of Mar 31, 2026
Mar 27, 20136 then
RAUM +2.1% over the last fiscal year-7.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $334MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$13B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 39reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
52 reported on Schedule D 7.B.(1)
All funds of R••••••••
Owners and control persons
Schedule A and B, latest filing
- D•••• D•••••• J••••• · Managing M••••• (Executive Officer)controlsince 06/2019 · owns less than 5%
- G•••• K••••• B••••• · Managing M••••• (Executive Officer)controlsince 08/2003 · owns less than 5%
- G••••••• T•••••• F•••••• · Managing M••••• (Executive Officer)controlsince 01/2011 · owns less than 5%
- H•••• R•••••• J•• · General Counsel & Chief Compliance Officercontrolsince 04/2007 · owns less than 5%
- M•••••• I•• H••••• C•••• · Managing M••••• (Executive Officer)controlsince 06/2019 · owns less than 5%
- R••••••• S•••••• · Chief Financial Officercontrolsince 10/2014 · owns less than 5%
- S•••••• A•••• M••• · Managing M••••• (Executive Officer)controlsince 01/2011 · owns less than 5%
- W•••••• W••••••• H•••••• · Managing M••••• (Executive Officer)controlsince 08/2003 · owns less than 5%
Entity owners
- R•••••••• M•••••• H•••••••• L••• · Managing M••••• (Owner)direct · owns 75% or more
- R•• G•• L••••• · General Partnerindirect · owns F of R•••••••• M•••••• H•••••••• L•••
Related persons
Schedule D 7.A
- H••••••• F••••• C•••••• C••••••••• M•• L•••••pooled vehicle sponsory
- R•••••••• G• H•••••••• L•••pooled vehicle sponsorn
- R•••••••• G••••• A•• I••••• R••• E••••• F••• I• G•• L•••••bankpooled vehicle sponsory
- R•••••••• G••••• A•• I••••• S••• C•• F••• I• G•• L•••••bankpooled vehicle sponsory
- R•••••••• G••••• A•• I••••• R••• E••••• F••• I• G•• L•••••bankpooled vehicle sponsory
- R•••••••• G••••• A•• I••••• R••• E••••• F••• I•• G•• L•••••bankpooled vehicle sponsory
- R•••••••• G••••• A•• I••••• S••• C•• F••• I•• G•• L•••••bankpooled vehicle sponsory
- R•••••••• G••••• A•• I••••• S••• C•• F••• I•• G•• L•••••bankpooled vehicle sponsory
- R•••••••• G••••• A•• I••••• S••• C•• F••• I•• G•• L•••••bankpooled vehicle sponsory
- R•••••••• G••••• A•• I••••• S••• C•• F••• I•• G•• L•••••bankpooled vehicle sponsory
- R•••••••• G••••• A•• I••••• S••• C•• F••• I•• G•• L•••••bankpooled vehicle sponsory
- R•••••••• G••••• A•• I••••• S••• C•• F••• I••• G•• L•••••bankpooled vehicle sponsory
- R•••••••• G••••• A•• I••••• S••• C•• F••• I••• G•• L•••••bankpooled vehicle sponsory
- R•••••••• I••••••••• I••••••••• H••••••• • A• G•• L•••••bankpooled vehicle sponsory
- R•••••••• R••• E••••• F••• I•• G•• L•••••bankpooled vehicle sponsory
- R•••••••• R••• E••••• F••• I• G•• L•••••bankpooled vehicle sponsory
- R•••••••• R••• E••••• F••• I••••••••• G•• L•••••bankpooled vehicle sponsory
- R•••••••• R••• E••••• F••• V• G•• L•••••bankpooled vehicle sponsory
- R•••••••• R••• E••••• F••• V• G•• L•••••bankpooled vehicle sponsory
- R•••••••• R••• E••••• F••• V•• G•• L•••••bankpooled vehicle sponsory
- R•••••••• R••••••••• I••••••••• H••••••••• G•• L•••••bankpooled vehicle sponsory
- R•••••••• S• H••••••• G•• L•••••bankpooled vehicle sponsory
Advisers that list R•••••••• as a related person
- 161791 n
Offices
Schedule D 1.F, the 25 largest
- Boston, MA36 employees
- San Francisco, CA13 employees
- Jacksonville, FL1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- affiliate changedChange between filings · filing Mar 31, 2026bank affiliate (Item 7.A.6): yes on the filing of 2026-01-08, no on the filing of 2026-03-31peers: ASSET_M••••••, $5B to $20B (684)
What changed
consecutive filings, newest first
- Advisory employees · 46 to 40Jan 8, 2026 to Mar 31, 2026
- Discretionary RAUM · $13B to $13BJan 8, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $13B to $13BJan 8, 2026 to Mar 31, 2026
- RAUM · $13B to $13BJan 8, 2026 to Mar 31, 2026
- Related bank · true to falseJan 8, 2026 to Mar 31, 2026
- Advisory employees · 53 to 46Apr 29, 2024 to Mar 31, 2025
- Employees · 113 to 112Apr 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Apr 29, 2024 to Mar 31, 2025
- HQ city · DALLAS to BOSTONApr 29, 2024 to Mar 31, 2025
- HQ state · TX to MAApr 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $14B to $13BApr 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $14B to $13BApr 29, 2024 to Mar 31, 2025
- RAUM · $14B to $13BApr 29, 2024 to Mar 31, 2025
- Accounts · 45 to 39Apr 28, 2023 to Mar 29, 2024
- Pooled vehicle clients · 45 to 39Apr 28, 2023 to Mar 29, 2024
- Employees · 115 to 113Apr 28, 2023 to Mar 29, 2024
- Other offices · 5 to 3Apr 28, 2023 to Mar 29, 2024
- Private funds · 45 to 39Apr 28, 2023 to Mar 29, 2024
- Discretionary RAUM · $16B to $14BApr 28, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $16B to $14BApr 28, 2023 to Mar 29, 2024
- RAUM · $16B to $14BApr 28, 2023 to Mar 29, 2024
- Business name · R•••••••• G••••• L••••• to R••••••••Mar 31, 2023 to Apr 28, 2023
- Accounts · 44 to 45Apr 21, 2022 to Mar 31, 2023
- Advisory employees · 41 to 53Apr 21, 2022 to Mar 31, 2023
- Pooled vehicle clients · 44 to 45Apr 21, 2022 to Mar 31, 2023
- Employees · 90 to 115Apr 21, 2022 to Mar 31, 2023
- Other offices · 4 to 5Apr 21, 2022 to Mar 31, 2023
- Private funds · 44 to 45Apr 21, 2022 to Mar 31, 2023
- Discretionary RAUM · $15B to $16BApr 21, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $15B to $16BApr 21, 2022 to Mar 31, 2023
- RAUM · $15B to $16BApr 21, 2022 to Mar 31, 2023
- Discretionary RAUM · $15B to $15BMar 31, 2022 to Apr 21, 2022
- Pooled vehicle RAUM · $15B to $15BMar 31, 2022 to Apr 21, 2022
- RAUM · $15B to $15BMar 31, 2022 to Apr 21, 2022
- Accounts · 38 to 44Mar 26, 2021 to Mar 31, 2022
- Advisory employees · 40 to 41Mar 26, 2021 to Mar 31, 2022
- Pooled vehicle clients · 38 to 44Mar 26, 2021 to Mar 31, 2022
- Employees · 81 to 90Mar 26, 2021 to Mar 31, 2022
- Private funds · 38 to 44Mar 26, 2021 to Mar 31, 2022
- Discretionary RAUM · $13B to $15BMar 26, 2021 to Mar 31, 2022
Signals
4 dated events
- Rockpoint reported RAUM $12.9B, up 25% from $10.3B (2019-03-21 to 2020-03-26)Mar 26, 2020 · RAUM change · derived
- Joseph Daniel Domb (Managing Member (Executive Officer)) appeared on Schedule A of RockpointMar 26, 2020 · Control person joined · fact
- Clegg Harry Midgley Iv (Managing Member (Executive Officer)) appeared on Schedule A of RockpointMar 26, 2020 · Control person joined · fact
- P•••••• B•••• (Managing Member (Executive Officer)) no longer on Schedule A of Rockpoint (listed 2019-03-21, absent 2020-03-26)Mar 26, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/R••••••••-GROUPreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 617-437-8400reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
R•••••••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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