DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

J•• C•••••• G•••• L••

Former SEC-registered adviserChicago, IllinoisCRD 156635SEC 801-74114IAPD
Latest filing Mar 31, 2023
First filing on the tape Feb 14, 2012 · 22 filings
RAUM
$698M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
3
$1.3B gross assets
History
22 filings and snapshots on the tape
RAUM$698M as of Mar 31, 2023
Mar 28, 2013$1.6B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2023
Mar 28, 20130 then
Employees (5.A)5 as of Mar 31, 2023
Mar 28, 201319 then
Private funds3 as of Mar 31, 2023
Mar 28, 20133 then
RAUM -64% over the last fiscal year+38% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$233MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-64%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$698M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      6 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      J•• C•••••• G•••• M••••• F••• L•••Hedge Fund$698M109Feb 14, 2012
      J•• C•••••• G•••• F••• L••Hedge Fund$564M90Feb 14, 2012
      J•• S•••••••• M••••• F••• L•••no longer reportedHedge Fund$74.1M4Nov 19, 2014
      J•• C•••••• G•••• F••• L•••Hedge Fund$45.4M17Feb 14, 2012
      J•• S•••••••• F••• L•••no longer reportedHedge Fund$18.7M3Nov 19, 2014
      J•• S•••••••• F••• L••no longer reportedHedge Fund$15.6M13Nov 19, 2014
      Owners and control persons
      Schedule A and B, latest filing
      • B••••• A•••••• R•••• · Chief Compliance Officer And Chief Financial Officercontrol
        since 01/2016 · owns less than 5%
      • L•••••••• J••••• H•••• · Chief Executive Officer/Elected Managercontrol
        since 08/2006 · owns less than 5%
      • L•••••••• J••••• H•••• · Trusteecontrol
        since 10/2011 · owns 75% or more of J•••• H•••• L••••••• R•••••••• T•••• U•••• O•••••• 1•• 2•••
      Entity owners
      • J•• C•••••• G•••• L••• · Member
        direct · owns 75% or more
      • J•••• H•••• L••••••• R•••••••• T•••• U•••• O•••••• 1•• 2••• · Member
        indirect · owns 75% or more of J•• C•••••• G•••• G• L••
      • J•••• H•••• L••••••• R•••••••• T•••• U•••• O•••••• 1•• 2••• · Member
        indirect · owns 75% or more of J•• C•••••• G•••• L•••
      • J•• C•••••• G•••• G• L•• · General Partner
        indirect · owns F of J•• C•••••• G•••• L•••
      Related persons
      Schedule D 7.A
      • J•• C•••••• G•••• M••••• F••• G• L•••
        pooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      • , 1 employees
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $1.9B to $698M
        Mar 31, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $1.9B to $698M
        Mar 31, 2022 to Mar 31, 2023
      • RAUM · $1.9B to $698M
        Mar 31, 2022 to Mar 31, 2023
      • Employees · 4 to 5
        Jun 1, 2021 to Mar 31, 2022
      • Other offices · 0 to 1
        Jun 1, 2021 to Mar 31, 2022
      • Discretionary RAUM · $1.6B to $1.9B
        Jun 1, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $1.6B to $1.9B
        Jun 1, 2021 to Mar 31, 2022
      • RAUM · $1.6B to $1.9B
        Jun 1, 2021 to Mar 31, 2022
      • Advisory employees · 2 to 1
        Oct 23, 2020 to Mar 31, 2021
      • Employees · 8 to 4
        Oct 23, 2020 to Mar 31, 2021
      • Discretionary RAUM · $265M to $1.6B
        Oct 23, 2020 to Mar 31, 2021
      • Pooled vehicle RAUM · $265M to $1.6B
        Oct 23, 2020 to Mar 31, 2021
      • RAUM · $265M to $1.6B
        Oct 23, 2020 to Mar 31, 2021
      • Advisory employees · 3 to 2
        Dec 22, 2019 to Mar 13, 2020
      • Employees · 10 to 8
        Dec 22, 2019 to Mar 13, 2020
      • Discretionary RAUM · $521M to $265M
        Dec 22, 2019 to Mar 13, 2020
      • Pooled vehicle RAUM · $521M to $265M
        Dec 22, 2019 to Mar 13, 2020
      • RAUM · $521M to $265M
        Dec 22, 2019 to Mar 13, 2020
      • Advisory employees · 7 to 3
        Mar 23, 2018 to Mar 27, 2019
      • Employees · 18 to 10
        Mar 23, 2018 to Mar 27, 2019
      • Discretionary RAUM · $1.0B to $521M
        Mar 23, 2018 to Mar 27, 2019
      • Pooled vehicle RAUM · $1.0B to $521M
        Mar 23, 2018 to Mar 27, 2019
      • RAUM · $1.0B to $521M
        Mar 23, 2018 to Mar 27, 2019
      • Accounts · 6 to 3
        Mar 31, 2017 to Mar 23, 2018
      • Advisory employees · 12 to 7
        Mar 31, 2017 to Mar 23, 2018
      • Pooled vehicle clients · unset to 3.0
        Mar 31, 2017 to Mar 23, 2018
      • Employees · 26 to 18
        Mar 31, 2017 to Mar 23, 2018
      • Other offices · unset to 0.0
        Mar 31, 2017 to Mar 23, 2018
      • Private funds · 6 to 3
        Mar 31, 2017 to Mar 23, 2018
      • Discretionary RAUM · $2.2B to $1.0B
        Mar 31, 2017 to Mar 23, 2018
      • Pooled vehicle RAUM · unset to 1027364984.0
        Mar 31, 2017 to Mar 23, 2018
      • RAUM · $2.2B to $1.0B
        Mar 31, 2017 to Mar 23, 2018
      • Advisory employees · 14 to 12
        Apr 13, 2016 to Mar 31, 2017
      • Employees · 29 to 26
        Apr 13, 2016 to Mar 31, 2017
      • Discretionary RAUM · $3.3B to $2.2B
        Apr 13, 2016 to Mar 31, 2017
      • RAUM · $3.3B to $2.2B
        Apr 13, 2016 to Mar 31, 2017
      • Advisory employees · 11 to 14
        May 19, 2015 to Mar 18, 2016
      • Employees · 27 to 29
        May 19, 2015 to Mar 18, 2016
      • Discretionary RAUM · $3.5B to $3.3B
        May 19, 2015 to Mar 18, 2016
      • RAUM · $3.5B to $3.3B
        May 19, 2015 to Mar 18, 2016
      Signals
      7 dated events
      • J•• C•••••• G•••• L•• reported RAUM $697.7M, down 64% from $1.9B (2022-03-31 to 2023-03-31)
        Mar 31, 2023 · RAUM change · derived
      • J•• C•••••• G•••• L•• reported RAUM $1.6B, up 485% from $265.1M (2020-10-23 to 2021-03-31)
        Mar 31, 2021 · RAUM change · derived
      • J•• C•••••• G•••• L•• reported RAUM $265.1M, down 49% from $521.4M (2019-12-22 to 2020-03-13)
        Mar 13, 2020 · RAUM change · derived
      • Ern Jo Chen (General Counsel And Chief Compliance Officer) no longer on Schedule A of J•• C•••••• G•••• L•• (listed 2019-12-22, absent 2020-03-13)
        Mar 13, 2020 · Control person left · inference
      • Gomez Ana Chapman (President) no longer on Schedule A of J•• C•••••• G•••• L•• (listed 2018-03-23, absent 2019-03-27)
        Mar 27, 2019 · Control person left · inference
      • J•• C•••••• G•••• L•• reported RAUM $521.4M, down 49% from $1.0B (2018-03-23 to 2019-03-27)
        Mar 27, 2019 · RAUM change · derived
      • J•• C•••••• G•••• L•• reported RAUM $1.0B, down 53% from $2.2B (2017-03-31 to 2018-03-23)
        Mar 23, 2018 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026