DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

F•• T••• P•••••••

Former SEC-registered adviserNew York, New YorkCRD 156651SEC 801-73273websiteIAPD
Legal name F•• T••• C•••••• M••••••••• L•
Latest filing May 9, 2025
First filing on the tape Feb 10, 2012 · 55 filings
SEC status approved since Mar 8, 2012
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
19
11 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
16
reported on Schedule D
History
55 filings and snapshots on the tape
RAUM$1.1B as of May 9, 2025
Mar 28, 2013$12B then
HNW client RAUM$44.7M as of Mar 31, 2023
Mar 31, 2021$23.8M then
State-registered IARs (5.B.3)0 as of May 9, 2025
Mar 28, 20130 then
Employees (5.A)19 as of May 9, 2025
Mar 28, 201361 then
Private funds16 as of May 9, 2025
Mar 28, 201324 then
RAUM -46% over the last fiscal year-40% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 9, 2025; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$50.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-46%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$916M86%
  • Investment companies$135M13%
  • Other investment advisers$7.7M0.7%
  • State and municipal entities$2.2M0.2%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
21reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      84 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      F•• T••• S•••••• O••••••••• F••• I••• L•no longer reportedHedge Fund$406M18Mar 28, 2013
      F•• T••• S•••••• O••••••••• F••• X• ••••• ••••••• L•••Hedge Fund$346M1Feb 25, 2021
      F•• T••• P•••• G••••• C••••• C•••••••• F•••• L•Hedge Fund$313M22Mar 31, 2022
      F•• T••• V•••• M••••• F•••• L•••Hedge Fund$306M4Feb 10, 2012
      F•• T••• C•••••• O••••••••• M••••• F••• I••• L•••Hedge Fund$257M3Mar 31, 2017
      F•• T••• S•••••• O••••••••• F••• I•• •••••••• L•••no longer reportedHedge Fund$245M26Mar 28, 2013
      F•• T••• S•••••• O••••••••• F••• I•••••••• 2• •••••••• L•no longer reportedHedge Fund$223M10Mar 30, 2020
      F•• T••• R••• E••••• F••• I••• L•••no longer reportedHedge Fund$212M47Mar 28, 2013
      F•• T••• S•••••• O••••••••• F••• X••• ••••• L•Hedge Fund$205M3Nov 22, 2021
      F•• T••• M••••• F•••• L•Hedge Fund$192M1Nov 22, 2021
      F•• T••• S•••••• O••••••••• F••• I• •••••••• L•no longer reportedHedge Fund$184M12Mar 30, 2020
      F•• T••• C•••••• O••••••••• F••• I••• L•••Hedge Fund$150M5Mar 31, 2017
      F•• T••• M••••• F••• •••••••• L••Hedge Fund$147M5Nov 22, 2021
      F•• T••• S•••••• O••••••••• F••• X•• ••••• L•Hedge Fund$145M10Nov 18, 2020
      F•• T••• C•••••• O••••••••• M••••• F•••• L•••Hedge Fund$141M4Feb 10, 2012
      F•• T••• V•••• P••••••••• L•••••no longer reportedOther Private Fund$126M33Mar 28, 2013
      F•• T••• S•••••• O••••••••• F••• I•••••••• 2• L•no longer reportedHedge Fund$126M10May 29, 2020
      F•• T••• S•••••• O••••••••• F••• X• ••••• ••••••• L•••Hedge Fund$118M1Mar 30, 2020
      F•• T••• S•••••• O••••••••• F••• I•• L•no longer reportedPrivate Equity Fund$112M10Feb 10, 2012
      F•• T••• I••••••••• V•••• F••• •••••• L•••Hedge Fund$96.9M7Mar 30, 2016
      F•• T••• S•••••• O••••••••• F••• X••• ••••• L•Hedge Fund$90.7M43Nov 18, 2020
      F•• T••• S•••••• O••••••••• F••• I•• L•no longer reportedHedge Fund$65.7M12May 29, 2020
      F•• T••• V•••• F•••• L•••Hedge Fund$64.1M45Feb 10, 2012
      F•• T••• R••• E••••• F••• I•• ••••••• L•••no longer reportedHedge Fund$59.6M15Mar 28, 2013
      F•• T••• P•••• G••••• C••••• C•••••••• F••• I•• L•Hedge Fund$48.2M4May 30, 2023
      F•• T••• C•••••• O••••••••• F•••• L•••Hedge Fund$30.2M27Feb 10, 2012
      F•• T••• C•••••• O••••••••• ••• M••••• F•••• L•••no longer reportedHedge Fund$24.6M6Mar 30, 2016
      F•• T••• D•••••• A•••• O••••••••• F•••• L•Hedge Fund$24.5M6Nov 22, 2023
      F•• T••• C•••••• O••••••••• P••••••••• L•••••no longer reportedOther Private Fund$24.3M33Mar 28, 2013
      F•• T••• D•••••• A•••• O••••••••• F••• •••••••• L•Hedge Fund$18.3M1Mar 28, 2024
      F•• T••• S•••••• O••••••••• F••• X•• ••••• ••••••• L•••Hedge Fund$16.9M1Nov 18, 2020
      F•• T••• R••• E••••• F••• I••• L•••Hedge Fund$11.2M84Mar 28, 2013
      F•• T••• P•••• G••••• C••••• C•••••••• F••• •••••••• L•••Hedge Fund$10.9M6Mar 31, 2022
      F•• T••• V•••• ••• M••••• F•••• L•••no longer reportedHedge Fund$7.5M6Mar 30, 2016
      F•• T••• S•••••• O••••••••• F••• X•• ••••• L•Hedge Fund$7.0M11Feb 25, 2021
      F•• T••• S•••••• O••••••••• F••• X•• ••••• ••••••• L•••Hedge Fund$4.6M14Feb 25, 2021
      F•• T••• S•••••• O••••••••• F••• X•• L•Venture Capital Fund$3.8M23Mar 31, 2022
      F•• T••• S•••••• O••••••••• F••• X••• ••••• ••••••• L•••Hedge Fund$3.6M5Nov 18, 2020
      F•• T••• R••• E••••• F••• I•• •••••••• L•••Hedge Fund$3.6M75Mar 28, 2013
      F•• T••• S•••••• O••••••••• F••• X•• ••••• L•Hedge Fund$3.3M1Aug 23, 2021
      All funds of F•• T••• P•••••••
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••• C••••••• M••••• · Limited Partner, Principal And Managing Partnercontrol
        since 12/2017 · owns less than 5%
      • H•••••••• N•••••••• E••••• · Chief Financial Officercontrol
        since 05/2024 · owns less than 5%
      • M••••• B••••• A••• · General Counsel, Chief Operating Officer And Chief Compliance Officercontrol
        since 01/2005 · owns less than 5%
      • S•••••• D••••• M••• · Limited Partner, Principal And Chief Investment Officer-Managing Partnercontrol
        since 12/2017 · owns less than 5%
      • B•••••• C••••••• M••••• · Principalcontrol
        since 06/2020 · owns 50% to 75% of F••• G• L••
      • S•••••• D••••• M••• · Principalcontrol
        since 06/2020 · owns 50% to 75% of F••• G• L••
      Entity owners
      • F••• G• L•• · General Partner
        direct · owns 75% or more
      • F••• H••••••• I••• · Limited Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      • C••••••• A•••••••• L••
        pooled vehicle sponsorn
      • C••••••• P•••••••• L••
        pooled vehicle sponsorn
      • F•• T••• A••••• G•• L••
        pooled vehicle sponsorn
      • F•• T••• C•••••• O••••••••• F••• I•• G•• L•••
        pooled vehicle sponsorn
      • F•• T••• C•••••• O••••••••• F•••• G•• L•••
        pooled vehicle sponsorn
      • F•• T••• C•••••• O••••••••• P••••••••• I••• L•••••
        pooled vehicle sponsorn
      • F•• T••• C•••••• O••••••••• P••••••••• L•••••
        pooled vehicle sponsorn
      • F•• T••• C•• I••• L••
        pooled vehicle sponsorn
      • F•• T••• D•••••• A•••• O••••••••• G•• L••
        pooled vehicle sponsorn
      • F•• T••• I••••••••• V•••• F•••• G•• L•••
        pooled vehicle sponsorn
      • F•• T••• L••• V•••• G•• L••
        pooled vehicle sponsorn
      • F•• T••• M•••••• L••
        pooled vehicle sponsorn
      • F•• T••• R••• E••••• F••• I•• F•••• G•• L•••
        pooled vehicle sponsorn
      • F•• T••• R•• I••• L••
        pooled vehicle sponsorn
      • F•• T••• S•• X•• ••••• L••
        pooled vehicle sponsorn
      • F•• T••• S•• X••• ••••• L••
        pooled vehicle sponsorn
      • F•• T••• S•• X•• ••••• L••
        pooled vehicle sponsorn
      • F•• T••• S•• X•• ••••• L••
        pooled vehicle sponsorn
      • F•• T••• S•• X••• •••••• L••
        pooled vehicle sponsorn
      • F•• T••• S•• X•• L••
        pooled vehicle sponsorn
      • F•• T••• V•••• P••••••••• L•••••
        pooled vehicle sponsorn
      • F•• T•••• L•••••
        pooled vehicle sponsorn
      • F• P•••• G••••• C••••• C•••••••• G• •••••••• L•••
        pooled vehicle sponsorn
      • F• P•••• G••••• C••••• C•••••••• I•• L••
        pooled vehicle sponsorn
      • F• P•••• G••••• C••••• C••••••••• L••
        pooled vehicle sponsorn
      • F••• G• L••
        y
      Offices
      Schedule D 1.F, the 25 largest
      • South Miami, FL2 employees
      What changed
      consecutive filings, newest first
      • Financial planning clients · unset to
        Mar 31, 2025 to May 9, 2025
      • Accounts · 33 to 21
        May 23, 2024 to Mar 31, 2025
      • Advisory employees · 13 to 11
        May 23, 2024 to Mar 31, 2025
      • Pooled vehicle clients · 14 to 9
        May 23, 2024 to Mar 31, 2025
      • Employees · 31 to 19
        May 23, 2024 to Mar 31, 2025
      • Private funds · 31 to 16
        May 23, 2024 to Mar 31, 2025
      • Discretionary RAUM · $2.0B to $1.1B
        May 23, 2024 to Mar 31, 2025
      • Pooled vehicle RAUM · $1.5B to $916M
        May 23, 2024 to Mar 31, 2025
      • RAUM · $2.0B to $1.1B
        May 23, 2024 to Mar 31, 2025
      • Accounts · 26 to 33
        Nov 22, 2023 to Mar 28, 2024
      • Advisory employees · 11 to 13
        Nov 22, 2023 to Mar 28, 2024
      • Advisory activities · 5 to 4
        Nov 22, 2023 to Mar 28, 2024
      • BD registered reps · 1 to 0
        Nov 22, 2023 to Mar 28, 2024
      • Pooled vehicle clients · 17 to 14
        Nov 22, 2023 to Mar 28, 2024
      • Employees · 33 to 31
        Nov 22, 2023 to Mar 28, 2024
      • Private funds · 34 to 31
        Nov 22, 2023 to Mar 28, 2024
      • Discretionary RAUM · $3.4B to $2.0B
        Nov 22, 2023 to Mar 28, 2024
      • HNW RAUM · 44713978.0 to unset
        Nov 22, 2023 to Mar 28, 2024
      • Non-discretionary RAUM · $289M to $0
        Nov 22, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $2.8B to $1.5B
        Nov 22, 2023 to Mar 28, 2024
      • RAUM · $3.7B to $2.0B
        Nov 22, 2023 to Mar 28, 2024
      • Private funds · 33 to 34
        Jul 28, 2023 to Nov 22, 2023
      • Private funds · 32 to 33
        Mar 31, 2023 to May 30, 2023
      • Accounts · 33 to 26
        May 13, 2022 to Mar 31, 2023
      • Advisory employees · 10 to 11
        May 13, 2022 to Mar 31, 2023
      • Advisory activities · 3 to 5
        May 13, 2022 to Mar 31, 2023
      • BD registered reps · 0 to 1
        May 13, 2022 to Mar 31, 2023
      • Pooled vehicle clients · 15 to 17
        May 13, 2022 to Mar 31, 2023
      • Employees · 35 to 33
        May 13, 2022 to Mar 31, 2023
      • Private funds · 50 to 32
        May 13, 2022 to Mar 31, 2023
      • Discretionary RAUM · $5.0B to $3.4B
        May 13, 2022 to Mar 31, 2023
      • HNW RAUM · $143M to $44.7M
        May 13, 2022 to Mar 31, 2023
      • Non-discretionary RAUM · $0 to $289M
        May 13, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $3.4B to $2.8B
        May 13, 2022 to Mar 31, 2023
      • RAUM · $5.0B to $3.7B
        May 13, 2022 to Mar 31, 2023
      • Advisory activities · 2 to 3
        Mar 31, 2022 to May 13, 2022
      • Accounts · 24 to 33
        Nov 22, 2021 to Mar 31, 2022
      • Advisory employees · 9 to 10
        Nov 22, 2021 to Mar 31, 2022
      • Pooled vehicle clients · 22 to 15
        Nov 22, 2021 to Mar 31, 2022
      • Employees · 32 to 35
        Nov 22, 2021 to Mar 31, 2022
      Signals
      13 dated events
      • F•• T••• P••••••• no longer on the SEC adviser roster (last listed 2025-09-02, RAUM $1.1B)
        Dec 20, 2025 · Left the SEC roster · derived
      • F•• T••• P••••••• reported RAUM $1.1B, down 46% from $2.0B (2024-05-23 to 2025-03-31)
        Mar 31, 2025 · RAUM change · derived
      • Nmn Allen Blaskovic (Co-Cfo) no longer on Schedule A of F•• T••• P••••••• (listed 2024-04-24, absent 2024-05-23)
        May 23, 2024 · Control person left · inference
      • F•• T••• P••••••• reported RAUM $2.0B, down 46% from $3.7B (2023-11-22 to 2024-03-28)
        Mar 28, 2024 · RAUM change · derived
      • Eugene Nicholas Hilliard (Co-Cfo) appeared on Schedule A of F•• T••• P•••••••
        Jul 28, 2023 · Control person joined · fact
      • Nmn Allen Blaskovic (Co-Cfo) appeared on Schedule A of F•• T••• P•••••••
        Jul 28, 2023 · Control person joined · fact
      • Patrick Donald Mccarthy (Chief Financial Officer) no longer on Schedule A of F•• T••• P••••••• (listed 2023-05-30, absent 2023-07-28)
        Jul 28, 2023 · Control person left · inference
      • F•• T••• P••••••• reported RAUM $3.7B, down 26% from $5.0B (2022-05-13 to 2023-03-31)
        Mar 31, 2023 · RAUM change · derived
      • F•• T••• P••••••• reported RAUM $5.0B, up 36% from $3.7B (2021-11-22 to 2022-03-31)
        Mar 31, 2022 · RAUM change · derived
      • Thomas Martin Towey (Chief Compliance Officer) no longer on Schedule A of F•• T••• P••••••• (listed 2020-03-30, absent 2020-04-09)
        Apr 9, 2020 · Control person left · inference
      • F•• T••• P••••••• reported RAUM $4.4B, down 35% from $6.7B (2019-05-14 to 2020-03-30)
        Mar 30, 2020 · RAUM change · derived
      • F•• T••• P••••••• reported RAUM $6.7B, down 38% from $10.9B (2019-02-27 to 2019-03-29)
        Mar 29, 2019 · RAUM change · derived
      • F•• T••• P••••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)
        Jan 11, 2018 · Succession (Item 4) · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026