DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

T••••• C•••••• A•••••••• L•

Asset manager (funds and pooled vehicles)Armonk, New YorkCRD 156659SEC 801-73957website IAPD

Latest filing Apr 27, 2026

First filing on the tape Feb 14, 2012 · 33 filings

SEC status approved since Mar 30, 2012

RAUM

$462M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

15 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

33 filings and snapshots on the tape

RAUM$462M as of Apr 27, 2026

Mar 27, 2013$270M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Apr 27, 2026

Mar 27, 20130 then

Employees (5.A)15 as of Apr 27, 2026

Mar 27, 201316 then

Private funds3 as of Apr 27, 2026

Mar 27, 20134 then

RAUM -13% over the last fiscal year+3.8% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Apr 27, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $92.4MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived4 offices incl. principal (1.F.5)
RAUM growth, one year: -13%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $462M, 5 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
an independent public accountant performs a surprise examination (9.C.1)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$462M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 5reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $462M for 5 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

14 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
T••••• 2••• S••••• L••no longer reported	Real Estate Fund	$650M	3	Mar 29, 2017
T••••• 2••• S••••• L••	Real Estate Fund	$319M	2	Mar 30, 2022
T••••• I••••••••• F•••• L•••no longer reported	Real Estate Fund	$98.9M	16	Feb 14, 2012
T••••• 2••• S•••• M•• L••no longer reported	Real Estate Fund	$57.7M	2	Mar 31, 2014
T••••• 2••• S••••• L••no longer reported	Real Estate Fund	$49.8M	2	Mar 31, 2014
T••••• 2••• S•••• R••• L••no longer reported	Real Estate Fund	$38.4M	2	Mar 31, 2014
T••••• 2••• S•••• M•• L••no longer reported	Real Estate Fund	$25.2M	2	Mar 31, 2014
T••••• 2••• S••• L••no longer reported	Real Estate Fund	$24.8M	9	Mar 29, 2017
T••••• 2••• S•••• R••• L••no longer reported	Real Estate Fund	$24.7M	2	Mar 31, 2014
T••••• 2••• S••••• L••no longer reported	Real Estate Fund	$11.6M	7	Mar 28, 2018
T••••• 2••• S••• L••no longer reported	Real Estate Fund	$9.2M	4	Mar 27, 2013
T••••• 2••• S••••• L••no longer reported	Real Estate Fund	$7.0M	2	Mar 28, 2018
T••••• 2••• S••••• L••no longer reported	Real Estate Fund	$2.6M	2	Mar 27, 2013
T••••• 2••• S••••• L••no longer reported	Real Estate Fund	$343,356	2	Mar 27, 2013

Owners and control persons

Schedule A and B, latest filing

C••••• D••••• · Portfolio M••••••control
since 06/2008 · owns less than 5%
J•••••••• C••••• L••••• · Head Of Asset Surveillancecontrol
since 06/2008 · owns less than 5%
M••••• W••••••• A•••••• · Chief Compliance Officercontrol
since 06/2008 · owns less than 5%
S••••••• M•••••••• D•••• · Managing Officercontrol
since 06/2008 · owns less than 5%
S••••••• M•••••••• D•••• · Managing Membercontrol
since 06/2008 · owns 75% or more of S••••••• C••••••• L••
S••••••• M•••••••• D•••• · Shareholdercontrol
since 09/2003 · owns 75% or more of T••••• A•••••••• L••

Entity owners

S••••••• C••••••• L•• · General Partner
direct · owns less than 5%
T••••• A•••••••• L•• · Limited Partner
direct · owns 75% or more

Related persons

Schedule D 7.A

T••••• C•••••• H••••••• 2••• S•• M••••••• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

, 2 employees

ADV anomalies

2 against comparable advisers; where to look, not conclusions

institutional asset share shiftChange between filings · filing Apr 27, 2026
institutional share of RAUM moved from 49.0% to 0.0% between the annual amendments of 2025-04-18 and 2026-04-27
peers: ASSET_M••••••, $100M to $500M (1,568)
private fund count surgeChange between filings · filing Apr 27, 2026
private funds (Schedule D 7.B.1) moved from 2.0 to 3.0 (+50.0%) between the annual amendments of 2025-04-18 and 2026-04-27; the peer median change was 0.0% (734 comparable advisers, 95.0th percentile of changes)
peers: ASSET_M••••••, $100M to $500M (734) · 95% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 3 to 5
Apr 18, 2025 to Mar 31, 2026
Pooled vehicle clients · 1 to 5
Apr 18, 2025 to Mar 31, 2026
Assets in custody · $532M to $462M
Apr 18, 2025 to Mar 31, 2026
Private funds · 2 to 3
Apr 18, 2025 to Mar 31, 2026
Discretionary RAUM · $532M to $462M
Apr 18, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $269M to $462M
Apr 18, 2025 to Mar 31, 2026
RAUM · $532M to $462M
Apr 18, 2025 to Mar 31, 2026
Accounts · 1 to 3
Apr 22, 2024 to Apr 18, 2025
Advisory employees · 17 to 15
Apr 22, 2024 to Apr 18, 2025
Assets in custody · $319M to $532M
Apr 22, 2024 to Apr 18, 2025
Employees · 17 to 15
Apr 22, 2024 to Apr 18, 2025
Financial planning clients · unset to
Apr 22, 2024 to Apr 18, 2025
Private funds · 1 to 2
Apr 22, 2024 to Apr 18, 2025
Discretionary RAUM · $319M to $532M
Apr 22, 2024 to Apr 18, 2025
Pooled vehicle RAUM · $319M to $269M
Apr 22, 2024 to Apr 18, 2025
RAUM · $319M to $532M
Apr 22, 2024 to Apr 18, 2025
Accounts · 2 to 1
Apr 28, 2023 to Mar 25, 2024
Assets in custody · $413M to $319M
Apr 28, 2023 to Mar 25, 2024
Discretionary RAUM · $413M to $319M
Apr 28, 2023 to Mar 25, 2024
Pooled vehicle RAUM · $413M to $319M
Apr 28, 2023 to Mar 25, 2024
RAUM · $413M to $319M
Apr 28, 2023 to Mar 25, 2024
Accounts · 1 to 2
Apr 29, 2022 to Mar 30, 2023
Advisory employees · 6 to 17
Apr 29, 2022 to Mar 30, 2023
Assets in custody · $490M to $413M
Apr 29, 2022 to Mar 30, 2023
Employees · 18 to 17
Apr 29, 2022 to Mar 30, 2023
Discretionary RAUM · $490M to $413M
Apr 29, 2022 to Mar 30, 2023
Pooled vehicle RAUM · $490M to $413M
Apr 29, 2022 to Mar 30, 2023
RAUM · $490M to $413M
Apr 29, 2022 to Mar 30, 2023
Accounts · 4 to 1
Apr 29, 2021 to Mar 30, 2022
Pooled vehicle clients · 4 to 1
Apr 29, 2021 to Mar 30, 2022
Assets in custody · $693M to $490M
Apr 29, 2021 to Mar 30, 2022
Employees · 19 to 18
Apr 29, 2021 to Mar 30, 2022
Private funds · 4 to 1
Apr 29, 2021 to Mar 30, 2022
Discretionary RAUM · $693M to $490M
Apr 29, 2021 to Mar 30, 2022
Pooled vehicle RAUM · $693M to $490M
Apr 29, 2021 to Mar 30, 2022
RAUM · $693M to $490M
Apr 29, 2021 to Mar 30, 2022
Assets in custody · $1.1B to $693M
Apr 28, 2020 to Mar 30, 2021
Employees · 22 to 19
Apr 28, 2020 to Mar 30, 2021
Discretionary RAUM · $1.1B to $693M
Apr 28, 2020 to Mar 30, 2021
Pooled vehicle RAUM · $1.1B to $693M
Apr 28, 2020 to Mar 30, 2021

Signals

5 dated events

T••••• C•••••• A•••••••• L• reported RAUM $531.8M, up 67% from $319.1M (2024-04-22 to 2025-04-18)
Apr 18, 2025 · RAUM change · derived
T••••• C•••••• A•••••••• L• reported RAUM $489.6M, down 29% from $693.5M (2021-04-29 to 2022-03-30)
Mar 30, 2022 · RAUM change · derived
T••••• C•••••• A•••••••• L• reported RAUM $693.5M, down 34% from $1.1B (2020-04-28 to 2021-03-30)
Mar 30, 2021 · RAUM change · derived
T••••• C•••••• A•••••••• L• reported RAUM $1.3B, up 45% from $891.0M (2018-04-18 to 2019-03-26)
Mar 26, 2019 · RAUM change · derived
T••••• C•••••• A•••••••• L• reported RAUM $891.0M, up 89% from $470.7M (2017-04-20 to 2018-03-28)
Mar 28, 2018 · RAUM change · derived

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/truman-capital-advisors-lpreportedpublic record, Form ADV, Sep 19, 2026
Website: T•••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
Principal office phone: 914-730-7102reportedpublic record, Form ADV, Apr 27, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Across the graphs

T••••• C•••••• A•••••••• L• is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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