DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••••••• C••••••• L••
Latest filing Jun 30, 2026
First filing on the tape Feb 14, 2012 · 39 filings
SEC status approved since Mar 30, 2012
RAUM
$11B
reported, Item 5.F
Discretionary
61%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
65
65 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
35
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$11B as of Jun 30, 2026
Apr 1, 2013$4.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 30, 2026
Apr 1, 20130 then
Employees (5.A)65 as of Jun 30, 2026
Apr 1, 201366 then
Private funds35 as of Jun 30, 2026
Apr 1, 201310 then
RAUM -0.8% over the last fiscal year-4.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $295MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 61%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $486M, 36 clientsreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- controlled by a public reporting company (10.A)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$11B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 36reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $486M for 36 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
38 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- B•••••• D••••• I••••••• · Managing Partnercontrolsince 06/2004 · owns less than 5%
- B•••••• M••••• E•••• · Partner, G•••••• Counsel, Chief Compliance Officercontrolsince 01/2022 · owns less than 5%
- C•••• J•••••• C•••••••• · Partner, Financial Operationscontrolsince 01/2022 · owns less than 5%
- S••••••••• T••••• E•••••• · Managing Partnercontrolsince 01/2010 · owns less than 5%
Entity owners
- C••••••• R• H••••••• I•• · Memberdirect · owns 50% to 75%
- R••••••• S••••• G••••••••• P•••••••• L• · Memberdirect · owns 25% to 50%
- C••••••• I••••••••• G•••• I•• · Shareholderindirect · owns 75% or more of C••••••• R• H••••••• I•• · public reporting company
Related persons
Schedule D 7.A
- N•• R••• C••• F••• G•••••• P••••••• L••pooled vehicle sponsory
- N•••••••• G•••••• P••••••• L••pooled vehicle sponsory
- N•••••••• I• G•••••• P••••••• L••pooled vehicle sponsory
- N•••••••• I• G•••••• P••••••• L••pooled vehicle sponsory
- R••••••• 6•• N•• Y••• A••••• M••••••••• L••pooled vehicle sponsory
- R••••••• C•••••• P••••••• •••• L••pooled vehicle sponsory
- R••••••• C•••••• P••••••• ••• L••pooled vehicle sponsory
- R••••••• C•••••• P••••••• •••• L••pooled vehicle sponsory
- R••••••• C•••••• P••••••• ••••• L••pooled vehicle sponsory
- R••••••• D••••••••• P••••••• G•• L••pooled vehicle sponsory
- R••••••• I••••• A•• C••••• P••••••• G•• L••pooled vehicle sponsory
- R••••••• I••••• A•• C••••• P••••••• I• G•• L••pooled vehicle sponsory
- R••••••• I••••• A•• C••••• P••••••• I•• G•• L••pooled vehicle sponsory
- R••••••• I••••• A•• C••••• P••••••• V• G•• L••pooled vehicle sponsory
- R••••••• I••••• A•• C••••• P••••••• V• G•• L••pooled vehicle sponsory
- R••••••• M••••••••• P••••••• G•• L••pooled vehicle sponsory
- R••••••• T••••••• C••••• O••••••••• I• G•• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- San Francisco, CA37 employees
- Los Angeles, CA10 employees
What changed
consecutive filings, newest first
- Accounts · 28 to 36Nov 7, 2025 to Mar 26, 2026
- Advisory employees · 70 to 65Nov 7, 2025 to Mar 26, 2026
- Pooled vehicle clients · 28 to 36Nov 7, 2025 to Mar 26, 2026
- Assets in custody · $401M to $486MNov 7, 2025 to Mar 26, 2026
- Employees · 70 to 65Nov 7, 2025 to Mar 26, 2026
- Private funds · 28 to 35Nov 7, 2025 to Mar 26, 2026
- Discretionary RAUM · $7.2B to $6.5BNov 7, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $3.5B to $4.1BNov 7, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $11B to $11BNov 7, 2025 to Mar 26, 2026
- RAUM · $11B to $11BNov 7, 2025 to Mar 26, 2026
- Related adviser · false to trueNov 7, 2025 to Mar 26, 2026
- Financial planning clients · unset to Mar 19, 2025 to Jul 29, 2025
- Accounts · 26 to 28Jul 18, 2024 to Mar 19, 2025
- Advisory employees · 74 to 70Jul 18, 2024 to Mar 19, 2025
- Pooled vehicle clients · 26 to 28Jul 18, 2024 to Mar 19, 2025
- Assets in custody · $229M to $401MJul 18, 2024 to Mar 19, 2025
- Employees · 74 to 70Jul 18, 2024 to Mar 19, 2025
- Private funds · 26 to 28Jul 18, 2024 to Mar 19, 2025
- Discretionary RAUM · $7.3B to $7.2BJul 18, 2024 to Mar 19, 2025
- Non-discretionary RAUM · $3.6B to $3.5BJul 18, 2024 to Mar 19, 2025
- Pooled vehicle RAUM · $11B to $11BJul 18, 2024 to Mar 19, 2025
- RAUM · $11B to $11BJul 18, 2024 to Mar 19, 2025
- Accounts · 27 to 26Jul 17, 2023 to Mar 26, 2024
- Pooled vehicle clients · 27 to 26Jul 17, 2023 to Mar 26, 2024
- Assets in custody · $398M to $229MJul 17, 2023 to Mar 26, 2024
- Private funds · 27 to 26Jul 17, 2023 to Mar 26, 2024
- Discretionary RAUM · $8.4B to $7.3BJul 17, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $3.8B to $3.6BJul 17, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $12B to $11BJul 17, 2023 to Mar 26, 2024
- RAUM · $12B to $11BJul 17, 2023 to Mar 26, 2024
- Advisory employees · 58 to 74Jul 22, 2022 to Mar 27, 2023
- Assets in custody · $155M to $398MJul 22, 2022 to Mar 27, 2023
- Employees · 58 to 74Jul 22, 2022 to Mar 27, 2023
- Private funds · 25 to 27Jul 22, 2022 to Mar 27, 2023
- Discretionary RAUM · $8.1B to $8.4BJul 22, 2022 to Mar 27, 2023
- Non-discretionary RAUM · $2.1B to $3.8BJul 22, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $10B to $12BJul 22, 2022 to Mar 27, 2023
- RAUM · $10B to $12BJul 22, 2022 to Mar 27, 2023
- Private funds · 24 to 25Mar 31, 2022 to Jul 22, 2022
- Accounts · 23 to 27Dec 15, 2021 to Mar 31, 2022
Signals
12 dated events
- Ramesh Niraj Shah (Partner) no longer on Schedule A of R••••••• C••••••• L•• (listed 2022-03-31, absent 2022-07-22)Jul 22, 2022 · Control person left · inference
- Alexander David Streicher (Partner) no longer on Schedule A of R••••••• C••••••• L•• (listed 2022-03-31, absent 2022-07-22)Jul 22, 2022 · Control person left · inference
- Anthony Peter Kaye (Partner) no longer on Schedule A of R••••••• C••••••• L•• (listed 2022-03-31, absent 2022-07-22)Jul 22, 2022 · Control person left · inference
- Maysa Vahidi (Associate General Council, Corporate, Chief Compliance Officer) no longer on Schedule A of R••••••• C••••••• L•• (listed 2022-03-31, absent 2022-07-22)Jul 22, 2022 · Control person left · inference
- Ronald Andrew Blanchard (Partner) no longer on Schedule A of R••••••• C••••••• L•• (listed 2022-03-31, absent 2022-07-22)Jul 22, 2022 · Control person left · inference
- Alan Joel Moody (Partner) no longer on Schedule A of R••••••• C••••••• L•• (listed 2022-03-31, absent 2022-07-22)Jul 22, 2022 · Control person left · inference
- Lawrence Robert Gray (Partner) no longer on Schedule A of R••••••• C••••••• L•• (listed 2022-03-31, absent 2022-07-22)Jul 22, 2022 · Control person left · inference
- Peter Walter Schmidt (Retired Partner, Senior Strategic Advisor) no longer on Schedule A of R••••••• C••••••• L•• (listed 2022-03-31, absent 2022-07-22)Jul 22, 2022 · Control person left · inference
- Ellen Marti Breier (Partner, General Counsel) appeared on Schedule A of R••••••• C••••••• L••Mar 31, 2022 · Control person joined · fact
- Alan Joel Moody (Partner) appeared on Schedule A of R••••••• C••••••• L••Mar 30, 2020 · Control person joined · fact
- Ramesh Niraj Shah (Partner) appeared on Schedule A of R••••••• C••••••• L••Mar 29, 2019 · Control person joined · fact
- Ronald Andrew Blanchard (Partner) appeared on Schedule A of R••••••• C••••••• L••Mar 29, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/harrison-street/posts/?feedView=allreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/43052reportedpublic record, Form ADV, Sep 18, 2026
- Website
- harrisonst.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-402-8500reportedpublic record, Form ADV, Jun 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
R••••••• C••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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