DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Whitetail Rock Capital Management, LLC
Latest filing Mar 27, 2026
First filing on the tape Feb 9, 2012 · 20 filings
SEC status approved since Mar 28, 2011
RAUM
$3.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
27%
$886M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$3.3B as of Mar 27, 2026
Feb 9, 2012$534M then
HNW client RAUM$886M as of Mar 27, 2026
Mar 27, 2018$346M then
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Feb 9, 20120 then
Employees (5.A)3 as of Mar 27, 2026
Feb 20, 20133 then
Private funds4 as of Mar 27, 2026
Feb 20, 20132 then
RAUM +5.6% over the last fiscal year-2.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $364MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Banks and thrifts$2.3B70%
- High-net-worth individuals$886M27%
- Pooled investment vehicles$83.6M2.6%
- Individual clients
- 0reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.27 fund_share=0.03 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Whitetail Rock Slab Fund V, LLC | Other Private Fund | $31.0M | 2 | Mar 25, 2015 |
| Whitetail Rock Slab Fund II, LLCno longer reported | Other Private Fund | $26.9M | 3 | Feb 20, 2013 |
| Whitetail Rock Quantitative Strategies I, LPno longer reported | Other Private Fund | $23.5M | 3 | Mar 25, 2015 |
| Whitetail Rock Slab Fund I, LLC | Other Private Fund | $22.4M | 10 | Apr 18, 2012 |
| Whitetail Rock Slab Fund III, LLC | Other Private Fund | $20.0M | 6 | Mar 13, 2014 |
| Whitetail Rock Slab Fund IV, LLC | Other Private Fund | $10.2M | 2 | Mar 25, 2015 |
Owners and control persons
Schedule A and B, latest filing
- Jay Matthew Brinkman · Elected Manager / Vice President / Chief Compliance Officercontrolsince 02/2011 · owns less than 5%
- Greer Thomas Mccurley · Elected Manager / Presidentcontrolsince 02/2011 · owns 5% to 10%
- Kimball Daniel Kaplan · Chief Compliance Officersince 01/2026 · owns less than 5%
Entity owners
- Nelnet, Inc · Memberdirect · owns 75% or more · public reporting company
Related persons
Schedule D 7.A
- First National Life Insurance Co Of The USAreal estaten
- Nelnet Bankn
- Union Agencyreal estaten
- Union Bank & Trust Cocustodiann
Advisers that list Whitetail Rock Capital Management, LLC as a related person
- 108240 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 27, 2026BRINKMAN, MATTHEW, JAY (ELECTED MANAGER / VICE PRESIDENT / CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2012-02-09 and 2026-03-27peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Discretionary RAUM · $3.1B to $3.3BJan 27, 2026 to Mar 27, 2026
- HNW RAUM · $740M to $886MJan 27, 2026 to Mar 27, 2026
- Pooled vehicle RAUM · $107M to $83.6MJan 27, 2026 to Mar 27, 2026
- RAUM · $3.1B to $3.3BJan 27, 2026 to Mar 27, 2026
- Financial planning clients · unset to Mar 25, 2024 to Mar 25, 2025
- Discretionary RAUM · $3.3B to $3.1BMar 25, 2024 to Mar 25, 2025
- HNW RAUM · $690M to $740MMar 25, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $132M to $107MMar 25, 2024 to Mar 25, 2025
- RAUM · $3.3B to $3.1BMar 25, 2024 to Mar 25, 2025
- Discretionary RAUM · $3.5B to $3.3BMar 29, 2023 to Mar 25, 2024
- HNW RAUM · $676M to $690MMar 29, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $138M to $132MMar 29, 2023 to Mar 25, 2024
- RAUM · $3.5B to $3.3BMar 29, 2023 to Mar 25, 2024
- Discretionary RAUM · $2.6B to $3.5BMar 24, 2022 to Mar 29, 2023
- HNW RAUM · $584M to $676MMar 24, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $138M to $138MMar 24, 2022 to Mar 29, 2023
- RAUM · $2.6B to $3.5BMar 24, 2022 to Mar 29, 2023
- Discretionary RAUM · $1.9B to $2.6BMar 25, 2021 to Mar 24, 2022
- HNW RAUM · $484M to $584MMar 25, 2021 to Mar 24, 2022
- Pooled vehicle RAUM · $134M to $138MMar 25, 2021 to Mar 24, 2022
- RAUM · $1.9B to $2.6BMar 25, 2021 to Mar 24, 2022
- Accounts · 8 to 9Mar 25, 2020 to Mar 25, 2021
- Discretionary RAUM · $1.4B to $1.9BMar 25, 2020 to Mar 25, 2021
- HNW RAUM · $424M to $484MMar 25, 2020 to Mar 25, 2021
- Pooled vehicle RAUM · $152M to $134MMar 25, 2020 to Mar 25, 2021
- RAUM · $1.4B to $1.9BMar 25, 2020 to Mar 25, 2021
- Discretionary RAUM · $1.2B to $1.4BMar 26, 2019 to Mar 25, 2020
- HNW RAUM · $313M to $424MMar 26, 2019 to Mar 25, 2020
- Pooled vehicle RAUM · $153M to $152MMar 26, 2019 to Mar 25, 2020
- RAUM · $1.2B to $1.4BMar 26, 2019 to Mar 25, 2020
- Discretionary RAUM · $1.2B to $1.2BMar 27, 2018 to Mar 26, 2019
- HNW RAUM · $346M to $313MMar 27, 2018 to Mar 26, 2019
- Pooled vehicle RAUM · $149M to $153MMar 27, 2018 to Mar 26, 2019
- RAUM · $1.2B to $1.2BMar 27, 2018 to Mar 26, 2019
- Related adviser · true to falseMar 27, 2018 to Mar 26, 2019
- Individual clients · unset to 0.0Mar 23, 2017 to Mar 27, 2018
- Pooled vehicle clients · unset to 4.0Mar 23, 2017 to Mar 27, 2018
- Employees · 4 to 3Mar 23, 2017 to Mar 27, 2018
- Other offices · unset to 0.0Mar 23, 2017 to Mar 27, 2018
- Discretionary RAUM · $1.2B to $1.2BMar 23, 2017 to Mar 27, 2018
Signals
3 dated events
- Whitetail Rock Capital Management, Llc reported RAUM $3.5B, up 35% from $2.6B (2022-03-24 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- Whitetail Rock Capital Management, Llc reported RAUM $2.6B, up 39% from $1.9B (2021-03-25 to 2022-03-24)Mar 24, 2022 · RAUM change · derived
- Whitetail Rock Capital Management, Llc reported RAUM $1.9B, up 33% from $1.4B (2020-03-25 to 2021-03-25)Mar 25, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Whitetail Rock Capital Management, LLC · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Principal office phone
- 402-458-2243reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026