DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••••••• I••••••••• V• L••
Latest filing Mar 27, 2026
First filing on the tape Feb 7, 2012 · 20 filings
SEC status approved since Feb 15, 2012
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
19
14 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
11
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$1.2B as of Mar 27, 2026
Mar 26, 2013$414M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 26, 20130 then
Employees (5.A)19 as of Mar 27, 2026
Mar 26, 201316 then
Private funds11 as of Mar 27, 2026
Mar 26, 20133 then
RAUM -3.9% over the last fiscal year+6.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $106MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.2B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 11reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
14 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••••••• C•••••• P••••••• I•• L••• | Private Equity Fund | $557M | 35 | Mar 23, 2020 |
| S•••••••• C•••••• P••••••• I••• L••• | Private Equity Fund | $269M | 22 | Mar 27, 2014 |
| S•••••••• P••••••• P••••••• I••• L••• | Private Equity Fund | $88.9M | 9 | Mar 27, 2014 |
| S• H••• L•• | Private Equity Fund | $45.3M | 5 | Mar 25, 2022 |
| S•••••••• C•••••• P••••••• I•• L••• | Private Equity Fund | $33.8M | 30 | Feb 7, 2012 |
| S•••••••• P••••••• P••••••• I•• L••• | Private Equity Fund | $17.7M | 18 | Feb 7, 2012 |
| S• C•••• I••••••••• L•• | Private Equity Fund | $15.8M | 13 | Mar 28, 2023 |
| S• A••• I••••••••• L•• | Private Equity Fund | $13.5M | 2 | Mar 25, 2022 |
| S• W• L•• | Private Equity Fund | $12.3M | 4 | Mar 25, 2022 |
| S•••••••• C•••••• P•••••••• L•••no longer reported | Private Equity Fund | $10.7M | 45 | Feb 7, 2012 |
| S• C•• A••••••••• L•• | Private Equity Fund | $4.0M | 4 | Mar 25, 2022 |
| S• E•• I••••••••• L•• | Private Equity Fund | $1.2M | 3 | Mar 25, 2022 |
| S• D•• I••••••••• L•• | Private Equity Fund | $994,490 | 3 | Mar 25, 2022 |
| S• S••••• I••••••••• L•• | Private Equity Fund | $490,898 | 3 | Mar 25, 2022 |
Owners and control persons
Schedule A and B, latest filing
- M••••• B••••• W•••••• · Chief Compliance Officer/ Vp Financecontrolsince 12/2010 · owns less than 5%
- M••••• J••••••• A••••• · Managing Partnercontrolsince 03/2008 · owns less than 5%
- C••••• L•••••••• W••• Y•• · Trusteecontrolsince 03/2020 · owns F of C•••• ••••• F••••• T••••
- C••••• L•••••• N• · Trusteecontrolsince 03/2020 · owns F of C•••• ••••• F••••• T••••
- M••••• J••••••• A••••• · Ownercontrolsince 03/2008 · owns 25% to 50% of S•••••••• I••••••••• S• I•• I•••
- W••••••••• D••••• J•• · Ownercontrolsince 03/2008 · owns 25% to 50% of S•••••••• I••••••••• S• I•• I•••
Entity owners
- S•••••••• I••••••••• S• I•• I••• · Memberdirect · owns 50% to 75%
- C•••••• Z• E•••••••• I•• L• · General Partnerindirect · owns 50% to 75% of C•• I• S•••••••• H••••••• L••
- C•••• ••••• F••••• T•••• · Shareholderindirect · owns 75% or more of K• S••••• H••••••• L••••••
- K• S••••• C••••• L•••••• · L•••••• Partnerindirect · owns 50% to 75% of C•••••• Z• E•••••••• I•• L•
- K• S••••• H••••••• L•••••• · Shareholderindirect · owns 75% or more of K• S••••• C••••• L••••••
- Z••••• G••••• I••••••••• M••••••••• I••• · Ownerindirect · owns 75% or more of Z••••• C•• M••••••••• H••••••• L••
- Z••••• H•••••• C•••••• O• A••••••• I••• · Ownerindirect · owns 75% or more of Z••••• G••••• I••••••••• M••••••••• I•••
- Z••••• I•••••••• G•••• L••• · Ownerindirect · owns 75% or more of Z••••• V••••••••• A•
- Z••••• V••••••••• A• · Ownerindirect · owns 75% or more of Z••••• H•••••• C•••••• O• A••••••• I•••
- C•• I• S•••••••• H••••••• L•• · Memberdirect · owns 10% to 25%
- Z••••• C•• M••••••••• H••••••• L•• · L•••••• Partnerindirect · owns 25% to 50% of C•• I• S•••••••• H••••••• L••
Related persons
Schedule D 7.A
- S•••••••• C•••••• G• I•• L••pooled vehicle sponsorn
- S•••••••• C•••••• G• I••• L••pooled vehicle sponsorn
- S•••••••• C•••••• G• I•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Hoboken, NJ1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Business name · S•••••••• I••••••••• I•• L•• to S•••••••• I••••••••• V• L••Mar 27, 2025 to Mar 27, 2026
- Employees · 18 to 19Mar 27, 2025 to Mar 27, 2026
- Discretionary RAUM · $1.2B to $1.2BMar 27, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $1.2B to $1.2BMar 27, 2025 to Mar 27, 2026
- RAUM · $1.2B to $1.2BMar 27, 2025 to Mar 27, 2026
- Accounts · 13 to 11Jan 10, 2025 to Mar 27, 2025
- Pooled vehicle clients · 13 to 11Jan 10, 2025 to Mar 27, 2025
- Employees · 19 to 18Jan 10, 2025 to Mar 27, 2025
- Financial planning clients · unset to Jan 10, 2025 to Mar 27, 2025
- Private funds · 13 to 11Jan 10, 2025 to Mar 27, 2025
- Discretionary RAUM · $1.1B to $1.2BJan 10, 2025 to Mar 27, 2025
- Pooled vehicle RAUM · $1.1B to $1.2BJan 10, 2025 to Mar 27, 2025
- RAUM · $1.1B to $1.2BJan 10, 2025 to Mar 27, 2025
- Succession · true to falseJan 10, 2025 to Mar 27, 2025
- Legal name · S•••••••• I••••••••• I•• L•• to S•••••••• I••••••••• V• L••Jun 7, 2024 to Jan 10, 2025
- Other offices · 2 to 0Jun 7, 2024 to Jan 10, 2025
- Succession · false to trueJun 7, 2024 to Jan 10, 2025
- Advisory employees · 12 to 14Mar 28, 2023 to Mar 27, 2024
- Discretionary RAUM · $974M to $1.1BMar 28, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $974M to $1.1BMar 28, 2023 to Mar 27, 2024
- RAUM · $974M to $1.1BMar 28, 2023 to Mar 27, 2024
- Accounts · 12 to 13Mar 25, 2022 to Mar 28, 2023
- Pooled vehicle clients · 12 to 13Mar 25, 2022 to Mar 28, 2023
- Private funds · 12 to 13Mar 25, 2022 to Mar 28, 2023
- Discretionary RAUM · $1.0B to $974MMar 25, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $1.0B to $974MMar 25, 2022 to Mar 28, 2023
- RAUM · $1.0B to $974MMar 25, 2022 to Mar 28, 2023
- Accounts · 5 to 12Mar 25, 2021 to Mar 25, 2022
- Advisory employees · 11 to 12Mar 25, 2021 to Mar 25, 2022
- Pooled vehicle clients · 5 to 12Mar 25, 2021 to Mar 25, 2022
- Employees · 17 to 19Mar 25, 2021 to Mar 25, 2022
- Private funds · 5 to 12Mar 25, 2021 to Mar 25, 2022
- Discretionary RAUM · $998M to $1.0BMar 25, 2021 to Mar 25, 2022
- Pooled vehicle RAUM · $998M to $1.0BMar 25, 2021 to Mar 25, 2022
- RAUM · $998M to $1.0BMar 25, 2021 to Mar 25, 2022
- Accounts · 6 to 5Mar 23, 2020 to Mar 25, 2021
- Pooled vehicle clients · 6 to 5Mar 23, 2020 to Mar 25, 2021
- Private funds · 6 to 5Mar 23, 2020 to Mar 25, 2021
- Discretionary RAUM · $961M to $998MMar 23, 2020 to Mar 25, 2021
- Pooled vehicle RAUM · $961M to $998MMar 23, 2020 to Mar 25, 2021
Signals
3 dated events
- S•••••••• I••••••••• I•• L•• reported succeeding to the business of S•••••••• I••••••••• I•• L•• (Form ADV Item 4)Jan 10, 2025 · Succession (Item 4) · fact
- Nm Leslie Cheng (Trustee) appeared on Schedule A of S•••••••• I••••••••• V• L••Jun 7, 2024 · Control person joined · fact
- S•••••••• I••••••••• V• L•• reported RAUM $960.7M, up 38% from $694.0M (2019-07-10 to 2020-03-23)Mar 23, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- S•••••••• I••••••••• V• L•• · Independent Sponsorsshared crd · capital_provider
- S•••••••• I••••••••• I•• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/shoreview-industries-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 612-436-4280reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026