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L• C•••••• M••••••••• L•

Former SEC-registered adviserFormer SEC adviser1 private funds· Owings Mills, Maryland

Former SEC-registered adviser, based in Owings Mills, Maryland, reporting $202M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$202M
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
Not applicable
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
What we can say about this record

We hold 4 Form ADV filings for this adviser, the latest 10.8 years ago. It is no longer SEC-registered, so the figures here are its last ones and nothing on this record is current. It is still the right record for resolving this adviser, its filings, owners and affiliates.

Every filed figure, and the identifiersCRD 156728 · SEC 801-79444 · 4 filingsShow
CRD 156728SEC 801-79444Legal name L••••• G••••••• C•••••• M••••••••• L•First filing on the tape Mar 20, 2014, latest Feb 5, 2016IAPD
RAUM
$202M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
1
$57.0M gross assets
History
4 filings and snapshots on the tape
RAUM$202M as of Feb 5, 2016
Mar 20, 2014$282M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Feb 5, 2016
Mar 20, 20142 then
Employees (5.A)4 as of Feb 5, 2016
Mar 20, 20144 then
Private funds1 as of Feb 5, 2016
Mar 20, 20141 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Feb 5, 2016; every figure names its basis
RAUM per advisor
$202MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$50.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
4.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$57.0M, 3 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
4reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$57.0M for 3 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      L• C•••••• M••••• F•••• L•••Hedge Fund$57.0M40Mar 20, 2014
      Owners and control persons
      Schedule A and B, latest filing
      • L•••••• M••••••• S•••••••• · Partnercontrol
        since 02/2011 · owns 75% or more
      • W••••••• A••••• H•••• · Chief Compliance Officercontrol
        since 02/2016 · owns less than 5%
      Entity owners
      • L••••• G••••••• C•••••• M••••••••• L•• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 5 to 4
        Mar 4, 2015 to Oct 26, 2015
      • Assets in custody · $76.0M to $57.0M
        Mar 4, 2015 to Oct 26, 2015
      • Employees · 5 to 4
        Mar 4, 2015 to Oct 26, 2015
      • State-registered IARs · 2 to 1
        Mar 4, 2015 to Oct 26, 2015
      • Discretionary RAUM · $221M to $202M
        Mar 4, 2015 to Oct 26, 2015
      • RAUM · $221M to $202M
        Mar 4, 2015 to Oct 26, 2015
      • Advisory employees · 4 to 5
        Mar 20, 2014 to Mar 4, 2015
      • Assets in custody · $182M to $76.0M
        Mar 20, 2014 to Mar 4, 2015
      • Employees · 4 to 5
        Mar 20, 2014 to Mar 4, 2015
      • Discretionary RAUM · $282M to $221M
        Mar 20, 2014 to Mar 4, 2015
      • RAUM · $282M to $221M
        Mar 20, 2014 to Mar 4, 2015
      Signals
      1 dated events
      • ••• Locked
        Mar 20, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026