DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Fielder Capital Group LLC
Latest filing Mar 30, 2026
First filing on the tape Mar 31, 2017 · 24 filings
SEC status approved since Apr 10, 2017
RAUM
$1.2B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
84%
$1.0B individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$152M
derived; firm RAUM over IAPD count
Employees
11
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$1.2B as of Mar 30, 2026
Mar 31, 2017$82.8M then
HNW client RAUM$1.0B as of Mar 30, 2026
Mar 27, 2018$128M then
State-registered IARs (5.B.3)8 as of Mar 30, 2026
Mar 31, 20171 then
Employees (5.A)11 as of Mar 30, 2026
Mar 31, 20173 then
Private funds: no history
RAUM +14% over the last fiscal year+40% a year over threeIARs 6 to 8
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $152MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 14derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $10.3MderivedHNW RAUM over HNW clients
- Average account
- $1.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 15%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 8.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.7%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
- Custody
- $669M, 108 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.0B84%
- Insurance companies$107M8.8%
- Charitable organizations$66.1M5.4%
- Corporations and businesses$9.6M0.8%
- Pension and profit-sharing plans$8.8M0.7%
- Individuals$6.6M0.5%
- Individual clients
- 13reported
- HNW clients
- 99reported
- Pension plan clients
- 5reported
- Charitable clients
- 11reported
- Accounts
- 639reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $669M for 108 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.84 fund_share=0.0 institutional_share=0.15 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Frank Chearella ByrdCertified Financial Planner, Chartered Financial Analyst | Nashville, Tn | Jun 5, 2015 | 38 y | 0 |
| Stephen Lawrence KornChartered Financial Analyst | Nashville, Tn | Mar 26, 2019 | 11 y | 0 |
| Jennifer Lea Miller | Nashville, Tn | Sep 2, 2021 | 18 y | 2 |
| Nathaniel Robert FriggeCertified Financial Planner | Nashville, Tn | May 4, 2022 | 13 y | 0 |
| Cole Jonathan Hickerson | Nashville, Tn | Nov 20, 2023 | 20 y | 0 |
| Andrew David Boulineau | Nashville, Tn | Apr 9, 2024 | 11 y | 0 |
| Mauricio Cortes ResendizCertified Financial Planner, Chartered Financial Analyst | Nashville, Tn | Jul 15, 2025 | 10 y | 2 |
| Adam Christopher Schooley | Nashville, Tn | Nov 24, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Mauricio Cortes Resendiz from The Mather Group, LLCJul 15, 2025 · RIA to RIA
- Jennifer Lea Miller from Beacon Capital Management, LLCSep 2, 2021 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Chearella Frank Byrd · Managing Member And Chief Compliance Officercontrolsince 03/2011 · owns 50% to 75%
- Robert Nathaniel Frigge · Partnercontrolsince 03/2024 · owns 5% to 10%
- William Neil Greenspan · Chief Operations Officercontrolsince 01/2025 · owns less than 5%
- Lawrence Stephen Korn · Chief Investment Officer & Partnercontrolsince 12/2018 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Nashville, Tn · principal | 8 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 30, 2026GREENSPAN, NEIL, WILLIAM (CHIEF OPERATIONS OFFICER) appeared on Schedule A between the filings of 2024-03-28 and 2026-03-30peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 572 to 639Jul 2, 2025 to Mar 30, 2026
- Advisory employees · 3 to 5Jul 2, 2025 to Mar 30, 2026
- Charity clients · 6 to 11Jul 2, 2025 to Mar 30, 2026
- HNW clients · 92 to 99Jul 2, 2025 to Mar 30, 2026
- Individual clients · 11 to 13Jul 2, 2025 to Mar 30, 2026
- Pension plan clients · 6 to 5Jul 2, 2025 to Mar 30, 2026
- Assets in custody · $575M to $669MJul 2, 2025 to Mar 30, 2026
- State-registered IARs · 6 to 8Jul 2, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.0B to $1.2BJul 2, 2025 to Mar 30, 2026
- HNW RAUM · $886M to $1.0BJul 2, 2025 to Mar 30, 2026
- Individual RAUM · $6.9M to $6.6MJul 2, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $40.4M to $52.9MJul 2, 2025 to Mar 30, 2026
- Pension RAUM · $7.7M to $8.8MJul 2, 2025 to Mar 30, 2026
- RAUM · $1.1B to $1.2BJul 2, 2025 to Mar 30, 2026
- Financial planning clients · 101-250 to 101-250Mar 27, 2025 to Jul 2, 2025
- Accounts · 502 to 572Dec 18, 2024 to Mar 27, 2025
- Charity clients · unset to 6.0Dec 18, 2024 to Mar 27, 2025
- Corporate clients · unset to 2.0Dec 18, 2024 to Mar 27, 2025
- HNW clients · 87 to 92Dec 18, 2024 to Mar 27, 2025
- Assets in custody · $450M to $575MDec 18, 2024 to Mar 27, 2025
- Employees · 9 to 11Dec 18, 2024 to Mar 27, 2025
- State-registered IARs · 4 to 6Dec 18, 2024 to Mar 27, 2025
- Discretionary RAUM · $790M to $1.0BDec 18, 2024 to Mar 27, 2025
- HNW RAUM · $705M to $886MDec 18, 2024 to Mar 27, 2025
- Individual RAUM · $7.2M to $6.9MDec 18, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $44.3M to $40.4MDec 18, 2024 to Mar 27, 2025
- Pension RAUM · $6.5M to $7.7MDec 18, 2024 to Mar 27, 2025
- RAUM · $835M to $1.1BDec 18, 2024 to Mar 27, 2025
- Accounts · 398 to 502Dec 12, 2023 to Mar 28, 2024
- Advisory activities · 5 to 6Dec 12, 2023 to Mar 28, 2024
- Corporate clients · 0.0 to unsetDec 12, 2023 to Mar 28, 2024
- HNW clients · 66 to 87Dec 12, 2023 to Mar 28, 2024
- Individual clients · 16 to 11Dec 12, 2023 to Mar 28, 2024
- Assets in custody · $214M to $450MDec 12, 2023 to Mar 28, 2024
- Employees · 7 to 9Dec 12, 2023 to Mar 28, 2024
- Financial planning clients · 51-100 to 101-250Dec 12, 2023 to Mar 28, 2024
- Discretionary RAUM · $413M to $790MDec 12, 2023 to Mar 28, 2024
- HNW RAUM · $394M to $705MDec 12, 2023 to Mar 28, 2024
- Individual RAUM · $10.7M to $7.2MDec 12, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $26.9M to $44.3MDec 12, 2023 to Mar 28, 2024
Signals
7 dated events
- Fielder Capital Group Llc reported RAUM $1.1B, up 27% from $834.6M (2024-12-18 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- Fielder Capital Group Llc reported RAUM $834.6M, up 90% from $439.6M (2023-12-12 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Robert Nathaniel Frigge (Partner) appeared on Schedule A of Fielder Capital Group LlcMar 28, 2024 · Control person joined · fact
- Fielder Capital Group Llc reported RAUM $443.2M, up 36% from $326.1M (2021-07-30 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Fielder Capital Group Llc reported RAUM $326.1M, up 63% from $200.2M (2020-11-16 to 2021-01-29)Jan 29, 2021 · RAUM change · derived
- Lawrence Stephen Korn (Chief Investment Officer & Partner) appeared on Schedule A of Fielder Capital Group LlcMar 8, 2019 · Control person joined · fact
- Fielder Capital Group, Llc filed its initial SEC registration (Form ADV)Mar 31, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@fieldercapital.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 212-918-4844reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/fielder-capital-group-llc/aboutreportedpublic record, Form ADV, Sep 17, 2026
- Website
- fieldercapital.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-918-4860reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $152Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026