DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

B••••• P•••••• E••••• A••••••••• M••••••••• L••

Asset manager (funds and pooled vehicles)Boston, MassachusettsCRD 156772SEC 801-74252websiteIAPD
Latest filing Jun 29, 2026
First filing on the tape Feb 15, 2012 · 33 filings
SEC status approved since Mar 30, 2012
RAUM
$1.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
19
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
14
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$1.9B as of Jun 29, 2026
Apr 1, 2013$457M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 29, 2026
Apr 1, 20130 then
Employees (5.A)19 as of Jun 29, 2026
Apr 1, 201310 then
Private funds14 as of Jun 29, 2026
Apr 1, 201312 then
RAUM +6.6% over the last fiscal year+6.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 29, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$139MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+6.6%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$1.4B, 14 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.9B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
14reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$1.4B for 14 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      22 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      B••• S•••••••• H••••••••• I••• L•Private Equity Fund$415M23Mar 29, 2019
      B••• S•••••••• H••••••••• I•• L•••Private Equity Fund$339M23Mar 31, 2023
      B••• V•• L•••Private Equity Fund$334M124Mar 30, 2022
      B••• V• L•••Private Equity Fund$253M103Mar 27, 2020
      B••• I•• L•••Private Equity Fund$226M84Mar 21, 2018
      B••• I••• L•••Private Equity Fund$66.5M85Mar 31, 2015
      B••• C••••• V•• L•••Private Equity Fund$63.1M32Mar 30, 2022
      B••• C••••• V• L•••Private Equity Fund$37.6M20Mar 27, 2020
      B••• C••••• I•• L•••Private Equity Fund$33.8M13Mar 21, 2018
      V••••• H••••••••• • L••• S••••••• F••• I•• L•Private Equity Fund$21.3M9Feb 15, 2012
      B••• C••••• I••• L•••Private Equity Fund$10.1M17Mar 31, 2015
      B••• S•••• B••••• A•• G••••• F••• I• L•Private Equity Fund$8.5M34Feb 15, 2012
      B••••• P•••••• E••••• A••••••• F••• I•• L•Private Equity Fund$7.4M62Feb 15, 2012
      V••••• L••• S••••••• F••• I• L•Private Equity Fund$4.5M11Feb 15, 2012
      B••• L••• S••••••• F••• I• L•Private Equity Fund$2.5M37Feb 15, 2012
      B••••• P•••••• E••••• A••••••• C••••• F••• I•• L•Private Equity Fund$2.4M15Feb 15, 2012
      B••••• P•••••• E••••• A••••••• F••• I••• L•no longer reportedPrivate Equity Fund$1.9M21Feb 15, 2012
      B••••• P•••••• E••••• A••••••• F••• I• ••• L•Private Equity Fund$656,2332Feb 15, 2012
      B••••• P•••••• E••••• A••••••• F••• I• ••• L•no longer reportedPrivate Equity Fund$617,2462Feb 15, 2012
      B••••• P•••••• E••••• A••••••• F••• I• ••• L•no longer reportedPrivate Equity Fund$141,1102Feb 15, 2012
      B••••• P•••••• E••••• A••••••• F••• I• ••• L•no longer reportedPrivate Equity Fund$122,6702Feb 15, 2012
      B••••• P•••••• E••••• A••••••• C••••• F••• I••• L•no longer reportedPrivate Equity Fund$10,1396Feb 15, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • A•••••• C••••••••• M••••••• · Managing Partnercontrol
        since 09/2008 · owns less than 5%
      • B•••••• J•••• F•••••••• · Senior Partner And Membercontrol
        since 03/2004 · owns 50% to 75%
      • B••••• S••••••• R••• · Chief Financial Officer & Partnercontrol
        since 05/2016 · owns less than 5%
      • C••••••••• L•••••• A••• · Chief Compliance Officercontrol
        since 07/2011 · owns less than 5%
      • A•••••• C••••••••• M••••••• · Trusteecontrol
        since 05/2021 · owns 25% to 50% of C••••••••• M• A••••• R•••••••• T••••• D•••• 9•••••••• ••••••• A•• R••••••• O• 1•••••••••
      • B•••••• P••••• W•••••• · Member
        since 12/2009 · owns 5% to 10%
      • B•••••• S•••••• R•••••• · Member
        since 12/2009 · owns 5% to 10%
      • A•••••• P•••••••• F•••• · Trustee
        since 05/2021 · owns 25% to 50% of C••••••••• M• A••••• R•••••••• T••••• D•••• 9•••••••• ••••••• A•• R••••••• O• 1•••••••••
      Entity owners
      • C••••••••• M• A••••• R•••••••• T••••• D•••• 9•••••••• ••••••• A•• R••••••• O• 1••••••••• · Member
        direct · owns 25% to 50%
      Related persons
      Schedule D 7.A
      • B••• I•• G•• L•••
        pooled vehicle sponsory
      • B••• S•• I• L••
        pooled vehicle sponsory
      • B••• S•• I•• L••
        pooled vehicle sponsory
      • B•••••••• S••••••• I• G•• L•
        pooled vehicle sponsory
      • B••••••• G•• L•
        pooled vehicle sponsory
      • B••••••••• I• L••
        pooled vehicle sponsory
      • B•••• I•• L••
        pooled vehicle sponsory
      • B•••• V• L••
        pooled vehicle sponsory
      • B•••• V•• L••
        pooled vehicle sponsory
      • B••••• P•••••• E••••• A••••••• I•• L•
        pooled vehicle sponsory
      • F•••• C•• C•••••••• G• L•
        pooled vehicle sponsorn
      • V••••• I• G•• L•
        pooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 15 to 14
        Dec 2, 2025 to Mar 26, 2026
      • Pooled vehicle clients · 15 to 14
        Dec 2, 2025 to Mar 26, 2026
      • Assets in custody · $1.3B to $1.4B
        Dec 2, 2025 to Mar 26, 2026
      • Employees · 17 to 19
        Dec 2, 2025 to Mar 26, 2026
      • Private funds · 15 to 14
        Dec 2, 2025 to Mar 26, 2026
      • Discretionary RAUM · $1.8B to $1.9B
        Dec 2, 2025 to Mar 26, 2026
      • Pooled vehicle RAUM · $1.8B to $1.9B
        Dec 2, 2025 to Mar 26, 2026
      • RAUM · $1.8B to $1.9B
        Dec 2, 2025 to Mar 26, 2026
      • Accounts · 17 to 15
        Mar 28, 2024 to Mar 28, 2025
      • Pooled vehicle clients · 17 to 15
        Mar 28, 2024 to Mar 28, 2025
      • Assets in custody · $1.2B to $1.3B
        Mar 28, 2024 to Mar 28, 2025
      • Employees · 16 to 17
        Mar 28, 2024 to Mar 28, 2025
      • Financial planning clients · 0 to 0
        Mar 28, 2024 to Mar 28, 2025
      • Private funds · 17 to 15
        Mar 28, 2024 to Mar 28, 2025
      • Discretionary RAUM · $1.7B to $1.8B
        Mar 28, 2024 to Mar 28, 2025
      • Pooled vehicle RAUM · $1.7B to $1.8B
        Mar 28, 2024 to Mar 28, 2025
      • RAUM · $1.7B to $1.8B
        Mar 28, 2024 to Mar 28, 2025
      • Advisory employees · 11 to 10
        Jun 27, 2023 to Mar 28, 2024
      • Assets in custody · $964M to $1.2B
        Jun 27, 2023 to Mar 28, 2024
      • Employees · 17 to 16
        Jun 27, 2023 to Mar 28, 2024
      • Discretionary RAUM · $1.6B to $1.7B
        Jun 27, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $1.6B to $1.7B
        Jun 27, 2023 to Mar 28, 2024
      • RAUM · $1.6B to $1.7B
        Jun 27, 2023 to Mar 28, 2024
      • Advisory employees · 10 to 11
        Mar 30, 2022 to Mar 31, 2023
      • Assets in custody · $791M to $964M
        Mar 30, 2022 to Mar 31, 2023
      • Employees · 15 to 17
        Mar 30, 2022 to Mar 31, 2023
      • Discretionary RAUM · $1.2B to $1.6B
        Mar 30, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $1.2B to $1.6B
        Mar 30, 2022 to Mar 31, 2023
      • RAUM · $1.2B to $1.6B
        Mar 30, 2022 to Mar 31, 2023
      • Accounts · 15 to 17
        Jun 9, 2021 to Mar 30, 2022
      • Advisory employees · 8 to 10
        Jun 9, 2021 to Mar 30, 2022
      • Pooled vehicle clients · 15 to 17
        Jun 9, 2021 to Mar 30, 2022
      • Assets in custody · $605M to $791M
        Jun 9, 2021 to Mar 30, 2022
      • Employees · 13 to 15
        Jun 9, 2021 to Mar 30, 2022
      • Private funds · 15 to 17
        Jun 9, 2021 to Mar 30, 2022
      • Discretionary RAUM · $1.1B to $1.2B
        Jun 9, 2021 to Mar 30, 2022
      • Pooled vehicle RAUM · $1.1B to $1.2B
        Jun 9, 2021 to Mar 30, 2022
      • RAUM · $1.1B to $1.2B
        Jun 9, 2021 to Mar 30, 2022
      • Accounts · 16 to 15
        Sep 2, 2020 to Mar 30, 2021
      • Advisory employees · 9 to 8
        Sep 2, 2020 to Mar 30, 2021
      Signals
      3 dated events
      • B••••• P•••••• E••••• A••••••••• M••••••••• L•• reported RAUM $1.6B, up 39% from $1.2B (2022-03-30 to 2023-03-31)
        Mar 31, 2023 · RAUM change · derived
      • B••••• P•••••• E••••• A••••••••• M••••••••• L•• reported RAUM $878.1M, up 45% from $606.7M (2019-06-19 to 2020-03-27)
        Mar 27, 2020 · RAUM change · derived
      • B••••• P•••••• E••••• A••••••••• M••••••••• L•• reported RAUM $606.7M, up 34% from $453.5M (2019-01-28 to 2019-03-29)
        Mar 29, 2019 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/brooke-private-equity-advisorsreportedpublic record, Form ADV, Sep 19, 2026
      Website
      B•••-PE.COMreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      617-227-3160reportedpublic record, Form ADV, Jun 29, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026