DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
G••••••• C•••••• G••••
Legal name G•• M••••••••• L••
Latest filing Mar 29, 2026
First filing on the tape Feb 14, 2012 · 27 filings
SEC status approved since Mar 23, 2012
RAUM
$818M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
9 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
4
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$818M as of Mar 29, 2026
Mar 19, 2013$216M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 29, 2026
Mar 19, 20130 then
Employees (5.A)10 as of Mar 29, 2026
Mar 19, 20137 then
Private funds4 as of Mar 29, 2026
Mar 19, 20134 then
RAUM +1.1% over the last fiscal year+8.0% a year over threeIARs 0 to 0offices 4 to 3
Practice profile
derived from the filing of Mar 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $205MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $670M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$818M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $670M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G•• I•••••••• V• L• | Private Equity Fund | $281M | 37 | Mar 29, 2021 |
| G•• I•••••••• V•• L•• | Private Equity Fund | $259M | 38 | Mar 29, 2023 |
| G•• I•••••••• I•• L• | Private Equity Fund | $172M | 54 | Dec 6, 2016 |
| G•• I••••••••• L•no longer reported | Private Equity Fund | $91.1M | 13 | Feb 14, 2012 |
| G•• I•••••••• I••• L• | Private Equity Fund | $54.5M | 48 | Mar 19, 2013 |
| G•• S••• I••••••••• L•no longer reported | Private Equity Fund | $630,730 | 14 | Mar 18, 2014 |
| G•• I•••••••• I•• L•no longer reported | Private Equity Fund | $606,196 | 22 | Feb 14, 2012 |
| G•• I•••••••• I•••• L•no longer reported | Private Equity Fund | $99,644 | 3 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••• J•••••• · Chief Compliance Officer, Treasurer, Cfo, Vice Presidentcontrolsince 05/2011 · owns less than 5%
- D••••••• S••••• · President And Managing Partnercontrolsince 12/2019 · owns less than 5%
- K••••••• D••••• · Vice President And Partnercontrolsince 12/2019 · owns less than 5%
- S•••••• P••• · Vice President And Managing Directorcontrolsince 09/2014 · owns less than 5%
- S•••••• S•••••• J• · Vice President And Managing Partnercontrolsince 12/2019 · owns less than 5%
Entity owners
- G••••••• C•••••• G••••• L•• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- Walnut Creek, CA3 employees
- Wilton, CT2 employees
- , 1 employees
What changed
consecutive filings, newest first
- Assets in custody · $609M to $670MMar 29, 2025 to Mar 29, 2026
- Other offices · 4 to 3Mar 29, 2025 to Mar 29, 2026
- Discretionary RAUM · $810M to $818MMar 29, 2025 to Mar 29, 2026
- Pooled vehicle RAUM · $810M to $818MMar 29, 2025 to Mar 29, 2026
- RAUM · $810M to $818MMar 29, 2025 to Mar 29, 2026
- Assets in custody · $482M to $609MMar 18, 2024 to Mar 29, 2025
- Financial planning clients · unset to Mar 18, 2024 to Mar 29, 2025
- Other offices · 3 to 4Mar 18, 2024 to Mar 29, 2025
- Discretionary RAUM · $766M to $810MMar 18, 2024 to Mar 29, 2025
- Pooled vehicle RAUM · $766M to $810MMar 18, 2024 to Mar 29, 2025
- RAUM · $766M to $810MMar 18, 2024 to Mar 29, 2025
- Assets in custody · $405M to $482MJun 21, 2023 to Mar 18, 2024
- Discretionary RAUM · $649M to $766MJun 21, 2023 to Mar 18, 2024
- Pooled vehicle RAUM · $649M to $766MJun 21, 2023 to Mar 18, 2024
- RAUM · $649M to $766MJun 21, 2023 to Mar 18, 2024
- Accounts · 3 to 4Mar 28, 2022 to Mar 29, 2023
- Pooled vehicle clients · 3 to 4Mar 28, 2022 to Mar 29, 2023
- Assets in custody · $295M to $405MMar 28, 2022 to Mar 29, 2023
- Private funds · 3 to 4Mar 28, 2022 to Mar 29, 2023
- Discretionary RAUM · $541M to $649MMar 28, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $541M to $649MMar 28, 2022 to Mar 29, 2023
- RAUM · $541M to $649MMar 28, 2022 to Mar 29, 2023
- Accounts · 6 to 3Mar 29, 2021 to Mar 28, 2022
- Pooled vehicle clients · 6 to 3Mar 29, 2021 to Mar 28, 2022
- Assets in custody · $366M to $295MMar 29, 2021 to Mar 28, 2022
- Private funds · 6 to 3Mar 29, 2021 to Mar 28, 2022
- Discretionary RAUM · $691M to $541MMar 29, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $691M to $541MMar 29, 2021 to Mar 28, 2022
- RAUM · $691M to $541MMar 29, 2021 to Mar 28, 2022
- Accounts · 5 to 6Mar 26, 2020 to Mar 29, 2021
- Pooled vehicle clients · 5 to 6Mar 26, 2020 to Mar 29, 2021
- Assets in custody · $368M to $366MMar 26, 2020 to Mar 29, 2021
- Private funds · 5 to 6Mar 26, 2020 to Mar 29, 2021
- Discretionary RAUM · $472M to $691MMar 26, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $472M to $691MMar 26, 2020 to Mar 29, 2021
- RAUM · $472M to $691MMar 26, 2020 to Mar 29, 2021
- Assets in custody · $382M to $368MJan 15, 2020 to Mar 26, 2020
- Discretionary RAUM · $526M to $472MJan 15, 2020 to Mar 26, 2020
- Pooled vehicle RAUM · $526M to $472MJan 15, 2020 to Mar 26, 2020
- RAUM · $526M to $472MJan 15, 2020 to Mar 26, 2020
Signals
9 dated events
- Paul Shufro (Vice President) appeared on Schedule A of Greyrock Capital GroupMar 29, 2023 · Control person joined · fact
- Todd Osburn (Senior Vice President, Partner) no longer on Schedule A of Greyrock Capital Group (listed 2022-03-28, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- Tracy Perkins (Senior Vice President, Partner) no longer on Schedule A of Greyrock Capital Group (listed 2022-03-28, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- Greyrock Capital Group reported RAUM $691.2M, up 46% from $471.8M (2020-03-26 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- Mark Shufro (President And Managing Member) no longer on Schedule A of Greyrock Capital Group (listed 2019-03-22, absent 2020-01-02)Jan 2, 2020 · Control person left · inference
- J Samuel Snyder (Vice President, Partner) appeared on Schedule A of Greyrock Capital GroupJan 2, 2020 · Control person joined · fact
- Daniel Kapnick (Vice President) appeared on Schedule A of Greyrock Capital GroupJan 2, 2020 · Control person joined · fact
- Paul Shufro (Vice President) appeared on Schedule A of Greyrock Capital GroupJan 2, 2020 · Control person joined · fact
- Stephen Etter (Senior Vice President) no longer on Schedule A of Greyrock Capital Group (listed 2018-03-26, absent 2019-03-22)Mar 22, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- Greyrock Capital Group · Independent Sponsorsshared crd · capital_provider
- Greyrock Capital Group · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- GREYROCKCAPITALGROUP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-849-0008reportedpublic record, Form ADV, Mar 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026