DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Quantitative Investment Management, LLC
Latest filing Mar 31, 2026
First filing on the tape Mar 30, 2012 · 16 filings
SEC status approved since Jul 27, 2011
RAUM
$1.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
39
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$1.7B as of Mar 31, 2026
Mar 30, 2012$2.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20120 then
Employees (5.A)39 as of Mar 31, 2026
Apr 1, 201332 then
Private funds2 as of Mar 31, 2026
Mar 30, 20121 then
RAUM -3.8% over the last fiscal year+14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $835MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.7B, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.7B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.7B for 2 clientsreported
- Compensation
- performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Quantitative Tactical Aggressive Fund Master Ltd. | Hedge Fund | $2.0B | 88 | Mar 30, 2012 |
| Quantitative Tactical Aggressive Fund II LLC | Hedge Fund | $150M | 24 | Apr 1, 2013 |
Owners and control persons
Schedule A and B, latest filing
- Macrae Jonathan Bryan · General Counsel & Chief Compliance Officercontrolsince 03/2019 · owns less than 5%
- Anthony Jason Cockerill · Chief Operating Officercontrolsince 03/2013 · owns less than 5%
- Mccarty Molly Dunnington · Chief Financial Officercontrolsince 02/2019 · owns less than 5%
- Stephen Michael Geismar · President, Managing Membercontrolsince 05/2003 · owns 10% to 25%
- Pryor Greyson Williams · Managing Membercontrolsince 05/2003 · owns 5% to 10%
- Piers Jaffray Woodriff · Ceo & Chief Scientist, Managing Membercontrolsince 05/2003 · owns 75% or more
Related persons
Schedule D 7.A
- Cipher Investment Management, LLCbanky
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $1.7B to $1.7BMar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.7B to $1.7BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.7B to $1.7BMar 31, 2025 to Mar 31, 2026
- RAUM · $1.7B to $1.7BMar 31, 2025 to Mar 31, 2026
- Assets in custody · $2.2B to $1.7BMar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.1B to $1.7BMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $2.1B to $1.7BMar 29, 2024 to Mar 31, 2025
- RAUM · $2.1B to $1.7BMar 29, 2024 to Mar 31, 2025
- Advisory employees · 5 to 6Mar 31, 2023 to Mar 29, 2024
- Assets in custody · $1.1B to $2.2BMar 31, 2023 to Mar 29, 2024
- Employees · 35 to 39Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $1.1B to $2.1BMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $1.1B to $2.1BMar 31, 2023 to Mar 29, 2024
- RAUM · $1.1B to $2.1BMar 31, 2023 to Mar 29, 2024
- Related bank · false to trueMar 31, 2023 to Mar 29, 2024
- Assets in custody · $1.1B to $1.1BSep 26, 2022 to Mar 31, 2023
- Employees · 34 to 35Sep 26, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.1B to $1.1BSep 26, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.1B to $1.1BSep 26, 2022 to Mar 31, 2023
- RAUM · $1.1B to $1.1BSep 26, 2022 to Mar 31, 2023
- Assets in custody · $2.3B to $1.1BMar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $2.3B to $1.1BMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $2.3B to $1.1BMar 31, 2021 to Mar 31, 2022
- RAUM · $2.3B to $1.1BMar 31, 2021 to Mar 31, 2022
- Assets in custody · $4.1B to $2.3BMar 30, 2020 to Mar 31, 2021
- Employees · 35 to 34Mar 30, 2020 to Mar 31, 2021
- Discretionary RAUM · $4.1B to $2.3BMar 30, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $4.1B to $2.3BMar 30, 2020 to Mar 31, 2021
- RAUM · $4.1B to $2.3BMar 30, 2020 to Mar 31, 2021
- Advisory employees · 6 to 5Mar 29, 2019 to Mar 30, 2020
- Assets in custody · $3.3B to $4.1BMar 29, 2019 to Mar 30, 2020
- Employees · 37 to 35Mar 29, 2019 to Mar 30, 2020
- Discretionary RAUM · $3.3B to $4.1BMar 29, 2019 to Mar 30, 2020
- Pooled vehicle RAUM · $3.3B to $4.1BMar 29, 2019 to Mar 30, 2020
- RAUM · $3.3B to $4.1BMar 29, 2019 to Mar 30, 2020
- Assets in custody · $7.2B to $3.3BMar 30, 2018 to Mar 29, 2019
- Employees · 38 to 37Mar 30, 2018 to Mar 29, 2019
- Discretionary RAUM · $7.2B to $3.3BMar 30, 2018 to Mar 29, 2019
- Pooled vehicle RAUM · $7.2B to $3.3BMar 30, 2018 to Mar 29, 2019
Signals
8 dated events
- Quantitative Investment Management, Llc reported RAUM $2.1B, up 88% from $1.1B (2023-03-31 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Quantitative Investment Management, Llc reported RAUM $1.1B, down 52% from $2.3B (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Quantitative Investment Management, Llc reported RAUM $2.3B, down 43% from $4.1B (2020-03-30 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Moore Paul Mckee (Cto) no longer on Schedule A of Quantitative Investment Management, Llc (listed 2019-03-29, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Quantitative Investment Management, Llc reported RAUM $3.3B, down 54% from $7.2B (2018-03-30 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Macrae Jonathan Bryan (General Counsel & Chief Compliance Officer) appeared on Schedule A of Quantitative Investment Management, LlcMar 29, 2019 · Control person joined · fact
- Ryan Patrick Vaughan (Cfo) no longer on Schedule A of Quantitative Investment Management, Llc (listed 2018-03-30, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- Quantitative Investment Management, Llc reported RAUM $7.2B, up 67% from $4.3B (2017-03-31 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/QUANTITATIVE-INVESTMENT-MANAGEMENTreportedpublic record, Form ADV, Sep 17, 2026
- Website
- QUANTITATIVE.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 434-817-4800reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026