DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••••• I••••••••• P•••••••
Legal name A••• L••
Latest filing Mar 31, 2026
First filing on the tape Feb 15, 2012 · 26 filings
SEC status approved since Mar 30, 2012
RAUM
$17B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
94
57 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
10
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$17B as of Mar 31, 2026
Mar 28, 2013$1.2B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20130 then
Employees (5.A)94 as of Mar 31, 2026
Mar 28, 201322 then
Private funds10 as of Mar 31, 2026
Mar 28, 20133 then
RAUM +6.6% over the last fiscal year+19% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.7BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$17B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••••• I••••••••• P••••••• C•••••• F••• V••• L••• | Hedge Fund | $5.7B | 105 | May 29, 2019 |
| A••••••• I••••••••• P••••••• C•••••• F••• V•••• L• | Hedge Fund | $5.6B | 167 | Aug 28, 2023 |
| A••••••• I••••••••• P••••••• C•••••• F••• V•• L••• | Hedge Fund | $4.2B | 82 | Feb 25, 2016 |
| A••••••• I••••••••• P••••••• C•••••• F••• I•• L••• | Private Equity Fund | $542M | 32 | Feb 15, 2012 |
| A••••••• I••••••••• P••••••• C•••••• F••• V• L••• | Private Equity Fund | $389M | 53 | Feb 15, 2012 |
| A•• L••••••• C•••••••• I• L••• | Private Equity Fund | $140M | 2 | Mar 27, 2014 |
| C••••• I••••••••• F•••• L••• | Private Equity Fund | $100M | 2 | Sep 7, 2023 |
| A•••• V•• S••••• C•••••••• L••• | Private Equity Fund | $63.0M | 3 | Mar 31, 2022 |
| A••••••• I••••••••• P••••••• C•••••• F••• I• ••••••••• L••• | Private Equity Fund | $2.9M | 3 | Feb 15, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• J•••• M•••••• · Managing Membercontrolsince 10/2005 · owns 25% to 50%
- C•••••••• D•••• M•••••• · Managing Membercontrolsince 10/2005 · owns 25% to 50%
- M•••••• K••• A•••• · Managing Membercontrolsince 10/2005 · owns 25% to 50%
- E•••• S••••••• N•• · Chief Compliance Officer/Partnersince 04/2011 · owns less than 5%
- T••••••• L••••• A••••• · Chief Financial Officer/Partnersince 04/2020 · owns less than 5%
Related persons
Schedule D 7.A
- A•••• ••••••••• L••investment adviserpooled vehicle sponsorn
- A•••• I•• L••investment adviserpooled vehicle sponsorn
- A•••• V• L••investment adviserpooled vehicle sponsorn
- A•••• V•• L••investment adviserpooled vehicle sponsorn
- A•••• V••• L••investment adviserpooled vehicle sponsorn
- A•••• V•••• L••investment adviserpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 9 to 10Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 51 to 57Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 9 to 10Mar 31, 2025 to Mar 31, 2026
- Employees · 85 to 94Mar 31, 2025 to Mar 31, 2026
- Private funds · 9 to 10Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $16B to $17BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $16B to $17BMar 31, 2025 to Mar 31, 2026
- RAUM · $16B to $17BMar 31, 2025 to Mar 31, 2026
- Advisory employees · 53 to 51Jan 9, 2025 to Mar 31, 2025
- Employees · 83 to 85Jan 9, 2025 to Mar 31, 2025
- Financial planning clients · unset to Jan 9, 2025 to Mar 31, 2025
- Discretionary RAUM · $17B to $16BJan 9, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $17B to $16BJan 9, 2025 to Mar 31, 2025
- RAUM · $17B to $16BJan 9, 2025 to Mar 31, 2025
- Assets in custody · 482841012.0 to unsetMar 27, 2024 to Dec 17, 2024
- Custody of client assets · true to falseMar 27, 2024 to Dec 17, 2024
- Advisory employees · 58 to 53Sep 7, 2023 to Mar 27, 2024
- Assets in custody · $0 to $483MSep 7, 2023 to Mar 27, 2024
- Discretionary RAUM · $16B to $17BSep 7, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $16B to $17BSep 7, 2023 to Mar 27, 2024
- RAUM · $16B to $17BSep 7, 2023 to Mar 27, 2024
- Accounts · 8 to 9Aug 28, 2023 to Sep 7, 2023
- Advisory employees · 54 to 58Aug 28, 2023 to Sep 7, 2023
- Pooled vehicle clients · 8 to 9Aug 28, 2023 to Sep 7, 2023
- Employees · 77 to 83Aug 28, 2023 to Sep 7, 2023
- Private funds · 8 to 9Aug 28, 2023 to Sep 7, 2023
- Discretionary RAUM · $14B to $16BAug 28, 2023 to Sep 7, 2023
- Non-discretionary RAUM · $76.4M to $176MAug 28, 2023 to Sep 7, 2023
- Pooled vehicle RAUM · $14B to $16BAug 28, 2023 to Sep 7, 2023
- RAUM · $14B to $16BAug 28, 2023 to Sep 7, 2023
- Accounts · 7 to 8Mar 31, 2023 to Aug 28, 2023
- Advisory employees · 53 to 54Mar 31, 2023 to Aug 28, 2023
- Pooled vehicle clients · 7 to 8Mar 31, 2023 to Aug 28, 2023
- Employees · 69 to 77Mar 31, 2023 to Aug 28, 2023
- Private funds · 7 to 8Mar 31, 2023 to Aug 28, 2023
- Discretionary RAUM · $10B to $14BMar 31, 2023 to Aug 28, 2023
- Pooled vehicle RAUM · $10B to $14BMar 31, 2023 to Aug 28, 2023
- RAUM · $10B to $14BMar 31, 2023 to Aug 28, 2023
- Advisory employees · 43 to 53Mar 31, 2022 to Mar 31, 2023
- Employees · 57 to 69Mar 31, 2022 to Mar 31, 2023
Signals
2 dated events
- A••••••• I••••••••• P••••••• reported RAUM $13.8B, up 31% from $10.5B (2023-03-31 to 2023-08-28)Aug 28, 2023 · RAUM change · derived
- A••••••• I••••••••• P••••••• reported RAUM $7.3B, up 93% from $3.8B (2019-05-29 to 2020-03-28)Mar 28, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- A••••••• I••••••••• P••••••• · Independent Sponsorsshared crd · capital_provider
- A••••••• I••••••••• P••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- AMERICANI•••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-627-2360reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026