DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••••••• R•••••• S••••••• • C••• M••••••••• L•••
Latest filing Mar 31, 2026
First filing on the tape Feb 14, 2012 · 21 filings
SEC status approved since Mar 30, 2012
RAUM
$119M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$119M as of Mar 31, 2026
Apr 1, 2013$374M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Apr 1, 20130 then
Employees (5.A)7 as of Mar 31, 2026
Apr 1, 201311 then
Private funds4 as of Mar 31, 2026
Apr 1, 20133 then
RAUM -72% over the last fiscal year-31% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $29.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -72%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $353M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$119M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $353M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B••••••••• R•••••• S••••••• • C•• I••• L••• | Private Equity Fund | $140M | 23 | Feb 14, 2012 |
| B•• • C•• I•• L••• | Private Equity Fund | $133M | 38 | Mar 30, 2018 |
| B••••••••• R•••••• S••••••• • C•• I•• L•••no longer reported | Private Equity Fund | $67.5M | 100 | Feb 14, 2012 |
| B•• C••••••••• I• L••• | Private Equity Fund | $57.0M | 11 | Mar 30, 2019 |
| B•• C••••••••• I••• L••• | Private Equity Fund | $43.1M | 3 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• T•••••• J• · Managing Partnercontrolsince 08/2007 · owns 25% to 50%
- B••••••••• B••••• C• · Managing Partnercontrolsince 08/2007 · owns 25% to 50%
- S•••••••• S••••••• C• · Managing Partnercontrolsince 08/2007 · owns 25% to 50%
- W•••••• A••• · Chief Compliance Officercontrolsince 12/2020 · owns less than 5%
- B••••••• T•••••• J• · Managing Partnercontrolsince 04/1999 · owns F of B••••••••• R•••••• S••••••• • C••• L•••••
- B••••••••• B••••• C• · Managing Partnercontrolsince 04/1999 · owns 25% to 50% of B••••••••• R•••••• S••••••• • C••• L•••••
- S•••••••• S••••••• C• · Managing Partnercontrolsince 04/1999 · owns 25% to 50% of B••••••••• R•••••• S••••••• • C••• L•••••
Entity owners
- B••••••••• R•••••• S••••••• • C••• L••••• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- B•• C••••••••• G• I••• L•••••investment adviserpooled vehicle sponsory
- B•• C••••••••• G• I•• L••••investment adviserpooled vehicle sponsory
- B•• G• I••• L•••pooled vehicle sponsory
- B•• G• I•• L•••pooled vehicle sponsory
- B•• M••••••••• I••• L•••investment adviserpooled vehicle sponsory
- B•• M••••••••• I•• L•••investment adviserpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- employee count dropChange between filings · filing Mar 31, 2026employees (Item 5.A) moved from 11.0 to 7.0 (-36.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (393 comparable advisers, 6.0th percentile of changes)peers: asset managers, $100M to $500M (393) · 5.6% percentile
- RAUM down 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $423,399,859 to $118,691,423 (-72.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +4.0% (1147 comparable advisers, 2.0th percentile of changes)peers: asset managers, $100M to $500M (1,147) · 1.7% percentile
What changed
consecutive filings, newest first
- Discretionary RAUM · $423M to $119MFeb 12, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $423M to $119MFeb 12, 2026 to Mar 31, 2026
- RAUM · $423M to $119MFeb 12, 2026 to Mar 31, 2026
- Advisory employees · 9 to 6Mar 31, 2025 to Feb 12, 2026
- Employees · 11 to 7Mar 31, 2025 to Feb 12, 2026
- Advisory employees · 11 to 9Mar 29, 2024 to Mar 31, 2025
- Assets in custody · $297M to $353MMar 29, 2024 to Mar 31, 2025
- Employees · 13 to 11Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 0Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $370M to $423MMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $370M to $423MMar 29, 2024 to Mar 31, 2025
- RAUM · $370M to $423MMar 29, 2024 to Mar 31, 2025
- Advisory employees · 12 to 11Mar 30, 2023 to Mar 29, 2024
- Assets in custody · $367M to $297MMar 30, 2023 to Mar 29, 2024
- Employees · 15 to 13Mar 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $367M to $370MMar 30, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $367M to $370MMar 30, 2023 to Mar 29, 2024
- RAUM · $367M to $370MMar 30, 2023 to Mar 29, 2024
- Accounts · 5 to 4Mar 30, 2022 to Mar 30, 2023
- Advisory employees · 11 to 12Mar 30, 2022 to Mar 30, 2023
- Pooled vehicle clients · 5 to 4Mar 30, 2022 to Mar 30, 2023
- Assets in custody · $410M to $367MMar 30, 2022 to Mar 30, 2023
- Employees · 14 to 15Mar 30, 2022 to Mar 30, 2023
- Private funds · 5 to 4Mar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $410M to $367MMar 30, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $410M to $367MMar 30, 2022 to Mar 30, 2023
- RAUM · $410M to $367MMar 30, 2022 to Mar 30, 2023
- Advisory employees · 10 to 11Mar 30, 2021 to Mar 30, 2022
- Assets in custody · $416M to $410MMar 30, 2021 to Mar 30, 2022
- Employees · 10 to 14Mar 30, 2021 to Mar 30, 2022
- Discretionary RAUM · $625M to $410MMar 30, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $625M to $410MMar 30, 2021 to Mar 30, 2022
- RAUM · $625M to $410MMar 30, 2021 to Mar 30, 2022
- Assets in custody · $433M to $416MMar 5, 2021 to Mar 30, 2021
- Financial planning clients · unset to 0Mar 5, 2021 to Mar 30, 2021
- Discretionary RAUM · $668M to $625MMar 5, 2021 to Mar 30, 2021
- Pooled vehicle RAUM · $668M to $625MMar 5, 2021 to Mar 30, 2021
- RAUM · $668M to $625MMar 5, 2021 to Mar 30, 2021
- Other offices · 1 to 0Mar 30, 2019 to Mar 30, 2020
- Discretionary RAUM · $696M to $668MMar 30, 2019 to Mar 30, 2020
Signals
6 dated events
- B••••••••• R•••••• S••••••• • C••• M••••••••• L••• reported RAUM $118.7M, down 72% from $423.4M (2026-02-12 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- O Harold Rosser (Member) no longer on Schedule A of B••••••••• R•••••• S••••••• • C••• M••••••••• L••• (listed 2022-03-30, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- B••••••••• R•••••• S••••••• • C••• M••••••••• L••• reported RAUM $410.4M, down 34% from $625.4M (2021-03-30 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Afua Wilson (Chief Compliance Officer) appeared on Schedule A of B••••••••• R•••••• S••••••• • C••• M••••••••• L•••Mar 5, 2021 · Control person joined · fact
- Alester Duwain Robinson (Chief Compliance Officer And Chief Financial Officer) no longer on Schedule A of B••••••••• R•••••• S••••••• • C••• M••••••••• L••• (listed 2020-05-18, absent 2021-03-05)Mar 5, 2021 · Control person left · inference
- B••••••••• R•••••• S••••••• • C••• M••••••••• L••• reported RAUM $665.9M, up 38% from $484.0M (2017-12-13 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- B••••••••• R•••••• S••••••• • C••• M••••••••• L••• · Independent Sponsorsshared crd · capital_provider
- B••••••••• R•••••• S••••••• • C••• M••••••••• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- b••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-521-3700reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026