DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
D•••••• C•••••• M••••••••• L•••
Latest filing Mar 27, 2026
First filing on the tape Feb 10, 2012 · 20 filings
SEC status approved since Feb 22, 2012
RAUM
$1.7B
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
9
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$1.7B as of Mar 27, 2026
Mar 15, 2013$206M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 15, 20130 then
Employees (5.A)14 as of Mar 27, 2026
Mar 15, 20137 then
Private funds9 as of Mar 27, 2026
Mar 15, 20131 then
RAUM +60% over the last fiscal year+30% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $186MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 91%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +60%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.7B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| D•••••• C•••••• P••••••• I•• L••• | Private Equity Fund | $296M | 27 | Mar 25, 2020 |
| D•••••• C•••••• P••••••• ••••••••• I•• L••• | Private Equity Fund | $215M | 10 | Mar 25, 2020 |
| D•••••• C•••••• P••••••• I• L••• | Private Equity Fund | $182M | 34 | Sep 24, 2015 |
| D•••••• C•••••• P••••••• ••••••••• I•• L••• | Private Equity Fund | $103M | 8 | Sep 24, 2015 |
| D•••••• S•••• A••••••••• L••• | Private Equity Fund | $84.1M | 6 | Mar 28, 2022 |
| D•••••• B••••• A••••••••• L• | Private Equity Fund | $25.2M | 6 | Mar 28, 2022 |
| D•••••• C•••••• P••••••• L••• | Private Equity Fund | $43,540 | 0 | Feb 10, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• G•••• A•••• · Founding Managing Partnercontrolsince 02/2008 · owns 50% to 75%
- H••••••• R•••••• D•••••• · Founding Partnercontrolsince 02/2008 · owns 10% to 25%
- H•••• L•••• J•• · Chief Compliance Officer And Chief Financial Officercontrolsince 05/2010 · owns less than 5%
- R•••••••• A•••••• B••••••••• · Founding Partnercontrolsince 02/2008 · owns 10% to 25%
Related persons
Schedule D 7.A
- B••••• M••••••••• I•••••••• G•• L••pooled vehicle sponsorn
- D•••••• C•••••• G• I•• L•••pooled vehicle sponsorn
- D•••••• C•••••• G• I••• L•••pooled vehicle sponsorn
- D•••••• C•••••• G•• L••pooled vehicle sponsorn
- D•••••• S•••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Mar 27, 2026private funds (Schedule D 7.B.1) moved from 6.0 to 9.0 (+50.0%) between the annual amendments of 2025-03-25 and 2026-03-27; the peer median change was 0.0% (1022 comparable advisers, 93.0th percentile of changes)peers: asset managers, $1B to $5B (1,022) · 93% percentile
What changed
consecutive filings, newest first
- Accounts · 6 to 9Mar 25, 2025 to Mar 27, 2026
- Advisory employees · 10 to 11Mar 25, 2025 to Mar 27, 2026
- Pooled vehicle clients · 6 to 9Mar 25, 2025 to Mar 27, 2026
- Employees · 13 to 14Mar 25, 2025 to Mar 27, 2026
- Financial planning clients · 0 to Mar 25, 2025 to Mar 27, 2026
- Private funds · 6 to 9Mar 25, 2025 to Mar 27, 2026
- Discretionary RAUM · $932M to $1.5BMar 25, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $112M to $156MMar 25, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $1.0B to $1.7BMar 25, 2025 to Mar 27, 2026
- RAUM · $1.0B to $1.7BMar 25, 2025 to Mar 27, 2026
- Advisory employees · 11 to 10Mar 27, 2024 to Mar 25, 2025
- Financial planning clients · 0 to 0Mar 27, 2024 to Mar 25, 2025
- Discretionary RAUM · $797M to $932MMar 27, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $109M to $112MMar 27, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $906M to $1.0BMar 27, 2024 to Mar 25, 2025
- RAUM · $906M to $1.0BMar 27, 2024 to Mar 25, 2025
- Accounts · 7 to 6Mar 29, 2023 to Mar 27, 2024
- Advisory employees · 9 to 11Mar 29, 2023 to Mar 27, 2024
- Pooled vehicle clients · 7 to 6Mar 29, 2023 to Mar 27, 2024
- Employees · 12 to 13Mar 29, 2023 to Mar 27, 2024
- Private funds · 7 to 6Mar 29, 2023 to Mar 27, 2024
- Discretionary RAUM · $696M to $797MMar 29, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $74.0M to $109MMar 29, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $770M to $906MMar 29, 2023 to Mar 27, 2024
- RAUM · $770M to $906MMar 29, 2023 to Mar 27, 2024
- Discretionary RAUM · $756M to $696MMar 28, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $60.5M to $74.0MMar 28, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $816M to $770MMar 28, 2022 to Mar 29, 2023
- RAUM · $816M to $770MMar 28, 2022 to Mar 29, 2023
- Accounts · 5 to 7Mar 26, 2021 to Mar 28, 2022
- Advisory employees · 11 to 9Mar 26, 2021 to Mar 28, 2022
- Pooled vehicle clients · 5 to 7Mar 26, 2021 to Mar 28, 2022
- Private funds · 5 to 7Mar 26, 2021 to Mar 28, 2022
- Discretionary RAUM · $1.0B to $756MMar 26, 2021 to Mar 28, 2022
- Non-discretionary RAUM · $0 to $60.5MMar 26, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $1.0B to $816MMar 26, 2021 to Mar 28, 2022
- RAUM · $1.0B to $816MMar 26, 2021 to Mar 28, 2022
- Advisory employees · 10 to 11Mar 25, 2020 to Mar 26, 2021
- Discretionary RAUM · $877M to $1.0BMar 25, 2020 to Mar 26, 2021
- Pooled vehicle RAUM · $877M to $1.0BMar 25, 2020 to Mar 26, 2021
Signals
2 dated events
- D•••••• C•••••• M••••••••• L••• reported RAUM $1.7B, up 60% from $1.0B (2025-03-25 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- D•••••• C•••••• M••••••••• L••• reported RAUM $877.5M, up 61% from $545.5M (2019-03-22 to 2020-03-25)Mar 25, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- D•••••• C•••••• M••••••••• L••• · Independent Sponsorsshared crd · capital_provider
- D•••••• C•••••• M••••••••• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/dominusreportedpublic record, Form ADV, Sep 18, 2026
- Website
- D••••••CAP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-784-5440reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026