DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••• C•••••• P••••••• M••••••••• L•••••
Latest filing Jul 31, 2026
First filing on the tape Feb 13, 2012 · 23 filings
SEC status approved since Mar 28, 2012
RAUM
$991M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
19
16 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$991M as of Jul 31, 2026
Mar 28, 2013$929M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 31, 2026
Mar 28, 20130 then
Employees (5.A)19 as of Jul 31, 2026
Mar 28, 201314 then
Private funds2 as of Jul 31, 2026
Mar 28, 20136 then
RAUM -12% over the last fiscal year-5.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $496MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$991M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M•••• C•••••• F••• V••• L••• | Private Equity Fund | $607M | 89 | Mar 30, 2021 |
| M•••• M•••••••• F••• V•• L••• | Private Equity Fund | $331M | 41 | Mar 28, 2016 |
| M•••• M•••••••• F••• V• L••• | Private Equity Fund | $99.4M | 23 | Feb 13, 2012 |
| M•••• M•••••••• P••••••• F••• V• L••• | Private Equity Fund | $53.3M | 9 | Feb 13, 2012 |
| M•••• M•••••••• F••• I•• L••• | Private Equity Fund | $32.5M | 31 | Feb 13, 2012 |
| W•••••• B•••• M•••••••• C•••••• F••• I••• L•••no longer reported | Private Equity Fund | $16.6M | 59 | Feb 13, 2012 |
| M•••• M•••••••• P••••••• F••• I•• L••• | Private Equity Fund | $4.8M | 5 | Feb 13, 2012 |
| W•••••• B•••• M•••••••• C•••••• F••• I•• L•••no longer reported | Private Equity Fund | $0 | 52 | Feb 13, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• T•••••• F•••••• · Membercontrolsince 12/2003 · owns 10% to 25%
- J••••• D••••• M•••••• · Membercontrolsince 12/2003 · owns 10% to 25%
- M••••••••• T••••••• J••• · Membercontrolsince 12/2003 · owns 10% to 25%
- S••••• T•••••••• M•••••• · Membercontrolsince 12/2003 · owns 10% to 25%
- W••••••• M•••• J•• · Membercontrolsince 12/2003 · owns 10% to 25%
- B•••••• A•••• E•••••••• · Chief Compliance Officer/Chief Financial Officersince 09/2024 · owns less than 5%
Related persons
Schedule D 7.A
- M•••• C•••••• P••••••• I•• L•••pooled vehicle sponsory
- M•••• C•••••• P••••••• V• L•••pooled vehicle sponsorn
- M•••• C•••••• P••••••• V•• L•••pooled vehicle sponsorn
- M•••• C•••••• P••••••• V••• L•••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 5 to 2Mar 30, 2026 to Jul 31, 2026
- Pooled vehicle clients · 5 to 2Mar 30, 2026 to Jul 31, 2026
- Private funds · 5 to 2Mar 30, 2026 to Jul 31, 2026
- Discretionary RAUM · $1.4B to $991MMar 30, 2026 to Jul 31, 2026
- Pooled vehicle RAUM · $1.4B to $991MMar 30, 2026 to Jul 31, 2026
- RAUM · $1.4B to $991MMar 30, 2026 to Jul 31, 2026
- Related adviser · false to trueMar 30, 2026 to Jul 31, 2026
- RAUM · $1.1B to $1.4BJan 8, 2026 to Mar 30, 2026
- Accounts · 4 to 5Jan 8, 2026 to Mar 30, 2026
- Advisory employees · 15 to 16Jan 8, 2026 to Mar 30, 2026
- Pooled vehicle clients · 4 to 5Jan 8, 2026 to Mar 30, 2026
- Employees · 18 to 19Jan 8, 2026 to Mar 30, 2026
- Private funds · 4 to 5Jan 8, 2026 to Mar 30, 2026
- Discretionary RAUM · $1.1B to $1.4BJan 8, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $1.1B to $1.4BJan 8, 2026 to Mar 30, 2026
- Business name · M•••• C•••••• P••••••• I•• L••••• to M•••• C•••••• P••••••• M••••••••• L•••••Mar 28, 2025 to Jan 8, 2026
- Legal name · M•••• C•••••• P••••••• I•• L••••• to M•••• C•••••• P••••••• M••••••••• L•••••Mar 28, 2025 to Jan 8, 2026
- Accounts · 5 to 4Sep 18, 2024 to Mar 28, 2025
- Pooled vehicle clients · 5 to 4Sep 18, 2024 to Mar 28, 2025
- Financial planning clients · unset to Sep 18, 2024 to Mar 28, 2025
- Private funds · 5 to 4Sep 18, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.1B to $1.1BSep 18, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.1B to $1.1BSep 18, 2024 to Mar 28, 2025
- RAUM · $1.1B to $1.1BSep 18, 2024 to Mar 28, 2025
- Accounts · 6 to 5Nov 13, 2023 to Mar 28, 2024
- Pooled vehicle clients · 6 to 5Nov 13, 2023 to Mar 28, 2024
- Private funds · 6 to 5Nov 13, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.2B to $1.1BNov 13, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.2B to $1.1BNov 13, 2023 to Mar 28, 2024
- RAUM · $1.2B to $1.1BNov 13, 2023 to Mar 28, 2024
- Advisory employees · 13 to 15Mar 30, 2022 to Mar 28, 2023
- Employees · 15 to 18Mar 30, 2022 to Mar 28, 2023
- Discretionary RAUM · $1.6B to $1.2BMar 30, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $1.6B to $1.2BMar 30, 2022 to Mar 28, 2023
- RAUM · $1.6B to $1.2BMar 30, 2022 to Mar 28, 2023
- Employees · 16 to 15Mar 30, 2021 to Mar 30, 2022
- Discretionary RAUM · $1.3B to $1.6BMar 30, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $1.3B to $1.6BMar 30, 2021 to Mar 30, 2022
- RAUM · $1.3B to $1.6BMar 30, 2021 to Mar 30, 2022
- Accounts · 5 to 6Apr 22, 2020 to Mar 30, 2021
Signals
3 dated events
- M•••• C•••••• P••••••• M••••••••• L••••• reported RAUM $991.1M, down 31% from $1.4B (2026-03-30 to 2026-07-31)Jul 31, 2026 · RAUM change · derived
- M•••• C•••••• P••••••• M••••••••• L••••• reported RAUM $1.4B, up 28% from $1.1B (2026-01-08 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Tue Van Lam (Chief Compliance Officer/Chief Financial Officer) no longer on Schedule A of M•••• C•••••• P••••••• M••••••••• L••••• (listed 2024-03-28, absent 2024-09-18)Sep 18, 2024 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- M•••• C•••••• P••••••• M••••••••• L••••• · Independent Sponsorsshared crd · capital_provider
- M•••• C•••••• P••••••• I•• L••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- M••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-592-6111reportedpublic record, Form ADV, Jul 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026