DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••••• C•••••• M••••••••• L•
Latest filing Mar 31, 2026
First filing on the tape Feb 14, 2012 · 16 filings
SEC status approved since Mar 30, 2012
RAUM
$9.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
91
65 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
27
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$9.7B as of Mar 31, 2026
Mar 27, 2013$1.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 27, 20130 then
Employees (5.A)91 as of Mar 31, 2026
Mar 27, 201324 then
Private funds27 as of Mar 31, 2026
Mar 27, 201310 then
RAUM -4.3% over the last fiscal year-4.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $360MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -4.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $9.7B, 27 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$9.7B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 27reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $9.7B for 27 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
36 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••••• C•••••• P••••••• V••• L• | Private Equity Fund | $2.3B | 71 | Mar 30, 2022 |
| A•••••• C•••••• P••••••• V• L• | Private Equity Fund | $1.7B | 74 | Mar 30, 2022 |
| A•••••• C•••••• P••••••• V• L• | Private Equity Fund | $1.6B | 83 | Mar 30, 2020 |
| A•••••• C•••••• P••••••• V•• L• | Private Equity Fund | $1.2B | 38 | Mar 30, 2020 |
| A•••••• C•••••• P••••••• I• L• | Private Equity Fund | $895M | 57 | Mar 30, 2016 |
| A•••••• C•••••• P••••••• I••• L• | Private Equity Fund | $662M | 30 | Mar 30, 2016 |
| A•••••• C•••••• P••••••• G••••• B• L• | Private Equity Fund | $568M | 47 | Mar 30, 2022 |
| A•• W•• C•••••••• 1• L••no longer reported | Private Equity Fund | $543M | 15 | Mar 31, 2017 |
| A•••••• C•••••• P••••••• G••••• L• | Private Equity Fund | $421M | 70 | Mar 30, 2022 |
| A•• W•• C•••••••• 2• L••no longer reported | Private Equity Fund | $240M | 6 | Mar 31, 2017 |
| A•••••• R••••••••• P••••••• C•••••••• 2• L• | Private Equity Fund | $200M | 7 | Mar 30, 2020 |
| A•• W•• C•••••••• 1••••• L•• | Private Equity Fund | $182M | 13 | Mar 30, 2020 |
| A•••••• R••••••••• P••••••• C•••••••• 1• L• | Private Equity Fund | $130M | 5 | Mar 30, 2020 |
| A•••••• C•••••• P••••••• I•• L• | Private Equity Fund | $128M | 55 | Feb 14, 2012 |
| A•••••• I• C•••••••• 1• L• | Private Equity Fund | $115M | 13 | Mar 30, 2020 |
| A•••••• C•••••• P••••••• I•••• L• | Private Equity Fund | $102M | 37 | Feb 14, 2012 |
| A•• W•• C•••••••• 2••••• L• | Private Equity Fund | $95.1M | 7 | Mar 30, 2020 |
| A•••••• C•••••• P••••••• V• E•••••••• L• | Private Equity Fund | $65.5M | 46 | Mar 30, 2022 |
| A•• W•• C•••••••• 3••••• L• | Private Equity Fund | $50.0M | 8 | Mar 30, 2020 |
| A•• W•• C•••••••• 4••••• L• | Private Equity Fund | $44.2M | 7 | Mar 30, 2020 |
| A•••••• I• C•••••••• 2• L• | Private Equity Fund | $40.4M | 13 | Mar 30, 2020 |
| A•••••• I• C•••••••• 3• L• | Private Equity Fund | $28.9M | 3 | Mar 30, 2020 |
| A•••••• C•••••• P••••••• Q•••••••• P•••••••• F••• L•no longer reported | Private Equity Fund | $26.4M | 80 | Feb 14, 2012 |
| A•••••• V•••• D••••••••• C•••••••• 2• L• | Private Equity Fund | $26.3M | 4 | Mar 30, 2021 |
| A•••••• C•••••• P••••••• Q• I• L•no longer reported | Private Equity Fund | $21.1M | 45 | Feb 14, 2012 |
| A•• B••••••••• H•••••••• L•• | Private Equity Fund | $20.7M | 8 | Mar 31, 2017 |
| A•••••• V•••• D••••••••• C•••••••• 1• L• | Private Equity Fund | $18.4M | 4 | Mar 30, 2021 |
| A•••••• C•••••• P••••••• G••••• E•••••••• L• | Private Equity Fund | $15.0M | 24 | Mar 30, 2022 |
| A•••••• C•••••• P••••••• Q• I••• L•no longer reported | Private Equity Fund | $8.5M | 16 | Feb 14, 2012 |
| A•••••• C•••••• P••••••• Q•••••••• P•••••••• F••• B• L•no longer reported | Private Equity Fund | $7.1M | 12 | Feb 14, 2012 |
| A•••••• C•••••• P••••••• E•••••••• F••• L•no longer reported | Private Equity Fund | $2.3M | 31 | Feb 14, 2012 |
| A•••••• C•••••• P••••••• L•no longer reported | Private Equity Fund | $724,685 | 17 | Feb 14, 2012 |
| A•••••• C•••••• P••••••• A•••••• L•no longer reported | Private Equity Fund | $476,666 | 56 | Mar 31, 2014 |
| A•••••• C•••••• P••••••• A•••••••• L•no longer reported | Private Equity Fund | $379,160 | 40 | Mar 31, 2014 |
| A•••••• C•••••• P••••••• I• E•••••••• F••• L•no longer reported | Private Equity Fund | $180,271 | 15 | Feb 14, 2012 |
| A•••••• C•••••• P••••••• I• L•no longer reported | Private Equity Fund | $70,423 | 7 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- K•••••• J••••••• B•••• · Co-Chief Investment Officercontrolsince 01/2004 · owns 25% to 50%
- M•••••• T•••••••• M•••••• · Co-Chief Investment Officercontrolsince 10/2000 · owns 50% to 75%
- K•••••• J••••••• B•••• · Membercontrolsince 08/2006 · owns 50% to 75% of A•••••• C•••••• G•••• L••
- S•••••••• F•••• · Chief Financial Officer & Chief Compliance Officer Of Registrant And Relying Adviserssince 02/2014 · owns less than 5%
Entity owners
- T••••••• M• M••••• R•••••••• T•••• · Memberindirect · owns 50% to 75% of A•••••• C•••••• G•••• L••
- A•••••• C•••••• G•••• L•• · General Partner, A•••••• C•••••• M••••••••• L•direct · owns less than 5%
Related persons
Schedule D 7.A
- A•••••• C•••••• I••••••••• G••••• L•pooled vehicle sponsorn
- A•••••• C•••••• I••••••••• I•• L•pooled vehicle sponsorn
- A•••••• C•••••• I••••••••• I• L•pooled vehicle sponsorn
- A•••••• C•••••• I••••••••• I• L•pooled vehicle sponsorn
- A•••••• C•••••• I••••••••• R••••••••• P••••••• L•pooled vehicle sponsorn
- A•••••• C•••••• I••••••••• V• L•pooled vehicle sponsorn
- A•••••• C•••••• I••••••••• V•••• D••••••••• L•pooled vehicle sponsorn
- A•••••• C•••••• I••••••••• V• L•pooled vehicle sponsorn
- A•••••• C•••••• I••••••••• W•• 2••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 26 to 27Mar 28, 2025 to Mar 31, 2026
- Advisory employees · 66 to 65Mar 28, 2025 to Mar 31, 2026
- Pooled vehicle clients · 26 to 27Mar 28, 2025 to Mar 31, 2026
- Assets in custody · $10B to $9.7BMar 28, 2025 to Mar 31, 2026
- Employees · 92 to 91Mar 28, 2025 to Mar 31, 2026
- Private funds · 26 to 27Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $10B to $9.7BMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $10B to $9.7BMar 28, 2025 to Mar 31, 2026
- RAUM · $10B to $9.7BMar 28, 2025 to Mar 31, 2026
- Accounts · 24 to 26Mar 28, 2024 to Mar 28, 2025
- Pooled vehicle clients · 24 to 26Mar 28, 2024 to Mar 28, 2025
- Assets in custody · $11B to $10BMar 28, 2024 to Mar 28, 2025
- Employees · 87 to 92Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Mar 28, 2024 to Mar 28, 2025
- Private funds · 24 to 26Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $11B to $10BMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $11B to $10BMar 28, 2024 to Mar 28, 2025
- RAUM · $11B to $10BMar 28, 2024 to Mar 28, 2025
- Advisory employees · 56 to 66Dec 14, 2023 to Mar 28, 2024
- Assets in custody · $111B to $11BDec 14, 2023 to Mar 28, 2024
- Employees · 76 to 87Dec 14, 2023 to Mar 28, 2024
- Discretionary RAUM · $11B to $11BDec 14, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $11B to $11BDec 14, 2023 to Mar 28, 2024
- RAUM · $11B to $11BDec 14, 2023 to Mar 28, 2024
- Accounts · 28 to 24Mar 30, 2022 to Mar 31, 2023
- Advisory employees · 47 to 56Mar 30, 2022 to Mar 31, 2023
- Pooled vehicle clients · 28 to 24Mar 30, 2022 to Mar 31, 2023
- Assets in custody · $11B to $111BMar 30, 2022 to Mar 31, 2023
- Employees · 60 to 76Mar 30, 2022 to Mar 31, 2023
- Discretionary RAUM · $11B to $11BMar 30, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $11B to $11BMar 30, 2022 to Mar 31, 2023
- RAUM · $11B to $11BMar 30, 2022 to Mar 31, 2023
- Accounts · 22 to 28Mar 30, 2021 to Mar 30, 2022
- Advisory employees · 37 to 47Mar 30, 2021 to Mar 30, 2022
- Pooled vehicle clients · 22 to 28Mar 30, 2021 to Mar 30, 2022
- Assets in custody · $5.7B to $11BMar 30, 2021 to Mar 30, 2022
- Employees · 49 to 60Mar 30, 2021 to Mar 30, 2022
- Private funds · 22 to 24Mar 30, 2021 to Mar 30, 2022
- Discretionary RAUM · $5.7B to $11BMar 30, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $5.7B to $11BMar 30, 2021 to Mar 30, 2022
Signals
2 dated events
- A•••••• C•••••• M••••••••• L• reported RAUM $11.1B, up 94% from $5.7B (2021-03-30 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- A•••••• C•••••• M••••••••• L• reported RAUM $6.2B, up 88% from $3.3B (2019-03-29 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- A•••••• C•••••• M••••••••• L• · Independent Sponsorsshared crd · capital_provider
- A•••••• C•••••• M••••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/arsenal-capital-management-lp/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-771-1717reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026