DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

N••••••••• C•••••• P•••••••• I•••

Former SEC-registered adviserAtlanta, GeorgiaCRD 156906SEC 801-119907IAPD
Latest filing Feb 22, 2023
First filing on the tape Mar 14, 2012 · 11 filings
RAUM
$124M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
$123M gross assets
History
11 filings and snapshots on the tape
RAUM$124M as of Feb 22, 2023
Mar 14, 2012$231M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 22, 2023
Mar 14, 20120 then
Employees (5.A)7 as of Feb 22, 2023
Mar 25, 201310 then
Private funds2 as of Feb 22, 2023
Mar 14, 20122 then
RAUM -51% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Feb 22, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$41.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-51%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$124M, 3 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$124M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$124M for 3 clientsreported
Compensation
% of AUM, fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      4 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      N••••••••• C•••••• P••••••• I•• L•••Private Equity Fund$100M3Mar 14, 2012
      S••• O••••••••• P•••••••• L••no longer reportedOther Private Fund$55.8M35Nov 2, 2020
      S••• O••••••••• F••• I• L•Other Private Fund$22.9M70Mar 29, 2022
      N••••••••• C•••••• P••••••• I• L•••no longer reportedPrivate Equity Fund$3.5M5Mar 14, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • M•••• D••••••• J••••• · Managing Partnercontrol
        since 04/2021 · owns 25% to 50%
      • M•••• L•••••••• E• · Managing Partnercontrol
        since 02/2007 · owns 25% to 50%
      • P•••••• D••••• K•••• · Managing Partnercontrol
        since 04/2021 · owns 25% to 50%
      • W•••••• R•••••• E••••• · Managing Partnercontrol
        since 04/2021 · owns 25% to 50%
      • C•••••• R•••••• J•••• · Chief Compliance Officer
        since 06/2020 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      • , 1 employees
      What changed
      consecutive filings, newest first
      • Advisory employees · 11 to 6
        Mar 29, 2022 to Feb 22, 2023
      • Assets in custody · $254M to $124M
        Mar 29, 2022 to Feb 22, 2023
      • Employees · 13 to 7
        Mar 29, 2022 to Feb 22, 2023
      • Discretionary RAUM · $254M to $124M
        Mar 29, 2022 to Feb 22, 2023
      • Pooled vehicle RAUM · $254M to $124M
        Mar 29, 2022 to Feb 22, 2023
      • RAUM · $254M to $124M
        Mar 29, 2022 to Feb 22, 2023
      • Accounts · 2 to 3
        Apr 27, 2021 to Mar 29, 2022
      • Advisory employees · 12 to 11
        Apr 27, 2021 to Mar 29, 2022
      • Pooled vehicle clients · 2 to 3
        Apr 27, 2021 to Mar 29, 2022
      • Assets in custody · $275M to $254M
        Apr 27, 2021 to Mar 29, 2022
      • Employees · 14 to 13
        Apr 27, 2021 to Mar 29, 2022
      • Discretionary RAUM · $275M to $254M
        Apr 27, 2021 to Mar 29, 2022
      • Pooled vehicle RAUM · $275M to $254M
        Apr 27, 2021 to Mar 29, 2022
      • RAUM · $275M to $254M
        Apr 27, 2021 to Mar 29, 2022
      • Advisory employees · 8 to 12
        Mar 24, 2021 to Apr 22, 2021
      • Employees · 17 to 14
        Mar 24, 2021 to Apr 22, 2021
      • Assets in custody · $220M to $275M
        Nov 2, 2020 to Mar 24, 2021
      • Employees · 12 to 17
        Nov 2, 2020 to Mar 24, 2021
      • Private funds · 4 to 2
        Nov 2, 2020 to Mar 24, 2021
      • Discretionary RAUM · $220M to $275M
        Nov 2, 2020 to Mar 24, 2021
      • Pooled vehicle RAUM · $220M to $275M
        Nov 2, 2020 to Mar 24, 2021
      • RAUM · $220M to $275M
        Nov 2, 2020 to Mar 24, 2021
      • Advisory employees · 4 to 8
        Mar 28, 2016 to Nov 2, 2020
      • Advisory activities · 2 to 1
        Mar 28, 2016 to Nov 2, 2020
      • Pooled vehicle clients · unset to 2.0
        Mar 28, 2016 to Nov 2, 2020
      • Assets in custody · $190M to $220M
        Mar 28, 2016 to Nov 2, 2020
      • Employees · 5 to 12
        Mar 28, 2016 to Nov 2, 2020
      • Other offices · unset to 1.0
        Mar 28, 2016 to Nov 2, 2020
      • Private funds · 2 to 4
        Mar 28, 2016 to Nov 2, 2020
      • Discretionary RAUM · $190M to $220M
        Mar 28, 2016 to Nov 2, 2020
      • Pooled vehicle RAUM · unset to 220000000.0
        Mar 28, 2016 to Nov 2, 2020
      • RAUM · $190M to $220M
        Mar 28, 2016 to Nov 2, 2020
      • Assets in custody · $217M to $190M
        Mar 30, 2015 to Mar 28, 2016
      • Discretionary RAUM · $217M to $190M
        Mar 30, 2015 to Mar 28, 2016
      • RAUM · $217M to $190M
        Mar 30, 2015 to Mar 28, 2016
      • Advisory employees · 7 to 4
        Mar 27, 2014 to Mar 30, 2015
      • Assets in custody · $265M to $217M
        Mar 27, 2014 to Mar 30, 2015
      • Employees · 8 to 5
        Mar 27, 2014 to Mar 30, 2015
      • Discretionary RAUM · $265M to $217M
        Mar 27, 2014 to Mar 30, 2015
      • RAUM · $265M to $217M
        Mar 27, 2014 to Mar 30, 2015
      Signals
      6 dated events
      • N••••••••• C•••••• P•••••••• I••• reported RAUM $123.7M, down 51% from $254.1M (2022-03-29 to 2023-02-22)
        Feb 22, 2023 · RAUM change · derived
      • Keith David Panton (Managing Partner) appeared on Schedule A of N••••••••• C•••••• P•••••••• I•••
        Apr 22, 2021 · Control person joined · fact
      • Eugene Robert Willis (Managing Partner) appeared on Schedule A of N••••••••• C•••••• P•••••••• I•••
        Apr 22, 2021 · Control person joined · fact
      • J••••• D•••••• M••• (Managing Partner) appeared on Schedule A of N••••••••• C•••••• P•••••••• I•••
        Apr 22, 2021 · Control person joined · fact
      • N••••••••• C•••••• P•••••••• I••• filed its initial SEC registration (Form ADV)
        Nov 2, 2020 · First SEC registration · fact
      • Sterling John Richardson (Manager) no longer on Schedule A of N••••••••• C•••••• P•••••••• I••• (listed 2016-03-28, absent 2020-11-02)
        Nov 2, 2020 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/navigation-capital-partnersreportedpublic record, Form ADV, Sep 19, 2026
      Website
      N•••••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026