DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••••• I••••••••• P•••••••
Legal name A••••• C•••••• P••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Feb 14, 2012 · 35 filings
SEC status approved since Mar 14, 2012
RAUM
$1.6B
reported, Item 5.F
Discretionary
78%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
24
20 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$1.6B as of Mar 31, 2026
Mar 28, 2013$8.4B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20130 then
Employees (5.A)24 as of Mar 31, 2026
Mar 28, 201346 then
Private funds6 as of Mar 31, 2026
Mar 28, 201310 then
RAUM +2.6% over the last fiscal year-23% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $263MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 78%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.2B, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.6B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.2B for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
19 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Q• A••••••• U•• L•no longer reported | Other Private Fund | $1.1B | 2 | Feb 14, 2012 |
| C••••••• I•••••••• L••• | Other Private Fund | $446M | 2 | Mar 30, 2020 |
| A••••• I••••••••• F••• I•• ••••• S••• S••••••••• | Other Private Fund | $311M | 12 | Mar 30, 2018 |
| A••••• I••••••••• P••••••• F••• I••• L••• | Other Private Fund | $304M | 18 | Mar 29, 2017 |
| A•• I• L••• | Other Private Fund | $269M | 2 | Mar 29, 2017 |
| A••••• I••••••••• F••• I••• L••• | Other Private Fund | $243M | 9 | Mar 29, 2017 |
| E••••• C••••••••• A• L•••no longer reported | Other Private Fund | $163M | 2 | Mar 29, 2017 |
| A••••• I••••••••• F••• I•• A••• L••• | Other Private Fund | $113M | 3 | Mar 30, 2018 |
| L•••••••• P••••••• C••••••••• A• L••• | Other Private Fund | $34.4M | 3 | Mar 31, 2021 |
| E••••••••• C••••••••• A• L••• | Other Private Fund | $12.9M | 1 | Mar 31, 2015 |
| A••••• I••••••••• P••••••• F••• I•• L••• | Other Private Fund | $10.9M | 39 | Feb 14, 2012 |
| A••••• I••••••••• F••• I• A••• L••• | Other Private Fund | $8.6M | 50 | Feb 14, 2012 |
| A••••• I••••••••• F••• I•• L••• | Other Private Fund | $5.9M | 52 | Feb 14, 2012 |
| A••••• G••••• C••• I••••••••• P••••••• F•••• L•••no longer reported | Other Private Fund | $1.0M | 2 | Sep 11, 2012 |
| A••••• I••••••••• F••• I• A••••• L••• | Other Private Fund | $786,356 | 3 | Feb 14, 2012 |
| A••••• G••••• C••• I••••••••• F•••• L•••no longer reported | Other Private Fund | $500,000 | 4 | Sep 11, 2012 |
| A••••• I••••••••• P••••••• F••• I••• L•••no longer reported | Other Private Fund | $0 | 0 | Feb 14, 2012 |
| A••••• I••••••••• F••• I• L•••no longer reported | Other Private Fund | $0 | 0 | Feb 14, 2012 |
| A••••• I••••••••• P••••••• F••• I• L•••no longer reported | Other Private Fund | $0 | 0 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• A•••••• G••••• P•••••• · Co-Managing Partnercontrolsince 01/2020 · owns less than 5%
- M•••••••• J••••• M••••••• · Co-Managing Partnercontrolsince 01/2020 · owns less than 5%
- B•••••• A•••••• G••••• P•••••• · Managing Membercontrolsince 03/2022 · owns 50% to 75% of A••••••• I••••••••• P••••••• L••
- M•••••••• J••••• M••••••• · Managing Membercontrolsince 03/2022 · owns 50% to 75% of A••••••• I••••••••• P••••••• L••
- H••••••• M•••••• · Chief Compliance Officer / Deputy Chief Operating Officersince 04/2023 · owns less than 5%
- K•••••••• J•••••• J••• · General Counselsince 03/2007 · owns less than 5%
- R•••••• L•••• · Chief Financial Officersince 05/2020 · owns less than 5%
- R•••• C••••••••• M•••••• · Chief Risk Officersince 01/2023 · owns less than 5%
Entity owners
- A••••••• I••••••••• P••••••• L•• · Sole Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- A••••• C•••••• P••••••• I• L••investment advisern
- A••••• F• G• L••investment adviserpooled vehicle sponsorn
- A••••• G• I• A••• L•••investment adviserbankpooled vehicle sponsorn
- A••••• G• I•• L•••investment adviserbankpooled vehicle sponsorn
- A••••• G• I••• L•••investment adviserbankpooled vehicle sponsorn
- A••••• I••••••••• F••• I•• ••••• G• S•• R•••investment adviserpooled vehicle sponsorn
- A••••• I••••••••• F••• I• ••••• G• S•• R•••investment adviserpooled vehicle sponsorn
- A••••• P••••••• F••• G• I•• L•••investment adviserbankpooled vehicle sponsorn
- A••••••• A••••••• L••investment advisern
- A•• 2• G• L••investment adviserpooled vehicle sponsorn
- A•• G• I• L•••investment adviserpooled vehicle sponsorn
- A•• M•••••• 2• L••investment advisern
- C••••••• G•• L•••investment adviserpooled vehicle sponsorn
- E••••••••• C••••••••• G•• L•••investment adviserpooled vehicle sponsorn
- L•••••••• P••••••• C••••••••• G•• L••investment adviserpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 12 to 6Jun 19, 2025 to Mar 31, 2026
- Advisory employees · 15 to 20Jun 19, 2025 to Mar 31, 2026
- Pooled vehicle clients · 12 to 6Jun 19, 2025 to Mar 31, 2026
- Assets in custody · $1.2B to $1.2BJun 19, 2025 to Mar 31, 2026
- Employees · 22 to 24Jun 19, 2025 to Mar 31, 2026
- Private funds · 12 to 6Jun 19, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.2B to $1.2BJun 19, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $334M to $340MJun 19, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.5B to $1.6BJun 19, 2025 to Mar 31, 2026
- RAUM · $1.5B to $1.6BJun 19, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jun 19, 2025
- Advisory employees · 17 to 15Nov 18, 2024 to Mar 31, 2025
- Assets in custody · $1.8B to $1.2BNov 18, 2024 to Mar 31, 2025
- Employees · 25 to 22Nov 18, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.1B to $1.2BNov 18, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $336M to $334MNov 18, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $2.4B to $1.5BNov 18, 2024 to Mar 31, 2025
- RAUM · $2.4B to $1.5BNov 18, 2024 to Mar 31, 2025
- Accounts · 13 to 12Apr 26, 2023 to Mar 28, 2024
- Pooled vehicle clients · 13 to 12Apr 26, 2023 to Mar 28, 2024
- Assets in custody · $3.0B to $1.8BApr 26, 2023 to Mar 28, 2024
- Employees · 24 to 25Apr 26, 2023 to Mar 28, 2024
- Private funds · 13 to 12Apr 26, 2023 to Mar 28, 2024
- Discretionary RAUM · $3.1B to $2.1BApr 26, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $357M to $336MApr 26, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $3.4B to $2.4BApr 26, 2023 to Mar 28, 2024
- RAUM · $3.4B to $2.4BApr 26, 2023 to Mar 28, 2024
- Business name · A••••• C•••••• P••••••• L•• to A••••••• I••••••••• P•••••••May 13, 2022 to Mar 31, 2023
- Assets in custody · $4.0B to $3.0BMay 13, 2022 to Mar 31, 2023
- Employees · 29 to 24May 13, 2022 to Mar 31, 2023
- Discretionary RAUM · $4.3B to $3.1BMay 13, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $351M to $357MMay 13, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $4.7B to $3.4BMay 13, 2022 to Mar 31, 2023
- RAUM · $4.7B to $3.4BMay 13, 2022 to Mar 31, 2023
- Accounts · 14 to 13Dec 1, 2021 to Mar 31, 2022
- Advisory employees · 18 to 17Dec 1, 2021 to Mar 31, 2022
- Assets in custody · $4.0B to $4.0BDec 1, 2021 to Mar 31, 2022
- Employees · 33 to 29Dec 1, 2021 to Mar 31, 2022
- Discretionary RAUM · $4.4B to $4.3BDec 1, 2021 to Mar 31, 2022
- Non-discretionary RAUM · $276M to $351MDec 1, 2021 to Mar 31, 2022
Signals
5 dated events
- A••••••• I••••••••• P••••••• reported RAUM $1.5B, down 36% from $2.4B (2024-11-18 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- A••••••• I••••••••• P••••••• reported RAUM $2.4B, down 30% from $3.4B (2023-04-26 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- A••••••• I••••••••• P••••••• reported RAUM $3.4B, down 27% from $4.7B (2022-05-13 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- William Christopher Beale (Chairman) no longer on Schedule A of A••••••• I••••••••• P••••••• (listed 2021-12-01, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- A••••••• I••••••••• P••••••• reported RAUM $6.6B, down 29% from $9.4B (2017-03-29 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- A••••••• I••••••••• P••••••• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Website
- astatineip.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 203-930-3800reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026