DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Warburg Pincus LLC
Latest filing Mar 31, 2026
First filing on the tape Feb 10, 2012 · 43 filings
SEC status approved since Mar 30, 2012
RAUM
$109B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
829
292 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
213
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$109B as of Mar 31, 2026
Mar 26, 2013$39B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 26, 20130 then
Employees (5.A)829 as of Mar 31, 2026
Mar 26, 2013450 then
Private funds213 as of Mar 31, 2026
Mar 26, 201335 then
RAUM +12% over the last fiscal year+6.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.4BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $82B, 75 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$107B98%
- Insurance companies$1.6B1.5%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 76reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $82B for 75 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.98 institutional_share=0.02 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
200 reported on Schedule D 7.B.(1)
All funds of Warburg Pincus LLC
Owners and control persons
Schedule A and B, latest filing
- Franz Timothy Geithner · Co-Chairmancontrolsince 09/2024 · owns less than 5%
- Steven Glenn · Chief Operating Officer And Chief Financial Officercontrolsince 01/2021 · owns less than 5%
- Robert Charles Kaye · Co-Chairmancontrolsince 09/2024 · owns 5% to 10%
- Patrick Douglas Madden · Chief Compliance Officercontrolsince 01/2022 · owns less than 5%
- Gurunath Harsha Marti · General Counsel And Chief Legal Officercontrolsince 01/2021 · owns less than 5%
- David Jeffrey Perlman · Chief Executive Officer, Elected Managercontrolsince 09/2024 · owns less than 5%
Related persons
Schedule D 7.A
- Stannite Gem Gp Ltdpooled vehicle sponsorn
- Verdite Gem Gp Ltd.pooled vehicle sponsorn
- Warburg Pincus (Bermuda) Private Equity Gp Ltd.pooled vehicle sponsorn
- Warburg Pincus (Bermuda) Private Equity Ltd.pooled vehicle sponsorn
- Warburg Pincus (Cayman) China Gp LLCpooled vehicle sponsorn
- Warburg Pincus (Cayman) China Gp, L.P.bankpooled vehicle sponsorn
- Warburg Pincus (Cayman) China-Southeast Asia II Gp, L.P.bankpooled vehicle sponsorn
- Warburg Pincus (Cayman) Energy Gp LLCpooled vehicle sponsorn
- Warburg Pincus (Cayman) Energy Gp, L.P.bankpooled vehicle sponsorn
- Warburg Pincus (Cayman) Financial Sector Gp, L.P.bankpooled vehicle sponsorn
- Warburg Pincus (Cayman) Financial Sector Gp, LLCpooled vehicle sponsorn
- Warburg Pincus (Cayman) Financial Sector II Gp LLCpooled vehicle sponsorn
- Warburg Pincus (Cayman) Financial Sector II Gp, L.P.bankpooled vehicle sponsorn
- Warburg Pincus (Cayman) Global Growth 14 Gp LLCpooled vehicle sponsorn
- Warburg Pincus (Cayman) Global Growth 14 Gp, L.P.bankpooled vehicle sponsorn
- Warburg Pincus (Cayman) Global Growth Gp LLCpooled vehicle sponsorn
- Warburg Pincus (Cayman) Global Growth Gp, L.P.bankpooled vehicle sponsorn
- Warburg Pincus (Cayman) Xi, L.P.bankpooled vehicle sponsorn
- Warburg Pincus (Cayman) Xii Gp LLCpooled vehicle sponsorn
- Warburg Pincus (Cayman) Xii, L.P.bankpooled vehicle sponsorn
- Warburg Pincus (E&P) Energy Gp, L.P.bankpooled vehicle sponsorn
- Warburg Pincus (E&P) Xi, L.P.bankpooled vehicle sponsorn
- Warburg Pincus (E&P) Xii, L.P.bankpooled vehicle sponsorn
- Warburg Pincus (Europa) X, LLCpooled vehicle sponsorn
- Warburg Pincus (Ganymede) X, LLCpooled vehicle sponsorn
- Warburg Pincus & Company US, LLCpooled vehicle sponsorn
- Warburg Pincus Asia Real Estate Gp, L.P.bankpooled vehicle sponsorn
- Warburg Pincus Asia Real Estate Gp, LLCpooled vehicle sponsorn
- Warburg Pincus Capital Solutions Founders Fund Gp, L.P.bankpooled vehicle sponsorn
- Warburg Pincus China Gp, L.P.bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- San Francisco, CA14 employees
What changed
consecutive filings, newest first
- Accounts · 69 to 76Oct 27, 2025 to Mar 31, 2026
- Advisory employees · 285 to 292Oct 27, 2025 to Mar 31, 2026
- Pooled vehicle clients · 68 to 75Oct 27, 2025 to Mar 31, 2026
- Assets in custody · $78B to $82BOct 27, 2025 to Mar 31, 2026
- Employees · 800 to 829Oct 27, 2025 to Mar 31, 2026
- Private funds · 198 to 213Oct 27, 2025 to Mar 31, 2026
- Discretionary RAUM · $97B to $109BOct 27, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $96B to $107BOct 27, 2025 to Mar 31, 2026
- RAUM · $97B to $109BOct 27, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 28, 2025 to Jul 29, 2025
- Accounts · 60 to 69Sep 3, 2024 to Mar 28, 2025
- Advisory employees · 271 to 285Sep 3, 2024 to Mar 28, 2025
- Pooled vehicle clients · 60 to 68Sep 3, 2024 to Mar 28, 2025
- Assets in custody · $69B to $78BSep 3, 2024 to Mar 28, 2025
- Employees · 775 to 800Sep 3, 2024 to Mar 28, 2025
- Private funds · 179 to 198Sep 3, 2024 to Mar 28, 2025
- Discretionary RAUM · $91B to $97BSep 3, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $90B to $96BSep 3, 2024 to Mar 28, 2025
- RAUM · $91B to $97BSep 3, 2024 to Mar 28, 2025
- Accounts · 56 to 60Nov 6, 2023 to Mar 28, 2024
- Advisory employees · 268 to 271Nov 6, 2023 to Mar 28, 2024
- Advisory activities · 1 to 2Nov 6, 2023 to Mar 28, 2024
- Pooled vehicle clients · 56 to 60Nov 6, 2023 to Mar 28, 2024
- Assets in custody · $69B to $69BNov 6, 2023 to Mar 28, 2024
- Employees · 774 to 775Nov 6, 2023 to Mar 28, 2024
- Private funds · 169 to 179Nov 6, 2023 to Mar 28, 2024
- Discretionary RAUM · $90B to $91BNov 6, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $90B to $90BNov 6, 2023 to Mar 28, 2024
- RAUM · $90B to $91BNov 6, 2023 to Mar 28, 2024
- Accounts · 48 to 56Oct 10, 2022 to Mar 30, 2023
- Advisory employees · 252 to 268Oct 10, 2022 to Mar 30, 2023
- Pooled vehicle clients · 48 to 56Oct 10, 2022 to Mar 30, 2023
- Assets in custody · $71B to $69BOct 10, 2022 to Mar 30, 2023
- Employees · 754 to 774Oct 10, 2022 to Mar 30, 2023
- Private funds · 149 to 169Oct 10, 2022 to Mar 30, 2023
- Discretionary RAUM · $83B to $90BOct 10, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $83B to $90BOct 10, 2022 to Mar 30, 2023
- RAUM · $83B to $90BOct 10, 2022 to Mar 30, 2023
- Accounts · 41 to 48Jan 3, 2022 to Mar 30, 2022
- Advisory employees · 231 to 252Jan 3, 2022 to Mar 30, 2022
Signals
9 dated events
- David Jeffrey Perlman (President) appeared on Schedule A of Warburg Pincus LlcJul 24, 2023 · Control person joined · fact
- Warburg Pincus Llc reported RAUM $82.7B, up 32% from $62.5B (2022-01-03 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Brown Robert Knauss (Chief Compliance Officer) no longer on Schedule A of Warburg Pincus Llc (listed 2021-04-28, absent 2022-01-03)Jan 3, 2022 · Control person left · inference
- Patrick Douglas Madden (Chief Compliance Officer) appeared on Schedule A of Warburg Pincus LlcJan 3, 2022 · Control person joined · fact
- Henry Christopher Turner (Chief Administrative Officer) no longer on Schedule A of Warburg Pincus Llc (listed 2020-07-04, absent 2021-01-04)Jan 4, 2021 · Control person left · inference
- Gurunath Harsha Marti (Chief Legal Officer) appeared on Schedule A of Warburg Pincus LlcJan 4, 2021 · Control person joined · fact
- Franz Timothy Geithner (President) appeared on Schedule A of Warburg Pincus LlcMar 27, 2020 · Control person joined · fact
- Warburg Pincus Llc reported 1 offices beyond its principal office, down from 10 (2019-06-05 to 2020-02-07)Feb 7, 2020 · Office count change · derived
- Warburg Pincus Llc reported RAUM $61.1B, up 29% from $47.3B (2018-12-03 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Warburg Pincus LLC · Independent Sponsorsshared crd · capital_provider
- Warburg Pincus LLC · Private Equityshared crd · organization
- Warburg Pincus LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/WARBURG-PINCUSreportedpublic record, Form ADV, Sep 17, 2026
- Website
- WARBURGPINCUS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-878-0600reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Warburg Pincus LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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