DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Catalyst Investors, L.L.C.

Former SEC-registered adviserNew York, New YorkCRD 156947SEC 801-74091IAPD
Latest filing Feb 14, 2012
First filing on the tape Feb 14, 2012 · 1 filings
RAUM
$356M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
n/a
n/a advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
7
$356M gross assets
History
1 filings and snapshots on the tape
RAUM: $356M
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: 7
Practice profile
derived from the filing of Feb 14, 2012; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$50.8MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
7reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      12 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Catalyst Investors Qp IV, L.P.Venture Capital Fund$421M32Mar 30, 2015
      Catalyst Investors V, L.P.Venture Capital Fund$252M65Mar 31, 2021
      Catalyst Investors Qp III, L.P.Venture Capital Fund$89.1M29Feb 14, 2012
      Catalyst Investors IV, L.P.Venture Capital Fund$22.3M32Mar 30, 2015
      Catalyst Investors Qp II, L.P.Venture Capital Fund$10.0M37Feb 14, 2012
      Catalyst Investors III, L.P.Venture Capital Fund$6.4M36Feb 14, 2012
      Catalyst Investors, L.P.Venture Capital Fund$3.4M56Feb 14, 2012
      Catalyst Investors II, L.P.Venture Capital Fund$2.0M32Feb 14, 2012
      Catalyst Investors III Aiv, L.P.Venture Capital Fund$029Mar 30, 2018
      Catalyst Investors Advisors Fund, L.P.Venture Capital Fund$013Feb 14, 2012
      Catalyst Investors (Qp), LPVenture Capital Fund$07Feb 14, 2012
      Catalyst Investors Qp III Aiv, L.P.Venture Capital Fund$028Mar 30, 2018
      Owners and control persons
      Schedule A and B, latest filing
      • Ryan David Mcnally · Member And Chief Compliance Officer And Executive Vice Presidentcontrol
        since 04/2000 · owns 25% to 50%
      • A Brian Rich · Managing Member And Presidentcontrol
        since 04/2000 · owns 25% to 50%
      • John Christopher Shipman · Member And Executive Vice Presidentcontrol
        since 04/2000 · owns 25% to 50%
      • Todd Andrew Clapp · Partner
        since 04/2004 · owns less than 5%
      • Cranmer Tyler Newton · Partner And Research Director
        since 04/2000 · owns less than 5%
      • Lee Eugene Wolfson · Partner
        since 04/2008 · owns less than 5%
      Related persons
      Schedule D 7.A
      • Catalyst Investors Partners II, L.P.
        pooled vehicle sponsorn
      • Catalyst Investors Partners III, L.P.
        pooled vehicle sponsorn
      • Catalyst Investors Partners, L.P.
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/catalyst-investors/mycompanyreportedpublic record, Form ADV, Sep 18, 2026
      Website
      CATALYST.COMreportedpublic record, Form ADV, Sep 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026