DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E••••• I•••••••••
Legal name E••••• I••••••••• M••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Feb 7, 2012 · 27 filings
SEC status approved since Mar 28, 2012
RAUM
$1.4B
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
13
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$1.4B as of Mar 30, 2026
Apr 1, 2013$835M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Apr 1, 20130 then
Employees (5.A)13 as of Mar 30, 2026
Apr 1, 201340 then
Private funds13 as of Mar 30, 2026
Apr 1, 20134 then
RAUM -6.5% over the last fiscal year-4.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $66.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 90%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -6.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 21reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
15 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R•••• W••••••••• L••• | Real Estate Fund | $531M | 3 | Mar 26, 2020 |
| Z•• F••• V• C•••••••• D•• L••• | Private Equity Fund | $235M | 6 | Mar 28, 2019 |
| E• F••• V• L••• | Private Equity Fund | $200M | 26 | Feb 7, 2012 |
| Z••• E••••• I••••••••• F••• V•• L••• | Private Equity Fund | $197M | 5 | Mar 29, 2016 |
| E• A• F•••• L••• | Private Equity Fund | $185M | 10 | Mar 31, 2015 |
| Z••• E••••• I••••••••• F••• V• S•••••• O••••••••• L••• | Private Equity Fund | $139M | 4 | Mar 29, 2016 |
| Z•• C•••••••• 1• F•••• L••• | Real Estate Fund | $126M | 2 | Mar 30, 2017 |
| Z•• P• C••••••••• L••• | Private Equity Fund | $102M | 9 | Mar 28, 2019 |
| E• T• C••••••••• L••• | Private Equity Fund | $81.3M | 7 | Mar 28, 2014 |
| E• F••• I•• L••• | Private Equity Fund | $53.0M | 70 | Feb 7, 2012 |
| E• C•••••••• F••• V• L••• | Private Equity Fund | $43.6M | 13 | Mar 28, 2014 |
| Z•• E• C•••••••• C• L••• | Private Equity Fund | $14.9M | 4 | Mar 29, 2018 |
| E• F••• I•• L••• | Private Equity Fund | $14.2M | 55 | Feb 7, 2012 |
| E• F••• I••• L•••no longer reported | Private Equity Fund | $11.4M | 73 | Feb 7, 2012 |
| M•••••• C••••• L•••no longer reported | Private Equity Fund | $388,321 | 2 | Mar 28, 2019 |
Owners and control persons
Schedule A and B, latest filing
- H•••••••• T•••••• P•••••• · Chief Executive Officercontrolsince 02/2013 · owns less than 5%
- M••• N•••••• M•• · Chief Compliance Officercontrolsince 01/2022 · owns less than 5%
- R••••••••• L•••• R•• · Chief Financial Officercontrolsince 01/2021 · owns less than 5%
- H•••••••• T•••••• P•••••• · Elected Managercontrolsince 04/2022 · owns F of E••••• C••• G•••••• L••
- R••••••••• L•••• R•• · Elected Managercontrolsince 01/2021 · owns F of E••••• C••• G•••••• L••
Entity owners
- E••••• C••• G•••••• L•• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- C••• T•••• C••••••• L••banky
- E• A• F••••• I• G•• L••bankpooled vehicle sponsorn
- E• A• F••••• I• G•• L••bankpooled vehicle sponsorn
- E• A• F••• G•• L••bankpooled vehicle sponsorn
- E• F••• I• F••••• G•• L••bankpooled vehicle sponsorn
- E• F••• I• G•• L••bankpooled vehicle sponsorn
- E• F••• I• F••••• G•• L••bankpooled vehicle sponsorn
- E• F••• I• G•• L••bankpooled vehicle sponsorn
- E• F••• V• F••••• G•• L••bankpooled vehicle sponsorn
- E• F••• V• G•• L••bankpooled vehicle sponsorn
- E• T• C•••••••• F••••• G•• L••bankpooled vehicle sponsorn
- E• T• C•••••••• G•• L••bankpooled vehicle sponsorn
- E••••• I••••••••• L••pooled vehicle sponsorn
- Z•• C•••••••• 1• F••• G•• L••bankpooled vehicle sponsorn
- Z•• E• C•••••••• C• G•• L••bankpooled vehicle sponsorn
- Z•• F••• V• C•••••••• D• G•• L••bankpooled vehicle sponsorn
- Z•• P• C•••••••• G•• L••bankpooled vehicle sponsorn
- Z••• E••••• I••••••••• F••• V• F••••• G•• L••bankpooled vehicle sponsorn
- Z••• E••••• I••••••••• F••• V• G•• L••bankpooled vehicle sponsorn
- Z••• E••••• I••••••••• F••• V• S•••••• O••••••••• F••••• G•• L••bankpooled vehicle sponsorn
- Z••• E••••• I••••••••• F••• V• S•••••• O••••••••• G•• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $1.4B to $1.3BMar 28, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $124M to $137MMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $1.5B to $1.4BMar 28, 2025 to Mar 30, 2026
- RAUM · $1.5B to $1.4BMar 28, 2025 to Mar 30, 2026
- Advisory employees · 10 to 11Mar 29, 2024 to Mar 28, 2025
- Employees · 10 to 13Mar 29, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.5B to $1.4BMar 29, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $139M to $124MMar 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.6B to $1.5BMar 29, 2024 to Mar 28, 2025
- RAUM · $1.6B to $1.5BMar 29, 2024 to Mar 28, 2025
- Accounts · 23 to 21Jun 26, 2023 to Mar 29, 2024
- Advisory employees · 7 to 10Jun 26, 2023 to Mar 29, 2024
- Employees · 7 to 10Jun 26, 2023 to Mar 29, 2024
- Discretionary RAUM · $1.5B to $1.5BJun 26, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $117M to $139MJun 26, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $1.6B to $1.6BJun 26, 2023 to Mar 29, 2024
- RAUM · $1.6B to $1.6BJun 26, 2023 to Mar 29, 2024
- Accounts · 24 to 23Jul 29, 2022 to Mar 30, 2023
- Advisory employees · 6 to 7Jul 29, 2022 to Mar 30, 2023
- Pooled vehicle clients · 14 to 13Jul 29, 2022 to Mar 30, 2023
- Employees · 6 to 7Jul 29, 2022 to Mar 30, 2023
- Private funds · 14 to 13Jul 29, 2022 to Mar 30, 2023
- Discretionary RAUM · $1.5B to $1.5BJul 29, 2022 to Mar 30, 2023
- Non-discretionary RAUM · $142M to $117MJul 29, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $1.6B to $1.6BJul 29, 2022 to Mar 30, 2023
- RAUM · $1.6B to $1.6BJul 29, 2022 to Mar 30, 2023
- Advisory employees · 13 to 6Jan 13, 2022 to Mar 28, 2022
- Employees · 13 to 6Jan 13, 2022 to Mar 28, 2022
- Discretionary RAUM · $1.9B to $1.5BJan 13, 2022 to Mar 28, 2022
- Non-discretionary RAUM · $132M to $142MJan 13, 2022 to Mar 28, 2022
- Pooled vehicle RAUM · $2.1B to $1.6BJan 13, 2022 to Mar 28, 2022
- RAUM · $2.1B to $1.6BJan 13, 2022 to Mar 28, 2022
- Advisory employees · 17 to 13Feb 5, 2021 to Mar 29, 2021
- Employees · 17 to 13Feb 5, 2021 to Mar 29, 2021
- Discretionary RAUM · $2.2B to $1.9BFeb 5, 2021 to Mar 29, 2021
- Non-discretionary RAUM · $155M to $132MFeb 5, 2021 to Mar 29, 2021
- Pooled vehicle RAUM · $2.4B to $2.1BFeb 5, 2021 to Mar 29, 2021
- RAUM · $2.4B to $2.1BFeb 5, 2021 to Mar 29, 2021
- Discretionary RAUM · $2.2B to $2.2BMar 26, 2020 to Apr 24, 2020
Signals
8 dated events
- Douglas Brian Finerty (Chief Investment Officer) no longer on Schedule A of E••••• I••••••••• (listed 2022-03-28, absent 2022-07-29)Jul 29, 2022 · Control person left · inference
- Stephen Darrin Forbes (Chief Legal Officer) no longer on Schedule A of E••••• I••••••••• (listed 2021-03-29, absent 2022-01-13)Jan 13, 2022 · Control person left · inference
- Man Nicole Moy (Chief Compliance Officer) appeared on Schedule A of E••••• I•••••••••Jan 13, 2022 · Control person joined · fact
- Rae Lisa Reichenbach (Elected Manager) appeared on Schedule A of E••••• I•••••••••Feb 5, 2021 · Control person joined · fact
- Gordon James Gilligan (Chief Compliance Officer, Chief Financial Officer) no longer on Schedule A of E••••• I••••••••• (listed 2020-04-24, absent 2021-02-05)Feb 5, 2021 · Control person left · inference
- Stephen Darrin Forbes (Chief Legal Officer) appeared on Schedule A of E••••• I•••••••••Jan 13, 2020 · Control person joined · fact
- Carlton Bruce Strohm (Chief Legal Officer) no longer on Schedule A of E••••• I••••••••• (listed 2019-03-28, absent 2020-01-13)Jan 13, 2020 · Control person left · inference
- E••••• I••••••••• reported RAUM $1.9B, up 39% from $1.4B (2018-11-28 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- E••••• I••••••••• · Independent Sponsorsshared crd · capital_provider
- E••••• I••••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/equity-internationalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- equityinternational.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-675-7400reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
E••••• I••••••••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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