DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••••••••• M•••••••••
Legal name R••••••••• M••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Feb 10, 2012 · 27 filings
SEC status approved since Mar 21, 2012
RAUM
$546M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
15
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$546M as of Mar 30, 2026
Apr 1, 2013$329M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Apr 1, 20130 then
Employees (5.A)8 as of Mar 30, 2026
Apr 1, 201312 then
Private funds15 as of Mar 30, 2026
Apr 1, 20139 then
RAUM -1.5% over the last fiscal year-0.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $36.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $546M, 15 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$546M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 15reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $546M for 15 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
18 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•• R••••••••• F••• I•••• L• | Private Equity Fund | $158M | 15 | Mar 31, 2015 |
| T•• R••••••••• F••• I• A••••• L• | Private Equity Fund | $150M | 19 | Feb 10, 2012 |
| R••••••••• O•••••• L•• | Private Equity Fund | $65.6M | 26 | Mar 31, 2014 |
| T•• R••••••••• F••• I•• L• | Private Equity Fund | $53.9M | 32 | Mar 31, 2015 |
| T•• R••••••••• F••• I••• L• | Private Equity Fund | $44.1M | 31 | Feb 10, 2012 |
| R••••••••• F••••• O••••••• L•• | Private Equity Fund | $30.0M | 7 | Feb 10, 2012 |
| L•• R••••••••• L• | Private Equity Fund | $16.7M | 31 | Mar 30, 2020 |
| R••••••••• O••••• A• L•• | Private Equity Fund | $11.2M | 4 | Mar 31, 2014 |
| R••••••••• S••••• H•••••••• L•• | Private Equity Fund | $9.4M | 22 | Mar 29, 2019 |
| R••••••••• N•••••• A•••••••• L•• | Private Equity Fund | $7.9M | 18 | Feb 10, 2012 |
| T•• R••••••••• F••• I•• •••• L• | Private Equity Fund | $6.9M | 41 | Feb 10, 2012 |
| R••••••••• S••••••••• I••••••••• L•• | Private Equity Fund | $5.9M | 18 | Mar 29, 2018 |
| T•• R••••••••• F••• I•• L• | Private Equity Fund | $2.3M | 37 | Feb 10, 2012 |
| R••••••••• T•••••• L•• | Private Equity Fund | $1.3M | 8 | Mar 30, 2021 |
| R••••••••• S••••••••• I•••••••• A• L•• | Private Equity Fund | $388,000 | 7 | Mar 29, 2018 |
| N•••• C•••• R••••••••• H•••••••• L••no longer reported | Private Equity Fund | $0 | 11 | Feb 10, 2012 |
| B•••• R••••••••• H•••••••• L••no longer reported | Private Equity Fund | $0 | 13 | Feb 10, 2012 |
| N•••• C•••• M•••••••• L••no longer reported | Private Equity Fund | $0 | 4 | Feb 10, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• R•••••• J• · President/Partnercontrolsince 03/2023 · owns less than 5%
- M••••••• B•••••• A••• · Ceo/Manager/Founding Partnercontrolsince 08/2001 · owns less than 5%
- R••••• S•••••• H••••• · Chairman/Manager/Founding Partnercontrolsince 08/2001 · owns less than 5%
- M••••••• B•••••• A••• · Ceo And Stockholdercontrolsince 12/2013 · owns 50% to 75% of R•• H•••••••• I•••
- R••••• S•••••• H••••• · Chairman And Stockholdercontrolsince 12/2013 · owns 50% to 75% of R•• H•••••••• I•••
- C••••• C••••••••• J••• · Cfo/Ccosince 01/2014 · owns less than 5%
Entity owners
- R••••••••• I••••••••• L•• · Memberdirect · owns 75% or more
- R•• H•••••••• I••• · Manager And Memberindirect · owns 75% or more of R••••••••• I••••••••• L••
Related persons
Schedule D 7.A
- L•• R••••••••• G•• L••pooled vehicle sponsorn
- R••••••••• C•••••• P••••••• I• A•••• L••pooled vehicle sponsorn
- R••••••••• C•••••• P••••••• I• F•• L••pooled vehicle sponsorn
- R••••••••• C•••••• P••••••• I• L••pooled vehicle sponsorn
- R••••••••• C•••••• P••••••• I•• L••pooled vehicle sponsorn
- R••••••••• C•••••• P••••••• I•• L•••pooled vehicle sponsorn
- R••••••••• C•••••• P••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $554M to $546MMar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $554M to $546MMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $554M to $546MMar 28, 2025 to Mar 30, 2026
- RAUM · $554M to $546MMar 28, 2025 to Mar 30, 2026
- Advisory employees · 6 to 5Jan 29, 2025 to Mar 28, 2025
- Assets in custody · $563M to $554MJan 29, 2025 to Mar 28, 2025
- Employees · 11 to 8Jan 29, 2025 to Mar 28, 2025
- Financial planning clients · unset to Jan 29, 2025 to Mar 28, 2025
- Discretionary RAUM · $563M to $554MJan 29, 2025 to Mar 28, 2025
- Pooled vehicle RAUM · $563M to $554MJan 29, 2025 to Mar 28, 2025
- RAUM · $563M to $554MJan 29, 2025 to Mar 28, 2025
- Advisory employees · 8 to 6Mar 31, 2023 to Mar 28, 2024
- Assets in custody · $551M to $563MMar 31, 2023 to Mar 28, 2024
- Employees · 12 to 11Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $551M to $563MMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $551M to $563MMar 31, 2023 to Mar 28, 2024
- RAUM · $551M to $563MMar 31, 2023 to Mar 28, 2024
- Assets in custody · $606M to $551MMar 30, 2022 to Mar 31, 2023
- Discretionary RAUM · $606M to $551MMar 30, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $606M to $551MMar 30, 2022 to Mar 31, 2023
- RAUM · $606M to $551MMar 30, 2022 to Mar 31, 2023
- Accounts · 17 to 15Nov 2, 2021 to Mar 30, 2022
- Advisory employees · 7 to 8Nov 2, 2021 to Mar 30, 2022
- Pooled vehicle clients · 17 to 15Nov 2, 2021 to Mar 30, 2022
- Assets in custody · $570M to $606MNov 2, 2021 to Mar 30, 2022
- Employees · 13 to 12Nov 2, 2021 to Mar 30, 2022
- Private funds · 17 to 15Nov 2, 2021 to Mar 30, 2022
- Discretionary RAUM · $570M to $606MNov 2, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $570M to $606MNov 2, 2021 to Mar 30, 2022
- RAUM · $570M to $606MNov 2, 2021 to Mar 30, 2022
- Assets in custody · $482M to $570MMar 30, 2020 to Mar 30, 2021
- Discretionary RAUM · $482M to $570MMar 30, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $482M to $570MMar 30, 2020 to Mar 30, 2021
- RAUM · $482M to $570MMar 30, 2020 to Mar 30, 2021
- Accounts · 16 to 17Mar 29, 2019 to Mar 30, 2020
- Advisory employees · 9 to 7Mar 29, 2019 to Mar 30, 2020
- Pooled vehicle clients · 16 to 17Mar 29, 2019 to Mar 30, 2020
- Assets in custody · $621M to $482MMar 29, 2019 to Mar 30, 2020
- Employees · 16 to 13Mar 29, 2019 to Mar 30, 2020
- Private funds · 16 to 17Mar 29, 2019 to Mar 30, 2020
Signals
2 dated events
- J R••••• C••••• (President) appeared on Schedule A of R••••••••• M•••••••••Mar 31, 2023 · Control person joined · fact
- R••••••••• M••••••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Sep 3, 2014 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
- R••••••••• M••••••••• · Independent Sponsorsshared crd · capital_provider
- R••••••••• M••••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/R•••••••••-CAPITAL-PARTNERSreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 216-292-0200reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026