DFX Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

H••••• C•••••• M••••••••• L••

Asset manager (funds and pooled vehicles)SEC-registered2 private funds· Londonwebsite

Asset manager (funds and pooled vehicles), based in London, reporting $774M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-06-29 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $774M
Advisors: 0
Net advisor flow, 12 months: Not established
RAUM change, last fiscal year: +134%
Private clients: 0.0% of RAUM

Advisors Advisor movement Where the RAUM sits

As of 2026-06-29 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Why this matters

Reported RAUM grew +134% over the last fiscal year, to $774M.
2026-06-29
RAUM a year earlier $331MRAUM now $774M
2 published business contact points are on record, each with its source.
Contact points 2

Every filed figure, and the identifiersCRD 157014 · SEC 801-121962 · 9 filingsShow

CRD 157014SEC 801-121962First filing on the tape Jun 30, 2021, latest Jun 29, 2026SEC status approved since Aug 2, 2021IAPD

RAUM

$774M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

1 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

9 filings and snapshots on the tape

RAUM$774M as of Jun 29, 2026

Jun 29, 2022$249M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Jun 29, 2026

Jun 29, 20220 then

Employees (5.A)3 as of Jun 29, 2026

Jun 29, 20223 then

Private funds2 as of Jun 29, 2026

Jun 29, 20222 then

RAUM +134% over the last fiscal yearIARs 0 to 0

Practice profile

derived from the filing of Jun 29, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $194MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +47%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehicles, otherreportedItem 5.G
Custody: $492M, 2 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$718M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 4reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $492M for 2 clientsreported
Compensation: % of AUM, fixed, performancereported
Class basis: private_client_share=0.0 fund_share=0.93 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

4 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
H••••• I•••• M••••• L•	Hedge Fund	$492M	50	Jun 23, 2016
C•••••• P•••••••• L••• • H••••• C•••••• M••••••••• L•• S•••••	Hedge Fund	$227M	2	Jun 29, 2022
H••••• L•no longer reported	Hedge Fund	$20.5M	11	Mar 21, 2012
H••••• M••••• L••no longer reported	Hedge Fund	$0	1	Mar 21, 2012

Owners and control persons

Schedule A and B, latest filing

K•••••• R•••• · Member / Ciocontrol
since 06/2007 · owns 75% or more
P••••• K••••• N•• · Member / Coo / Cfo / Ccocontrol
since 07/2009 · owns less than 5%

Entity owners

I•••••••• S••••••••• L•• · Member
direct · owns 10% to 25%

Related persons

Schedule D 7.A

H••••• I•••• G• L••
investment adviserpooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Assets in custody · $525M to $492M
Jun 30, 2025 to Jun 29, 2026
Discretionary RAUM · $906M to $774M
Jun 30, 2025 to Jun 29, 2026
Pooled vehicle RAUM · $830M to $718M
Jun 30, 2025 to Jun 29, 2026
RAUM · $906M to $774M
Jun 30, 2025 to Jun 29, 2026
Assets in custody · $163M to $525M
Jun 28, 2024 to Jun 30, 2025
Employees · 2 to 3
Jun 28, 2024 to Jun 30, 2025
Financial planning clients · unset to
Jun 28, 2024 to Jun 30, 2025
HQ state · unset to
Jun 28, 2024 to Jun 30, 2025
Discretionary RAUM · $488M to $906M
Jun 28, 2024 to Jun 30, 2025
Pooled vehicle RAUM · $423M to $830M
Jun 28, 2024 to Jun 30, 2025
RAUM · $488M to $906M
Jun 28, 2024 to Jun 30, 2025
Accounts · 3 to 4
Jun 29, 2023 to Jun 28, 2024
Assets in custody · $114M to $163M
Jun 29, 2023 to Jun 28, 2024
Discretionary RAUM · $331M to $488M
Jun 29, 2023 to Jun 28, 2024
Pooled vehicle RAUM · $288M to $423M
Jun 29, 2023 to Jun 28, 2024
RAUM · $331M to $488M
Jun 29, 2023 to Jun 28, 2024
Accounts · 4 to 3
May 23, 2023 to Jun 29, 2023
Assets in custody · $106M to $114M
May 23, 2023 to Jun 29, 2023
Employees · 3 to 2
May 23, 2023 to Jun 29, 2023
Discretionary RAUM · $249M to $331M
May 23, 2023 to Jun 29, 2023
Pooled vehicle RAUM · $221M to $288M
May 23, 2023 to Jun 29, 2023
RAUM · $249M to $331M
May 23, 2023 to Jun 29, 2023
Accounts · 3 to 4
Jul 5, 2021 to Jun 29, 2022
Advisory activities · 1 to 2
Jul 5, 2021 to Jun 29, 2022
Assets in custody · $79.1M to $106M
Jul 5, 2021 to Jun 29, 2022
Employees · 2 to 3
Jul 5, 2021 to Jun 29, 2022
Private funds · 1 to 2
Jul 5, 2021 to Jun 29, 2022
Discretionary RAUM · $79.1M to $249M
Jul 5, 2021 to Jun 29, 2022
Pooled vehicle RAUM · $79.1M to $221M
Jul 5, 2021 to Jun 29, 2022
RAUM · $79.1M to $249M
Jul 5, 2021 to Jun 29, 2022
Private funds · 2 to 1
Jun 30, 2021 to Jul 5, 2021

Signals

5 dated events

••• Locked
Jun 29, 2026 · private fund gav change · fact
••• Locked
Jun 30, 2025 · RAUM change · derived
••• Locked
Jun 28, 2024 · RAUM change · derived
••• Locked
Jun 29, 2022 · RAUM change · derived
••• Locked
Jun 30, 2021 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Jun 29, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Jun 29, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026