DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Thoma Bravo
Legal name Thoma Bravo, L.P.
Latest filing Mar 31, 2026
First filing on the tape Feb 14, 2012 · 45 filings
SEC status approved since Mar 29, 2012
RAUM
$183B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
246
89 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
151
reported on Schedule D
History
45 filings and snapshots on the tape
RAUM$183B as of Mar 31, 2026
Mar 27, 2013$2.4B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 27, 20130 then
Employees (5.A)246 as of Mar 31, 2026
Mar 27, 201330 then
Private funds151 as of Mar 31, 2026
Mar 27, 20134 then
RAUM +20% over the last fiscal year+15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.2BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- otherreportedItem 5.G
- Custody
- $183B, 153 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$183B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 153reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $183B for 153 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=18.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
118 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Thoma Bravo Fund Xv-A, L.P. | Private Equity Fund | $17B | 317 | Mar 31, 2023 |
| Thoma Bravo Fund Xiv-A, L.P. | Private Equity Fund | $11B | 224 | Mar 31, 2021 |
| Thoma Bravo Fund Xv, L.P. | Private Equity Fund | $9.2B | 207 | Mar 31, 2023 |
| Thoma Bravo Fund Xiii-A, L.P. | Private Equity Fund | $9.0B | 170 | Mar 31, 2019 |
| Thoma Bravo Fund Xiii, L.P. | Private Equity Fund | $8.5B | 183 | Mar 31, 2019 |
| Thoma Bravo Fund Xiv, L.P. | Private Equity Fund | $8.0B | 186 | Mar 31, 2021 |
| Proofpoint Co-Invest Fund, L.P. | Private Equity Fund | $6.1B | 128 | Mar 31, 2022 |
| Thoma Bravo Fund Xii, L.P. | Private Equity Fund | $4.4B | 138 | Mar 30, 2016 |
| Project Alpine Co-Invest Fund, L.P. | Private Equity Fund | $4.3B | 128 | Mar 31, 2023 |
| Thoma Bravo Fund Xii-A, L.P. | Private Equity Fund | $3.9B | 76 | Mar 30, 2016 |
| Thoma Bravo Discover Fund IV, L.P. | Private Equity Fund | $3.5B | 157 | Mar 31, 2023 |
| Thoma Bravo Fund Xi, L.P. | Private Equity Fund | $3.1B | 104 | Jul 22, 2014 |
| Thoma Bravo Credit Fund II, L.P. | Hedge Fund | $2.9B | 236 | Nov 26, 2019 |
| Project Cs Co-Invest Fund, L.P. | Private Equity Fund | $2.9B | 74 | Mar 28, 2024 |
| Thoma Bravo Discover Fund II, L.P. | Private Equity Fund | $2.4B | 82 | Mar 30, 2018 |
| Thoma Bravo Discover Fund IV-A, L.P. | Private Equity Fund | $2.3B | 139 | Mar 31, 2023 |
| Project Hotel California Co-Invest Fund, L.P. | Private Equity Fund | $2.2B | 57 | Mar 31, 2023 |
| Thoma Bravo Discover Fund III, L.P. | Private Equity Fund | $2.0B | 128 | Mar 31, 2021 |
| Thoma Bravo Fund Xii Global, L.P. | Private Equity Fund | $2.0B | 138 | Mar 28, 2017 |
| Thoma Bravo Fund Xiii-A Global, L.P. | Private Equity Fund | $1.8B | 170 | Mar 31, 2021 |
| Thoma Bravo Fund Xii-A Global, L.P. | Private Equity Fund | $1.8B | 76 | Mar 28, 2017 |
| Project Metal Co-Invest Fund, L.P. | Private Equity Fund | $1.7B | 71 | Mar 31, 2022 |
| Thoma Bravo Fund Xiii Global, L.P. | Private Equity Fund | $1.6B | 183 | Mar 31, 2021 |
| Thoma Bravo Fund Xi-A, L.P. | Private Equity Fund | $1.6B | 58 | Jul 22, 2014 |
| Thoma Bravo Discover Fund III-A, L.P. | Private Equity Fund | $1.5B | 94 | Mar 31, 2021 |
| Project Rock Co-Invest Fund, L.P. | Private Equity Fund | $1.5B | 68 | Mar 28, 2024 |
| Project Stream Co-Invest Fund, L.P. | Private Equity Fund | $1.4B | 90 | Mar 31, 2022 |
| Thoma Bravo Explore Fund II, L.P. | Private Equity Fund | $1.2B | 70 | Mar 31, 2023 |
| Thoma Bravo Growth Fund A, L.P. | Private Equity Fund | $1.1B | 38 | Mar 31, 2022 |
| Thoma Bravo Credit Fund I, L.P. | Hedge Fund | $1.1B | 92 | Mar 30, 2018 |
| Thoma Bravo Special Opportunities Fund II, L.P. | Private Equity Fund | $1.0B | 45 | Mar 30, 2016 |
| Thoma Bravo Explore Fund, L.P. | Private Equity Fund | $1.0B | 71 | Mar 31, 2021 |
| Thoma Bravo Discover Fund II-A, L.P. | Private Equity Fund | $1.0B | 45 | Mar 30, 2018 |
| Thoma Bravo Fund Xiv-A Global, L.P. | Private Equity Fund | $930M | 218 | Mar 31, 2022 |
| Thoma Bravo Discover Fund II Global, L.P. | Private Equity Fund | $840M | 82 | Aug 28, 2019 |
| Project Mirasol Co-Invest Fund, L.P. | Private Equity Fund | $796M | 53 | Mar 31, 2022 |
| Thoma Bravo Discover Fund III-P, L.P. | Private Equity Fund | $773M | 128 | Mar 31, 2021 |
| Thoma Bravo Discover Fund, L.P. | Private Equity Fund | $704M | 72 | Mar 30, 2016 |
| Thoma Bravo Fund Xiv Global, L.P. | Private Equity Fund | $666M | 186 | Mar 31, 2022 |
| Project Quail Opportunities, L.P. | Private Equity Fund | $625M | 2 | Mar 31, 2023 |
Owners and control persons
Schedule A and B, latest filing
- Joseph Seth Boro · Managing Partner / Limited Partnercontrolsince 06/2014 · owns 10% to 25%
- Nmn Orlando Bravo · Managing Partner / Limited Partnercontrolsince 03/2008 · owns 10% to 25%
- Scott Samuel Crabill · Managing Partner / Limited Partnercontrolsince 03/2008 · owns 10% to 25%
- Mark Lee Mitchell · Managing Partner / Limited Partnercontrolsince 03/2008 · owns 10% to 25%
- Holden Paul Spaht · Managing Partner / Limited Partnercontrolsince 06/2014 · owns 10% to 25%
- Dee Carl Thoma · Managing Partner / Limited Partnercontrolsince 03/2008 · owns 10% to 25%
- James Jennifer Alper · Managing Director, Chief Operating Officer, Head Of Investor Relations & Marketingsince 01/2021 · owns less than 5%
- Thomas Gerald Nowak · Managing Director, Chief Administrative And Legal Officersince 01/2024 · owns less than 5%
- Luella Coleman Amy Redenbaugh · Managing Director, Chief Financial Officersince 08/2008 · owns less than 5%
- Anthony Steven Schwab · Senior Director, General Counsel And Chief Compliance Officersince 01/2024 · owns less than 5%
Entity owners
- Thoma Bravo Topco, LLC · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- Thoma Bravo Access Partners II, L.P.pooled vehicle sponsorn
- Thoma Bravo Access Partners, L.P.pooled vehicle sponsorn
- Thoma Bravo Capital Markets, LLCbroker-dealery
- Thoma Bravo Credit Partners I, L.P.pooled vehicle sponsorn
- Thoma Bravo Credit Partners II, L.P.pooled vehicle sponsorn
- Thoma Bravo Discover II Partners, L.P.pooled vehicle sponsorn
- Thoma Bravo Discover Partners Aiv, L.P.pooled vehicle sponsorn
- Thoma Bravo Discover Partners Global, L.P.pooled vehicle sponsorn
- Thoma Bravo Discover Partners II Aiv, L.P.pooled vehicle sponsorn
- Thoma Bravo Discover Partners II Global, L.P.pooled vehicle sponsorn
- Thoma Bravo Discover Partners III Global, L.P.pooled vehicle sponsorn
- Thoma Bravo Discover Partners III-P, L.P.pooled vehicle sponsorn
- Thoma Bravo Discover Partners III, L.P.pooled vehicle sponsorn
- Thoma Bravo Discover Partners IV Global, L.P.pooled vehicle sponsorn
- Thoma Bravo Discover Partners IV-P, L.P.pooled vehicle sponsorn
- Thoma Bravo Discover Partners IV, L.P.pooled vehicle sponsorn
- Thoma Bravo Discover Partners V Global, L.P.pooled vehicle sponsorn
- Thoma Bravo Discover Partners V-B S.A.R.L.pooled vehicle sponsorn
- Thoma Bravo Discover Partners V-P, L.P.pooled vehicle sponsorn
- Thoma Bravo Discover Partners V, L.P.pooled vehicle sponsorn
- Thoma Bravo Discover Partners, L.P.pooled vehicle sponsorn
- Thoma Bravo Europe Partners, L.P.pooled vehicle sponsorn
- Thoma Bravo Explore Partners Global, L.P.pooled vehicle sponsorn
- Thoma Bravo Explore Partners II-P, L.P.pooled vehicle sponsorn
- Thoma Bravo Explore Partners II, L.P.pooled vehicle sponsorn
- Thoma Bravo Explore Partners P, L.P.pooled vehicle sponsorn
- Thoma Bravo Explore Partners, L.P.pooled vehicle sponsorn
- Thoma Bravo Growth Partners P, L.P.pooled vehicle sponsorn
- Thoma Bravo Growth Partners, L.P.pooled vehicle sponsorn
- Thoma Bravo Oasis Partners P, L.P.pooled vehicle sponsorn
Advisers that list Thoma Bravo as a related person
- 157050 n
Offices
Schedule D 1.F, the 25 largest
- San Francisco, CA44 employees
- Miami, FL43 employees
- London, United Kingdom5 employees
- Dallas, TX1 employees
- New York, NY1 employees
- Difc, Dubai, United Arab Emirates
What changed
consecutive filings, newest first
- Accounts · 123 to 153Mar 28, 2025 to Mar 31, 2026
- Advisory employees · 93 to 89Mar 28, 2025 to Mar 31, 2026
- BD registered reps · 15 to 18Mar 28, 2025 to Mar 31, 2026
- Pooled vehicle clients · 123 to 153Mar 28, 2025 to Mar 31, 2026
- Assets in custody · $152B to $183BMar 28, 2025 to Mar 31, 2026
- Employees · 223 to 246Mar 28, 2025 to Mar 31, 2026
- Private funds · 122 to 151Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $152B to $183BMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $152B to $183BMar 28, 2025 to Mar 31, 2026
- RAUM · $152B to $183BMar 28, 2025 to Mar 31, 2026
- Accounts · 116 to 123Feb 27, 2025 to Mar 28, 2025
- Advisory employees · 95 to 93Feb 27, 2025 to Mar 28, 2025
- BD registered reps · 17 to 15Feb 27, 2025 to Mar 28, 2025
- Pooled vehicle clients · 116 to 123Feb 27, 2025 to Mar 28, 2025
- Assets in custody · $138B to $152BFeb 27, 2025 to Mar 28, 2025
- Employees · 224 to 223Feb 27, 2025 to Mar 28, 2025
- Financial planning clients · unset to Feb 27, 2025 to Mar 28, 2025
- Private funds · 117 to 122Feb 27, 2025 to Mar 28, 2025
- Discretionary RAUM · $138B to $152BFeb 27, 2025 to Mar 28, 2025
- Pooled vehicle RAUM · $138B to $152BFeb 27, 2025 to Mar 28, 2025
- RAUM · $138B to $152BFeb 27, 2025 to Mar 28, 2025
- Private funds · 115 to 117Nov 25, 2024 to Feb 27, 2025
- Accounts · 111 to 116Jan 31, 2024 to Mar 28, 2024
- BD registered reps · 14 to 17Jan 31, 2024 to Mar 28, 2024
- Pooled vehicle clients · 111 to 116Jan 31, 2024 to Mar 28, 2024
- Assets in custody · $121B to $138BJan 31, 2024 to Mar 28, 2024
- Employees · 212 to 224Jan 31, 2024 to Mar 28, 2024
- Other offices · 5 to 6Jan 31, 2024 to Mar 28, 2024
- Private funds · 111 to 115Jan 31, 2024 to Mar 28, 2024
- Discretionary RAUM · $121B to $138BJan 31, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $121B to $138BJan 31, 2024 to Mar 28, 2024
- RAUM · $121B to $138BJan 31, 2024 to Mar 28, 2024
- Accounts · 86 to 111Jan 25, 2023 to Mar 31, 2023
- Advisory employees · 71 to 95Jan 25, 2023 to Mar 31, 2023
- Pooled vehicle clients · 84 to 111Jan 25, 2023 to Mar 31, 2023
- Assets in custody · $106B to $121BJan 25, 2023 to Mar 31, 2023
- Employees · 174 to 212Jan 25, 2023 to Mar 31, 2023
- Other offices · 4 to 5Jan 25, 2023 to Mar 31, 2023
- Private funds · 84 to 111Jan 25, 2023 to Mar 31, 2023
- Discretionary RAUM · $106B to $121BJan 25, 2023 to Mar 31, 2023
Signals
4 dated events
- Thoma Bravo reported RAUM $105.8B, up 35% from $78.1B (2022-01-26 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Thoma Bravo reported RAUM $78.1B, up 73% from $45.0B (2020-12-11 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Thoma Bravo reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 30, 2020 · Succession (Item 4) · fact
- Thoma Bravo reported RAUM $36.1B, up 71% from $21.1B (2018-03-30 to 2019-03-31)Mar 31, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Thoma Bravo · Independent Sponsorsshared crd · capital_provider
- Thoma Bravo · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/thoma-bravoreportedpublic record, Form ADV, Sep 18, 2026
- Website
- THOMABRAVO.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-254-3300reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026