DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
G••••• P•••••••• L••
Latest filing Jul 3, 2026
First filing on the tape Feb 14, 2012 · 32 filings
SEC status approved since Mar 30, 2012
RAUM
$5.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
96
81 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
32
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$5.0B as of Jul 3, 2026
Mar 28, 2013$1.4B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 3, 2026
Mar 28, 20130 then
Employees (5.A)96 as of Jul 3, 2026
Mar 28, 201337 then
Private funds32 as of Jul 3, 2026
Mar 28, 201312 then
RAUM +27% over the last fiscal year+32% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 3, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $161MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $5.0B, 31 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.0B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 31reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $5.0B for 31 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
33 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G••••• P••••••• V• L••• | Private Equity Fund | $1.3B | 76 | Mar 28, 2019 |
| G••••• P••••••• V•• L••• | Private Equity Fund | $766M | 102 | Mar 31, 2023 |
| G••••• P••••••• V• P•••••••• L••• | Private Equity Fund | $317M | 22 | Mar 28, 2019 |
| G••••• P••••••• O••••••••• C••••••••• F•••• L•• | Private Equity Fund | $290M | 37 | Mar 31, 2023 |
| G••••• P••••••• V• P•••••••• L••• | Private Equity Fund | $232M | 11 | Mar 31, 2023 |
| G••••• P••••••• O••••••••• C••••••••• F••• P•••••••• L••• | Private Equity Fund | $119M | 14 | Mar 31, 2023 |
| G••••• P••••••• V• ••• L••• | Private Equity Fund | $117M | 6 | Mar 31, 2023 |
| G••••• P••••••• G••••• I• L••• | Private Equity Fund | $107M | 37 | Mar 30, 2022 |
| G••••• P••••••• I••• L••• | Private Equity Fund | $94.1M | 49 | Feb 14, 2012 |
| G••••• P••••••• I•• L••• | Private Equity Fund | $90.1M | 60 | Mar 29, 2016 |
| G••••• P••••••• V• ••••• L••• | Private Equity Fund | $64.9M | 2 | Mar 28, 2019 |
| G••••• P••••••• V• •••••• L••• | Private Equity Fund | $36.3M | 2 | Mar 28, 2019 |
| G••••• P••••••• I• C••••••••• L•••no longer reported | Private Equity Fund | $28.5M | 16 | Feb 14, 2012 |
| G••••• P••••••• G••••• I• ••• L••• | Private Equity Fund | $27.9M | 4 | Mar 30, 2022 |
| G••••• P••••••• I• P•••••••• L••• | Private Equity Fund | $26.6M | 17 | Mar 29, 2016 |
| G••••• P••••••• O••••••••• R••••••• F••• ••••• L••• | Private Equity Fund | $24.3M | 4 | Mar 31, 2023 |
| G••••• P••••••• I•• L•••no longer reported | Private Equity Fund | $6.8M | 95 | Feb 14, 2012 |
| G••••• P••••••• A••••• L•••no longer reported | Private Equity Fund | $6.2M | 43 | Feb 14, 2012 |
| G••••• P••••••• I• ••••• L••• | Private Equity Fund | $6.1M | 2 | Mar 29, 2016 |
| G••••• P••••••• I•• ••• L••• | Private Equity Fund | $5.7M | 54 | Feb 14, 2012 |
| G••••• P••••••• V• ••• L••• | Private Equity Fund | $5.4M | 13 | Mar 28, 2019 |
| G••••• P••••••• I•• ••• L••• | Private Equity Fund | $4.9M | 2 | Feb 14, 2012 |
| G••••• P••••••• I• •••••• L••• | Private Equity Fund | $4.7M | 4 | Mar 29, 2016 |
| G••••• P••••••• A•••• ••• L•••no longer reported | Private Equity Fund | $3.8M | 24 | Feb 14, 2012 |
| G••••• P••••••• I••••••••• ••• L•••no longer reported | Private Equity Fund | $3.3M | 7 | Feb 14, 2012 |
| G••••• P••••••• O••••••••• R••••••• F••• ••• L••• | Private Equity Fund | $2.6M | 12 | Mar 31, 2023 |
| G••••• P••••••• I••••••••• ••• L•••no longer reported | Private Equity Fund | $1.9M | 3 | Feb 14, 2012 |
| G••••• P••••••• I• ••• L••• | Private Equity Fund | $1.7M | 24 | Mar 29, 2016 |
| G••••• P••••••• I• ••• L•••no longer reported | Private Equity Fund | $1.1M | 1 | Feb 14, 2012 |
| G••••• P••••••• V• ••• L••• | Private Equity Fund | $1.1M | 4 | Mar 31, 2023 |
| G••••• P••••••• G••••• I• ••• L••• | Private Equity Fund | $690,132 | 3 | Mar 30, 2022 |
| G••••• P••••••• I••••••••• L•••no longer reported | Private Equity Fund | $432,584 | 88 | Feb 14, 2012 |
| G••••• P••••••• I• ••• L•••no longer reported | Private Equity Fund | $42,905 | 11 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- D••••••• D•••••• A•••• · Managing Principalcontrolsince 07/2021 · owns less than 5%
- G•••••• S•••••• C••••• · President, Chief Executive Officer, Treasurer, Senior Managing Principal And Shareholdercontrolsince 10/1988 · owns 75% or more
- H••••••••• J•••••• C•••••• · Managing Principalcontrolsince 12/2017 · owns less than 5%
- K••••• D•••••• S•••••• · Chief Financial Officercontrolsince 02/2022 · owns less than 5%
- M•••• J••• W••••••• P••• · Vice President And Secretary, Chief Operating Officer, Chief Compliance Officer And Managing Principalcontrolsince 02/2012 · owns less than 5%
- M••••• C••••••••• W•••• · Managing Principalcontrolsince 06/2006 · owns less than 5%
- N••••••• R•••••• A••••• · Managing Principalcontrolsince 06/2001 · owns less than 5%
- P••••••••• A•••• B••••••• · Managing Principalcontrolsince 12/2011 · owns less than 5%
- S•••••• A•••••• R••••• · Managing Principalcontrolsince 12/2011 · owns less than 5%
- T••••••••• W••••••• B•••••• · Managing Principalcontrolsince 12/2017 · owns less than 5%
- W•••••• J•••••• M•••••• · Managing Principalcontrolsince 12/2011 · owns less than 5%
Related persons
Schedule D 7.A
- G••••• P••••••• A•••• G•••••• P••••••• L•••pooled vehicle sponsorn
- G••••• P••••••• G•••••• P•••••• I• ••• L••pooled vehicle sponsorn
- G••••• P••••••• G•••••• P•••••• I•• L•••pooled vehicle sponsorn
- G••••• P••••••• G•••••• P•••••• I•• ••• L••pooled vehicle sponsorn
- G••••• P••••••• G•••••• P•••••• I••• L•••pooled vehicle sponsorn
- G••••• P••••••• G•••••• P•••••• I• ••• L•••pooled vehicle sponsorn
- G••••• P••••••• G•••••• P•••••• I•• L•••pooled vehicle sponsorn
- G••••• P••••••• G•••••• P•••••• O••••••••• ••• L•••pooled vehicle sponsorn
- G••••• P••••••• G•••••• P•••••• O••••••••• L•••pooled vehicle sponsorn
- G••••• P••••••• G•••••• P•••••• V• ••• L•••pooled vehicle sponsorn
- G••••• P••••••• G•••••• P•••••• V• L•••pooled vehicle sponsorn
- G••••• P••••••• G•••••• P•••••• V• ••• L••pooled vehicle sponsorn
- G••••• P••••••• G•••••• P•••••• V•• L•••pooled vehicle sponsorn
- G••••• P••••••• G•••••• P••••••• L•••pooled vehicle sponsorn
- G••••• P••••••• G••••• G•••••• P•••••• I• ••• L••pooled vehicle sponsorn
- G••••• P••••••• G••••• G•••••• P•••••• I• L•••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 34 to 31Mar 31, 2026 to Jul 3, 2026
- Advisory employees · 86 to 81Mar 31, 2026 to Jul 3, 2026
- Pooled vehicle clients · 34 to 31Mar 31, 2026 to Jul 3, 2026
- Assets in custody · $4.9B to $5.0BMar 31, 2026 to Jul 3, 2026
- Employees · 101 to 96Mar 31, 2026 to Jul 3, 2026
- Private funds · 35 to 32Mar 31, 2026 to Jul 3, 2026
- Discretionary RAUM · $4.9B to $5.0BMar 31, 2026 to Jul 3, 2026
- Pooled vehicle RAUM · $4.9B to $5.0BMar 31, 2026 to Jul 3, 2026
- RAUM · $4.9B to $5.0BMar 31, 2026 to Jul 3, 2026
- Accounts · 31 to 34Oct 31, 2025 to Mar 31, 2026
- Advisory employees · 75 to 86Oct 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 31 to 34Oct 31, 2025 to Mar 31, 2026
- Assets in custody · $3.9B to $4.9BOct 31, 2025 to Mar 31, 2026
- Employees · 88 to 101Oct 31, 2025 to Mar 31, 2026
- Private funds · 31 to 35Oct 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $3.9B to $4.9BOct 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $3.9B to $4.9BOct 31, 2025 to Mar 31, 2026
- RAUM · $3.9B to $4.9BOct 31, 2025 to Mar 31, 2026
- Business name · GRAHAM PARTNERS, INC. to GRAHAM PARTNERS, LLCMar 31, 2025 to Jul 25, 2025
- Financial planning clients · unset to Mar 31, 2025 to Jul 25, 2025
- Legal name · GRAHAM PARTNERS, INC. to GRAHAM PARTNERS, LLCMar 31, 2025 to Jul 25, 2025
- Organization form · Corporation to Limited Liability CompanyMar 31, 2025 to Jul 25, 2025
- Accounts · 24 to 31Jun 14, 2024 to Mar 31, 2025
- Advisory employees · 67 to 75Jun 14, 2024 to Mar 31, 2025
- Pooled vehicle clients · 24 to 31Jun 14, 2024 to Mar 31, 2025
- Assets in custody · $3.5B to $3.9BJun 14, 2024 to Mar 31, 2025
- Employees · 78 to 88Jun 14, 2024 to Mar 31, 2025
- Private funds · 24 to 31Jun 14, 2024 to Mar 31, 2025
- Discretionary RAUM · $3.5B to $3.9BJun 14, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $3.5B to $3.9BJun 14, 2024 to Mar 31, 2025
- RAUM · $3.5B to $3.9BJun 14, 2024 to Mar 31, 2025
- Advisory employees · 59 to 67Apr 1, 2023 to Mar 30, 2024
- Assets in custody · $2.2B to $3.5BApr 1, 2023 to Mar 30, 2024
- Employees · 69 to 78Apr 1, 2023 to Mar 30, 2024
- Discretionary RAUM · $2.2B to $3.5BApr 1, 2023 to Mar 30, 2024
- Pooled vehicle RAUM · $2.2B to $3.5BApr 1, 2023 to Mar 30, 2024
- RAUM · $2.2B to $3.5BApr 1, 2023 to Mar 30, 2024
- Accounts · 25 to 24Dec 5, 2022 to Mar 31, 2023
- Advisory employees · 55 to 59Dec 5, 2022 to Mar 31, 2023
- Pooled vehicle clients · 25 to 24Dec 5, 2022 to Mar 31, 2023
Signals
9 dated events
- Graham Partners, Llc reported RAUM $3.5B, up 60% from $2.2B (2023-04-01 to 2024-03-30)Mar 30, 2024 · RAUM change · derived
- Andrew Christopher Lawler (Managing Principal) no longer on Schedule A of Graham Partners, Llc (listed 2022-03-30, absent 2022-07-18)Jul 18, 2022 · Control person left · inference
- Stephen Daniel Kurtz (Chief Financial Officer) appeared on Schedule A of Graham Partners, LlcMar 30, 2022 · Control person joined · fact
- Aaron Dennis Dunegan (Managing Principal) appeared on Schedule A of Graham Partners, LlcMar 30, 2022 · Control person joined · fact
- Joseph Anthony Folino Iii (Chief Financial Officer) no longer on Schedule A of Graham Partners, Llc (listed 2021-03-30, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Graham Partners, Llc reported RAUM $1.8B, up 52% from $1.2B (2019-05-24 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Gerard Joseph May (Managing Principal And Vice President) no longer on Schedule A of Graham Partners, Llc (listed 2018-03-29, absent 2019-03-28)Mar 28, 2019 · Control person left · inference
- Bledsoe William Timmerman (Managing Principal) appeared on Schedule A of Graham Partners, LlcMar 28, 2019 · Control person joined · fact
- Charles Joseph Heinmiller (Managing Principal) appeared on Schedule A of Graham Partners, LlcMar 28, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Graham Partners, LLC · Independent Sponsorsshared crd · capital_provider
- Graham Partners, Inc. · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/graham-partners/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/gcigrahamreportedpublic record, Form ADV, Sep 18, 2026
- Website
- gci-graham.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 610-408-0500reportedpublic record, Form ADV, Jul 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026