DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
F•••• R••••••
Legal name F•••• R•••••• M••••••••• L•••
Latest filing May 8, 2026
First filing on the tape Feb 14, 2012 · 45 filings
SEC status approved since Mar 30, 2012
RAUM
$6.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
38
21 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
25
reported on Schedule D
History
45 filings and snapshots on the tape
RAUM$6.3B as of May 8, 2026
Mar 26, 2013$18B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 8, 2026
Mar 26, 20130 then
Employees (5.A)38 as of May 8, 2026
Mar 26, 2013134 then
Private funds25 as of May 8, 2026
Mar 26, 201310 then
RAUM +9.0% over the last fiscal year+1.7% a year over threeIARs 0 to 0offices 2 to 1
Practice profile
derived from the filing of May 8, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $252MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$6.3B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 25reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
40 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F•••• R•••••• F••• X•••• L••• ••• I•• R•••••• I••••••••• V•••••••• | Private Equity Fund | $1.6B | 89 | Mar 26, 2013 |
| F• I••••••••• O••••••••• F•••• L••• ••• I•• R•••••• I••••••••• V•••••••• | Private Equity Fund | $938M | 39 | Mar 29, 2024 |
| F• A••••• C••••••••• L••• ••• I•• R•••••• I••••••••• V••••••• | Private Equity Fund | $776M | 5 | Mar 31, 2017 |
| F•••• R•••••• F••• X••• L••• ••• I•• R•••••• I••••••••• V•••••••• | Private Equity Fund | $724M | 11 | Mar 29, 2019 |
| F•••• R•••••• R••••• F•••• L••• | Private Equity Fund | $669M | 32 | Mar 31, 2022 |
| F•••• R•••••• L••••• O••••••••• F•••• L••• ••• I•• R•••••• I••••••••• V•••••••• | Private Equity Fund | $262M | 56 | Mar 31, 2023 |
| F•••• R•••••• U••••••• A•••• F•••• L••• ••• I•• R•••••• I••••••••• V•••••••• | Private Equity Fund | $203M | 22 | Mar 31, 2017 |
| F•••• R•••••• I•• R•••••••• I•• L••• | Private Equity Fund | $166M | 2 | Mar 31, 2023 |
| F• F••••••••• L••• | Private Equity Fund | $160M | 2 | Mar 30, 2020 |
| O•• C••• I••••••••• L••• ••• I•• R•••••• I••••••••• V•••••••• | Private Equity Fund | $124M | 2 | Apr 16, 2014 |
| F• B• M••••••••• L••• | Private Equity Fund | $115M | 22 | Mar 29, 2019 |
| F•••• R•••••• I•• R••••••••• L••• | Private Equity Fund | $99.9M | 3 | Mar 30, 2018 |
| F• U•••• M••••••• D••••••••• C••••••••• L••• | Private Equity Fund | $90.3M | 2 | Mar 30, 2018 |
| F• F••• C•••••• C••••••••• L••• | Private Equity Fund | $57.7M | 8 | Mar 30, 2020 |
| F• A•• C••••••••• L•••no longer reported | Private Equity Fund | $44.6M | 4 | Mar 27, 2014 |
| F• B•••• C••••••••• L••• | Private Equity Fund | $43.1M | 6 | Feb 14, 2012 |
| F• G••• C••••••••• I•• L••• | Private Equity Fund | $40.1M | 1 | Apr 14, 2023 |
| F• A•• C••••••••• L••• | Private Equity Fund | $28.9M | 8 | Mar 29, 2024 |
| F• X• A••••• C••••••••• L•••no longer reported | Private Equity Fund | $25.2M | 3 | Feb 14, 2012 |
| F• G••• C••••••••• L••• | Private Equity Fund | $16.6M | 2 | Apr 14, 2023 |
| F• D•• I•• C•••••••• A••••••••• B• L•••no longer reported | Private Equity Fund | $15.1M | 4 | Mar 30, 2015 |
| E••••• C••••• O••••••••• L•no longer reported | Hedge Fund | $14.7M | 9 | Mar 30, 2015 |
| I•• R••••••••• L•• | Private Equity Fund | $14.0M | 3 | Mar 31, 2022 |
| F• T•••••• C••••••••• L••• ••• I•• R•••••• I••••••••• V••••••••no longer reported | Private Equity Fund | $13.2M | 4 | Mar 27, 2014 |
| O•• C••• I••••••••• I•• L••• ••• I•• R•••••• I••••••••• V••••••••no longer reported | Private Equity Fund | $12.7M | 1 | Mar 30, 2015 |
| F• D•• I•• C••••••••• L•••no longer reported | Private Equity Fund | $10.3M | 14 | Mar 30, 2015 |
| F• I•••••• A••• L•••no longer reported | Private Equity Fund | $9.0M | 3 | Feb 14, 2012 |
| F•••• R•••••• F••• X• L••• ••• I•• R•••••• I••••••••• V••••••••no longer reported | Private Equity Fund | $6.9M | 106 | Feb 14, 2012 |
| F• X• H•••••• C••••••••• I•• L•••no longer reported | Private Equity Fund | $6.8M | 3 | Feb 14, 2012 |
| F•••• R•••••• F••• X••• L••• ••• I•• R•••••• I••••••••• V•••••••• | Private Equity Fund | $6.1M | 177 | Feb 14, 2012 |
| F• T•••• C••••••••• L•••no longer reported | Private Equity Fund | $6.1M | 3 | Feb 14, 2012 |
| F•••• R•••••• F••• X•• L••• ••• I•• R•••••• I••••••••• V•••••••• | Private Equity Fund | $2.0M | 241 | Feb 14, 2012 |
| I•• R•••••••• I•• L•• | Private Equity Fund | $1.8M | 7 | Mar 31, 2023 |
| F• X•••• P••••••• V••••••• L••• ••• I•• R•••••• I••••••••• V•••••••• | Private Equity Fund | $983,128 | 48 | Feb 14, 2012 |
| F• X• H•••••• C••••••••• I• L•••no longer reported | Private Equity Fund | $362,484 | 7 | Feb 14, 2012 |
| F• W•• C••••••••• P•••••••• L•••no longer reported | Private Equity Fund | $147,157 | 3 | Mar 30, 2018 |
| F• W•• C••••••••• L•••no longer reported | Private Equity Fund | $141,373 | 8 | Mar 31, 2017 |
| F• D•• I•• C•••••••• A••••••••• L•••no longer reported | Private Equity Fund | $65,333 | 1 | Mar 30, 2015 |
| F• T•••••• C•••••••• A••••••••• L•••no longer reported | Private Equity Fund | $200 | 2 | Mar 27, 2014 |
| F• M• C••••••••• L••• ••• I•• R•••••• I••••••••• V••••••••no longer reported | Private Equity Fund | $0 | 1 | Mar 31, 2017 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• P••••••• J••••••• · Chief Financial Officer Of First Reserve Management, L.P.controlsince 04/2021 · owns less than 5%
- K••••••• A•••• T• · Chairman/Mg Ptnr/Limited Partner Of First Reserve Management, L.P./Board Of Directors Member Of First Reserve Management Limitedcontrolsince 08/2009 · owns 50% to 75%
- R••••••••• E••••• H•••• · Cco/General Counsel/Secretary Of First Reserve Management, L.P.controlsince 12/2021 · owns less than 5%
- H•••• J•••• A••••• · Limited Partner Of First Reserve Management, L.P./Board Of Directors Member Of First Reserve Management Limitedsince 01/2021 · owns less than 5%
- H••••••••• J•••• W•••••• G•••••• · Limited Partner Of First Reserve Management, L.P./Board Of Directors Member Of First Reserve Management Limitedsince 08/2009 · owns less than 5%
- Q••••• J••••••• K••• · Limited Partner Of First Reserve Management, L.P./Board Of Directors Member Of First Reserve Management Limitedsince 01/2021 · owns 10% to 25%
- R•••••• G•••• D•••• · Limited Partner Of First Reserve Management, L.P./Board Of Directors Member Of First Reserve Management Limitedsince 01/2021 · owns 10% to 25%
- W•••••• C••••••• J••••• R•••• · Limited Partner Of First Reserve Management, L.P.since 01/2020 · owns 5% to 10%
- W••••• N•••• A••• · Limited Partner Of First Reserve Management, L.P./Board Of Directors Member Of First Reserve Management Limitedsince 01/2021 · owns 10% to 25%
Entity owners
- F•••• R•••••• M••••••••• L•••••• · General Partner Of First Reserve Management, L.P.direct · owns less than 5%
Related persons
Schedule D 7.A
- F•••• R•••••• G• X•• L•••pooled vehicle sponsorn
- F•••• R•••••• G• X••• L•••pooled vehicle sponsorn
- F•••• R•••••• G• X•••• L•••pooled vehicle sponsorn
- F•••• R•••••• G• X••• L•••pooled vehicle sponsorn
- F•••• R•••••• L••••• O••••••••• G•• L•••pooled vehicle sponsorn
- F•••• R•••••• O•• C••• G•• L•••pooled vehicle sponsorn
- F•••• R•••••• R••••• F••• G•• L•••pooled vehicle sponsorn
- F•••• R•••••• R•••••••• G• I•• L•••pooled vehicle sponsorn
- F•••• R•••••• R•••••••• G•• L•••pooled vehicle sponsorn
- F•••• R•••••• U••••••• A•••• G•• L•••pooled vehicle sponsorn
- F• B• M•••••••• G•• L•••pooled vehicle sponsorn
- F• F•••••••• G•• L•••pooled vehicle sponsorn
- F• I••••••••• O••••••••• F••• G•• L•••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Houston, TX18 employees
- Dallas, TX7 employees
What changed
consecutive filings, newest first
- Discretionary RAUM · $6.3B to $6.3BMar 31, 2026 to May 8, 2026
- Pooled vehicle RAUM · $6.3B to $6.3BMar 31, 2026 to May 8, 2026
- RAUM · $6.3B to $6.3BMar 31, 2026 to May 8, 2026
- Accounts · 23 to 25May 5, 2025 to Mar 31, 2026
- Advisory employees · 30 to 21May 5, 2025 to Mar 31, 2026
- Pooled vehicle clients · 23 to 25May 5, 2025 to Mar 31, 2026
- Employees · 50 to 38May 5, 2025 to Mar 31, 2026
- Other offices · 2 to 1May 5, 2025 to Mar 31, 2026
- Private funds · 21 to 25May 5, 2025 to Mar 31, 2026
- Discretionary RAUM · $5.8B to $6.3BMay 5, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $5.8B to $6.3BMay 5, 2025 to Mar 31, 2026
- RAUM · $5.8B to $6.3BMay 5, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to May 5, 2025
- Discretionary RAUM · $5.8B to $5.8BMar 31, 2025 to May 5, 2025
- Pooled vehicle RAUM · $5.8B to $5.8BMar 31, 2025 to May 5, 2025
- RAUM · $5.8B to $5.8BMar 31, 2025 to May 5, 2025
- Advisory employees · 29 to 30May 2, 2024 to Mar 31, 2025
- Employees · 48 to 50May 2, 2024 to Mar 31, 2025
- Discretionary RAUM · $6.1B to $5.8BMay 2, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $6.1B to $5.8BMay 2, 2024 to Mar 31, 2025
- RAUM · $6.1B to $5.8BMay 2, 2024 to Mar 31, 2025
- Accounts · 21 to 23Oct 18, 2023 to Mar 29, 2024
- Pooled vehicle clients · 21 to 23Oct 18, 2023 to Mar 29, 2024
- Employees · 50 to 48Oct 18, 2023 to Mar 29, 2024
- Discretionary RAUM · $6.0B to $6.1BOct 18, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $6.0B to $6.1BOct 18, 2023 to Mar 29, 2024
- RAUM · $6.0B to $6.1BOct 18, 2023 to Mar 29, 2024
- Discretionary RAUM · $6.0B to $6.0BApr 14, 2023 to May 11, 2023
- Pooled vehicle RAUM · $6.0B to $6.0BApr 14, 2023 to May 11, 2023
- RAUM · $6.0B to $6.0BApr 14, 2023 to May 11, 2023
- Accounts · 19 to 21Mar 31, 2023 to Apr 14, 2023
- Pooled vehicle clients · 19 to 21Mar 31, 2023 to Apr 14, 2023
- Private funds · 19 to 21Mar 31, 2023 to Apr 14, 2023
- Discretionary RAUM · $6.0B to $6.0BMar 31, 2023 to Apr 14, 2023
- Pooled vehicle RAUM · $6.0B to $6.0BMar 31, 2023 to Apr 14, 2023
- RAUM · $6.0B to $6.0BMar 31, 2023 to Apr 14, 2023
- Accounts · 17 to 19Jun 9, 2022 to Mar 31, 2023
- Advisory employees · 28 to 29Jun 9, 2022 to Mar 31, 2023
- Pooled vehicle clients · 17 to 19Jun 9, 2022 to Mar 31, 2023
- Employees · 52 to 50Jun 9, 2022 to Mar 31, 2023
Signals
15 dated events
- William James Harpel (Shareholder) no longer on Schedule A of First Reserve (listed 2023-10-18, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- R Linda Macaulay (Trustee) no longer on Schedule A of First Reserve (listed 2023-04-14, absent 2023-05-11)May 11, 2023 · Control person left · inference
- A Robert Albrecht (Trustee) no longer on Schedule A of First Reserve (listed 2023-04-14, absent 2023-05-11)May 11, 2023 · Control person left · inference
- Elizabeth Anne Gold (Cco/General Counsel/Secretary/Assistant Treasurer) no longer on Schedule A of First Reserve (listed 2021-09-29, absent 2021-12-17)Dec 17, 2021 · Control person left · inference
- Hogan Erica Radcliffe (Cco/General Counsel/Secretary) appeared on Schedule A of First ReserveDec 17, 2021 · Control person joined · fact
- David Bryan Cohen (Chief Operating Officer) no longer on Schedule A of First Reserve (listed 2021-04-30, absent 2021-08-03)Aug 3, 2021 · Control person left · inference
- David Bryan Cohen (Chief Operating Officer) appeared on Schedule A of First ReserveMar 31, 2021 · Control person joined · fact
- Jonathan Patrick Carroll (Chief Financial Officer) appeared on Schedule A of First ReserveMar 31, 2021 · Control person joined · fact
- R Linda Macaulay (Trustee) appeared on Schedule A of First ReserveMar 31, 2021 · Control person joined · fact
- A Robert Albrecht (Trustee) appeared on Schedule A of First ReserveMar 31, 2021 · Control person joined · fact
- Gregory Alan Schwartz (Managing Director/Chief Legal Officer/Limited Partner Of First Reserve Management, L.P./Board Of Directors Member) no longer on Schedule A of First Reserve (listed 2020-04-27, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Carla Jennifer Zarrilli (Managing Director/Chief Financial Officer/Treasurer/Limited Partner Of First Reserve Management,L.P./Board Of Directors Member) no longer on Schedule A of First Reserve (listed 2020-04-27, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- First Reserve reported RAUM $5.3B, down 28% from $7.5B (2020-04-27 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Edward William Macaulay (Chairman/Limited Partner Of First Reserve Management, L.P./Board Of Directors Member) no longer on Schedule A of First Reserve (listed 2019-05-01, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- First Reserve reported RAUM $9.6B, down 33% from $14.3B (2017-09-01 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- First Reserve · Independent Sponsorsshared crd · capital_provider
- First Reserve · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/FIRST-RESERVE-CORPORATIONreportedpublic record, Form ADV, Sep 18, 2026
- Website
- FIRSTRESERVE.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 203-661-6601reportedpublic record, Form ADV, May 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026