DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H•••• C•••••• P••••••• L••
Latest filing Jun 16, 2026
First filing on the tape Feb 14, 2012 · 21 filings
SEC status approved since Mar 30, 2012
RAUM
$1.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
12
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$1.0B as of Jun 16, 2026
Mar 27, 2013$955M then
HNW client RAUM$0 as of Jun 16, 2026
Mar 31, 2018$0 then
State-registered IARs (5.B.3)0 as of Jun 16, 2026
Mar 27, 20130 then
Employees (5.A)16 as of Jun 16, 2026
Mar 27, 201322 then
Private funds12 as of Jun 16, 2026
Mar 27, 20135 then
RAUM n/a over the last fiscal year-5.8% a year over three
Practice profile
derived from the filing of Jun 16, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $85.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $858M, 12 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.0B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 12reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $858M for 12 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
11 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•• H•••• F••• V• L••• | Private Equity Fund | $633M | 54 | Mar 31, 2017 |
| T•• H•••• F••• I• L••• | Private Equity Fund | $555M | 52 | Mar 27, 2013 |
| T•• H•••• F••• E••••• F••• L••• | Private Equity Fund | $98.8M | 43 | Mar 31, 2017 |
| T•• H•••• F••• I•• L••• | Private Equity Fund | $73.1M | 64 | Feb 14, 2012 |
| T•• H•••• F••• I• L••• | Private Equity Fund | $43.9M | 49 | Feb 14, 2012 |
| S•••••• I•••••••• I• | Private Equity Fund | $41.0M | 17 | Apr 3, 2023 |
| T•• H•••• F••• I• M••••••••• L••• | Private Equity Fund | $12.1M | 20 | Mar 27, 2013 |
| T•• H•••• F•••• L•••no longer reported | Private Equity Fund | $10.5M | 35 | Feb 14, 2012 |
| T•• H•••• F••• V• E••••••••• L••• | Private Equity Fund | $10.3M | 49 | Mar 31, 2017 |
| T•• H•••• F••• I• E••••••••• L••• | Private Equity Fund | $8.1M | 43 | Mar 27, 2013 |
| T•• H•••• F••• E••••• F••• E••••••••• L••• | Private Equity Fund | $6.1M | 46 | Mar 31, 2017 |
Owners and control persons
Schedule A and B, latest filing
- B••••••••• M••••••• R•••••• · Founding Partnercontrolsince 10/1999 · owns 10% to 25%
- D••••••••• B••••• A•••• · Founding Partnercontrolsince 02/1999 · owns 25% to 50%
- H•••• M••••••• R•••••• · Chief Financial Officer, Chief Compliance Officer, Chief Operating Officer & Partnercontrolsince 05/2020 · owns less than 5%
- M•••• P••••• E••••• · Founding Partnercontrolsince 07/2001 · owns 10% to 25%
- M••••••• J••••• S•••• · Managing Partnersince 01/2021 · owns 10% to 25%
Entity owners
- M•••••• R• B••••••••• R•••••••• T•••• U•• 2•••••••• · Memberdirect · owns 25% to 50%
- P•••• E• M••• R•••••••• T•••• U•• 1••••••••• · Memberdirect · owns 25% to 50%
- T•• B•••• D•••••••• R•••••••• T•••• U•••• 0••••••• · Managing Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
- H•••• C•••••• F••• G• V• L••pooled vehicle sponsory
- H•••• C•••••• F••• G• L••pooled vehicle sponsory
- H•••• C•••••• P••••••• G• I• L••pooled vehicle sponsory
- H•••• C•••••• P••••••• G• I•• L••pooled vehicle sponsory
- H•••• F••• I• M••••••••• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory activities · 2 to 1Oct 23, 2025 to Mar 30, 2026
- Assets in custody · $0 to $858MOct 23, 2025 to Mar 30, 2026
- Employees · 17 to 16Oct 23, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.2B to $1.0BOct 23, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $1.2B to $1.0BOct 23, 2025 to Mar 30, 2026
- RAUM · $1.2B to $1.0BOct 23, 2025 to Mar 30, 2026
- Accounts · 10 to 12Apr 3, 2023 to Oct 23, 2025
- Advisory employees · 16 to 13Apr 3, 2023 to Oct 23, 2025
- Pooled vehicle clients · 9 to 12Apr 3, 2023 to Oct 23, 2025
- Employees · 25 to 17Apr 3, 2023 to Oct 23, 2025
- Financial planning clients · unset to Apr 3, 2023 to Oct 23, 2025
- Private funds · 10 to 12Apr 3, 2023 to Oct 23, 2025
- Discretionary RAUM · $1.2B to $1.2BApr 3, 2023 to Oct 23, 2025
- Pooled vehicle RAUM · $1.2B to $1.2BApr 3, 2023 to Oct 23, 2025
- RAUM · $1.2B to $1.2BApr 3, 2023 to Oct 23, 2025
- Accounts · 9 to 10Apr 1, 2021 to Apr 3, 2023
- Advisory employees · 20 to 16Apr 1, 2021 to Apr 3, 2023
- Employees · 29 to 25Apr 1, 2021 to Apr 3, 2023
- Private funds · 9 to 10Apr 1, 2021 to Apr 3, 2023
- Discretionary RAUM · $1.4B to $1.2BApr 1, 2021 to Apr 3, 2023
- Pooled vehicle RAUM · $1.4B to $1.2BApr 1, 2021 to Apr 3, 2023
- RAUM · $1.4B to $1.2BApr 1, 2021 to Apr 3, 2023
- Advisory employees · 22 to 20Oct 29, 2020 to Mar 29, 2021
- Discretionary RAUM · $1.5B to $1.4BOct 29, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $1.5B to $1.4BOct 29, 2020 to Mar 29, 2021
- RAUM · $1.5B to $1.4BOct 29, 2020 to Mar 29, 2021
- Advisory employees · 21 to 22Mar 29, 2019 to Mar 30, 2020
- Employees · 27 to 29Mar 29, 2019 to Mar 30, 2020
- Discretionary RAUM · $1.4B to $1.5BMar 29, 2019 to Mar 30, 2020
- Pooled vehicle RAUM · $1.4B to $1.5BMar 29, 2019 to Mar 30, 2020
- RAUM · $1.4B to $1.5BMar 29, 2019 to Mar 30, 2020
- Advisory employees · 22 to 21Mar 31, 2018 to Mar 29, 2019
- Employees · 30 to 27Mar 31, 2018 to Mar 29, 2019
- Discretionary RAUM · $1.4B to $1.4BMar 31, 2018 to Mar 29, 2019
- Pooled vehicle RAUM · $1.4B to $1.4BMar 31, 2018 to Mar 29, 2019
- RAUM · $1.4B to $1.4BMar 31, 2018 to Mar 29, 2019
- Pooled vehicle clients · unset to 9.0Mar 31, 2017 to Mar 31, 2018
- Assets in custody · unset to 0.0Mar 31, 2017 to Mar 31, 2018
- Custody of client assets · false to trueMar 31, 2017 to Mar 31, 2018
- Employees · 28 to 30Mar 31, 2017 to Mar 31, 2018
Signals
3 dated events
- Stewart David Reynolds (Chief Compliance Officer, Chief Financial Officer & Senior Partner) no longer on Schedule A of H•••• C•••••• P••••••• L•• (listed 2020-04-10, absent 2020-10-29)Oct 29, 2020 · Control person left · inference
- Richard Matthew Hare (Chief Financial Officer, Chief Compliance Officer, Chief Operating Officer & Partner) appeared on Schedule A of H•••• C•••••• P••••••• L••Oct 29, 2020 · Control person joined · fact
- Christopher John Higgins (Senior Partner) no longer on Schedule A of H•••• C•••••• P••••••• L•• (listed 2018-03-31, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- H•••• C•••••• P••••••• L•• · Independent Sponsorsshared crd · capital_provider
- H•••• C•••••• P••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- huroncapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 313-962-5800reportedpublic record, Form ADV, Jun 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026