DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••• C•••••• M••••••••• A••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Mar 9, 2012 · 35 filings
SEC status approved since Mar 22, 2012
RAUM
$19B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
282
79 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
49
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$19B as of Mar 27, 2026
Apr 1, 2013$414M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Apr 1, 20130 then
Employees (5.A)282 as of Mar 27, 2026
Apr 1, 201325 then
Private funds49 as of Mar 27, 2026
Apr 1, 20131 then
RAUM +16% over the last fiscal year+6.9% a year over threeIARs 0 to 0offices 5 to 6
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $206MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $13B, 70 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$18B98%
- Corporations and businesses$358M1.9%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 90reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $13B for 70 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.98 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
52 reported on Schedule D 7.B.(1)
All funds of M••••• C•••••• M••••••••• A••••••• L••
Owners and control persons
Schedule A and B, latest filing
- A••••••• T•••••• C•••••• · Vice Chairman And Head Of Originationscontrolsince 03/2007 · owns less than 5%
- E•••• M••••••• J••• · Vice Chairman And Chief Credit Officercontrolsince 03/2007 · owns less than 5%
- G••••••• K••••••• R•••• · Chief Compliance Officercontrolsince 08/2022 · owns less than 5%
- K•••••• T•••••••• L••• · Managing Member - Chairman And Chief Executive Officercontrolsince 02/2007 · owns less than 5%
- U••••• Z••• N•• · Presidentcontrolsince 07/2016 · owns less than 5%
- K•••••• T•••••••• L••• · Trusteecontrolsince 02/2007 · owns F of M••• T••••
- K•••••• T•••••••• L••• · Sole Managing Membercontrolsince 02/2007 · owns F of M••••• M••••••••• H•••••• L••
- C••••••• J••••• M••••• · Chief Operating Officersince 02/2021 · owns less than 5%
- G••••••• P••••• T•••• · General Counselsince 10/2016 · owns less than 5%
- M•••••••• S••••• A••••• · Chief Financial Officersince 02/2021 · owns less than 5%
Entity owners
- M••••• C•••••• I••••••••• H•••••••• L••• · Sole Memberdirect · owns 75% or more
- M••••• M••••••••• H•••••• L•• · General Partnerindirect · owns 75% or more of M••••• C•••••• I••••••••• H•••••••• L•••
- M••• T•••• · Memberindirect · owns 25% to 50% of M••••• M••••••••• H•••••• L••
Related persons
Schedule D 7.A
- H•••••• T••••••••• F••••••investment adviseryRAUM $811M
- M••••• ••• U••• P•••••• D••• F••• G• L•••pooled vehicle sponsorn
- M••••• C•••••• B•• A•••••••• L••investment adviserbanknRAUM $6.7B
- M••••• C•••••• C•• M•••••• I• L••investment adviserpooled vehicle sponsory
- M••••• C•••••• C•• M•••••• L••investment adviserpooled vehicle sponsory
- M••••• C•••••• F••• G• S•• R•••pooled vehicle sponsorn
- M••••• C•••••• M••••••••• L••investment advisern
- M••••• C•••••• O••••••••• P•••••• C••••• F••• L••pooled vehicle sponsorn
- M••••• C•••••• O••••••••• P•••••• C••••• G• S•• R•••pooled vehicle sponsorn
- M••••• C•••••• P••••••• F••• A•••••••• I•••investment advisern
- M••••• C•••••• P••••••• F••• I• A•••••••• I•••investment advisern
- M••••• C•••••• P••••••• F••• I•• L••pooled vehicle sponsorn
- M••••• C•••••• P••••••• F•••• L••pooled vehicle sponsorn
- M••••• C•••••• P•••••• C••••• F••• 5•• G• L••pooled vehicle sponsory
- M••••• C•••••• P•••••• C••••• F••• I• L••pooled vehicle sponsory
- M••••• C•••••• P•••••• C••••• F••• I•• L••pooled vehicle sponsory
- M••••• C•••••• P•••••• C••••• F••• I•• L••pooled vehicle sponsory
- M••••• C•••••• P•••••• C••••• F••• I• G• L••pooled vehicle sponsorn
- M••••• C•••••• P•••••• C••••• F••• K••• G•• L••pooled vehicle sponsory
- M••••• C•••••• P•••••• C••••• F••• L• L••pooled vehicle sponsory
- M••••• C•••••• P•••••• C••••• F••• V• G• L••pooled vehicle sponsorn
- M••••• C•••••• P•••••• C••••• F••• V• L••pooled vehicle sponsory
- M••••• C•••••• P•••••• C••••• S•••• F••• G• L••pooled vehicle sponsory
- M••••• C•••••• P•••••• C••••• V••••••••• G• S•• R•••pooled vehicle sponsorn
- M••••• C•••••• P•••••• F••• I• G• S•• R•••pooled vehicle sponsorn
- M••••• C•••••• P•••••• F••• V• G• S•••••••pooled vehicle sponsorn
- M••••• P•••••• C••••• F••• A• L••pooled vehicle sponsory
Advisers that list M••••• C•••••• M••••••••• A••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- New York, NY13 employees
- Santa Monica, CA5 employees
- Naples, FL1 employees
- ,
What changed
consecutive filings, newest first
- Accounts · 82 to 90Jan 30, 2026 to Mar 27, 2026
- Advisory employees · 75 to 79Jan 30, 2026 to Mar 27, 2026
- Advisory activities · 1 to 2Jan 30, 2026 to Mar 27, 2026
- Corporate clients · unset to 2.0Jan 30, 2026 to Mar 27, 2026
- Pooled vehicle clients · 82 to 88Jan 30, 2026 to Mar 27, 2026
- Assets in custody · $10B to $13BJan 30, 2026 to Mar 27, 2026
- Employees · 239 to 282Jan 30, 2026 to Mar 27, 2026
- Other offices · 5 to 6Jan 30, 2026 to Mar 27, 2026
- Private funds · 45 to 49Jan 30, 2026 to Mar 27, 2026
- Discretionary RAUM · $16B to $19BJan 30, 2026 to Mar 27, 2026
- Pooled vehicle RAUM · $16B to $18BJan 30, 2026 to Mar 27, 2026
- RAUM · $16B to $19BJan 30, 2026 to Mar 27, 2026
- Financial planning clients · unset to Apr 29, 2025 to Jul 28, 2025
- Accounts · 72 to 82Mar 29, 2024 to Apr 29, 2025
- Advisory employees · 91 to 75Mar 29, 2024 to Apr 29, 2025
- Pooled vehicle clients · 72 to 82Mar 29, 2024 to Apr 29, 2025
- Assets in custody · $11B to $10BMar 29, 2024 to Apr 29, 2025
- Employees · 207 to 239Mar 29, 2024 to Apr 29, 2025
- Other offices · 4 to 5Mar 29, 2024 to Apr 29, 2025
- Private funds · 41 to 45Mar 29, 2024 to Apr 29, 2025
- Discretionary RAUM · $16B to $16BMar 29, 2024 to Apr 29, 2025
- Pooled vehicle RAUM · $16B to $16BMar 29, 2024 to Apr 29, 2025
- RAUM · $16B to $16BMar 29, 2024 to Apr 29, 2025
- Accounts · 73 to 72Feb 6, 2024 to Mar 29, 2024
- Advisory employees · 124 to 91Feb 6, 2024 to Mar 29, 2024
- Pooled vehicle clients · 73 to 72Feb 6, 2024 to Mar 29, 2024
- Assets in custody · $10B to $11BFeb 6, 2024 to Mar 29, 2024
- Employees · 204 to 207Feb 6, 2024 to Mar 29, 2024
- Other offices · 7 to 4Feb 6, 2024 to Mar 29, 2024
- Private funds · 39 to 41Feb 6, 2024 to Mar 29, 2024
- Discretionary RAUM · $16B to $16BFeb 6, 2024 to Mar 29, 2024
- Pooled vehicle RAUM · $16B to $16BFeb 6, 2024 to Mar 29, 2024
- RAUM · $16B to $16BFeb 6, 2024 to Mar 29, 2024
- Accounts · 74 to 73Mar 31, 2023 to Apr 27, 2023
- Pooled vehicle clients · 74 to 73Mar 31, 2023 to Apr 27, 2023
- Private funds · 44 to 39Mar 31, 2023 to Apr 27, 2023
- Discretionary RAUM · $15B to $16BMar 31, 2023 to Apr 27, 2023
- Pooled vehicle RAUM · $15B to $16BMar 31, 2023 to Apr 27, 2023
- RAUM · $15B to $16BMar 31, 2023 to Apr 27, 2023
- Accounts · 63 to 74Sep 2, 2022 to Mar 31, 2023
Signals
3 dated events
- Renee Kristan Gregory (Chief Compliance Officer) appeared on Schedule A of M••••• C•••••• M••••••••• A••••••• L••Sep 2, 2022 · Control person joined · fact
- M••••• C•••••• M••••••••• A••••••• L•• reported RAUM $14.5B, up 45% from $10.0B (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- M••••• C•••••• M••••••••• A••••••• L•• reported RAUM $8.1B, up 51% from $5.4B (2018-04-30 to 2019-03-30)Mar 30, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- M••••• C•••••• M••••••••• A••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/monroe-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- monroebdc.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (312) 258-8300reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026