DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••• C•••••• M••••••••• L•••
Latest filing Mar 31, 2026
First filing on the tape Feb 10, 2012 · 17 filings
SEC status approved since Mar 21, 2012
RAUM
$4.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
35
33 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
12
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$4.6B as of Mar 31, 2026
Mar 27, 2013$452M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 27, 20130 then
Employees (5.A)35 as of Mar 31, 2026
Mar 27, 201314 then
Private funds12 as of Mar 31, 2026
Mar 27, 20133 then
RAUM -3.6% over the last fiscal year+13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $381MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $4.6B, 12 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.6B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 12reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.6B for 12 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•••• C•••••• P••••••• I••• L••• | Private Equity Fund | $1.7B | 112 | Mar 30, 2021 |
| T•••• C•••••• P••••••• I•• L••• | Private Equity Fund | $933M | 44 | Mar 31, 2017 |
| T•••• C•••••• P•••••••• L••• | Private Equity Fund | $95.9M | 30 | Feb 10, 2012 |
| B•• I•••••••• C••••••••• L• | Private Equity Fund | $76.3M | 6 | Mar 31, 2022 |
| T•••• C•••••• P••••••• S•• L••• | Private Equity Fund | $40.3M | 16 | Feb 10, 2012 |
| O••••• I•••••••• C•••••••• L• | Private Equity Fund | $36.6M | 4 | Mar 31, 2023 |
| N••••• W•••• S•••• T•••• C••••••••• L••• | Private Equity Fund | $25.1M | 2 | Mar 30, 2021 |
| T•••• C•••••• P••••••• F••••• F•••• L•••no longer reported | Private Equity Fund | $3.5M | 5 | Feb 10, 2012 |
| T•• A•• L•no longer reported | Private Equity Fund | $408,460 | 30 | Apr 2, 2014 |
| T•• S• A••no longer reported | Private Equity Fund | $171,788 | 17 | Apr 2, 2014 |
Owners and control persons
Schedule A and B, latest filing
- B•••• V•••• · Managing Directorcontrolsince 11/2009 · owns 10% to 25%
- C••••••• J••• J• · Managing Directorcontrolsince 11/2009 · owns 10% to 25%
- G••••• M•••••• · Ceo And Managing Directorcontrolsince 11/2009 · owns 50% to 75%
- K•••••• B•••••••• D•••• · Cco & Cfocontrolsince 10/2013 · owns less than 5%
- L•••••• R•••••• J•••• · Managing Directorcontrolsince 01/2016 · owns 5% to 10%
- M•••••• P•••• · Managing Directorcontrolsince 01/2020 · owns 5% to 10%
- W•••• G•••••• · Managing Directorcontrolsince 01/2020 · owns 5% to 10%
- G••••• M•••••• · Managing Membercontrolsince 07/2009 · owns 75% or more of T•••• C•••••• M••••••••• G•• L••
Entity owners
- T•••• C•••••• M••••••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- T•••• C•••••• P••••••• G•• L•••pooled vehicle sponsorn
- T•••• C•••••• P••••••• I• G•• L•••pooled vehicle sponsorn
- T•••• C•••••• P••••••• I•• G•• L•••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $4.7B to $4.6BMar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $4.7B to $4.6BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $4.7B to $4.6BMar 31, 2025 to Mar 31, 2026
- RAUM · $4.7B to $4.6BMar 31, 2025 to Mar 31, 2026
- Accounts · 7 to 12Mar 29, 2024 to Mar 31, 2025
- Advisory employees · 30 to 33Mar 29, 2024 to Mar 31, 2025
- Pooled vehicle clients · 7 to 12Mar 29, 2024 to Mar 31, 2025
- Assets in custody · $2.9B to $4.7BMar 29, 2024 to Mar 31, 2025
- Employees · 32 to 35Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- Other offices · 0 to 1Mar 29, 2024 to Mar 31, 2025
- Private funds · 7 to 12Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.9B to $4.7BMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $2.9B to $4.7BMar 29, 2024 to Mar 31, 2025
- RAUM · $2.9B to $4.7BMar 29, 2024 to Mar 31, 2025
- Advisory employees · 26 to 30Jun 1, 2023 to Mar 29, 2024
- Assets in custody · $3.1B to $2.9BJun 1, 2023 to Mar 29, 2024
- Employees · 27 to 32Jun 1, 2023 to Mar 29, 2024
- Discretionary RAUM · $3.1B to $2.9BJun 1, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $3.1B to $2.9BJun 1, 2023 to Mar 29, 2024
- RAUM · $3.1B to $2.9BJun 1, 2023 to Mar 29, 2024
- Accounts · 6 to 7Mar 31, 2022 to Mar 31, 2023
- Advisory employees · 21 to 26Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 6 to 7Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $3.1B to $3.1BMar 31, 2022 to Mar 31, 2023
- Employees · 23 to 27Mar 31, 2022 to Mar 31, 2023
- Private funds · 6 to 7Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $3.1B to $3.1BMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $3.1B to $3.1BMar 31, 2022 to Mar 31, 2023
- RAUM · $3.1B to $3.1BMar 31, 2022 to Mar 31, 2023
- Accounts · 5 to 6Mar 30, 2021 to Mar 31, 2022
- Advisory employees · 22 to 21Mar 30, 2021 to Mar 31, 2022
- Pooled vehicle clients · 5 to 6Mar 30, 2021 to Mar 31, 2022
- Assets in custody · $2.4B to $3.1BMar 30, 2021 to Mar 31, 2022
- Employees · 24 to 23Mar 30, 2021 to Mar 31, 2022
- Private funds · 5 to 6Mar 30, 2021 to Mar 31, 2022
- Discretionary RAUM · $2.4B to $3.1BMar 30, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $2.4B to $3.1BMar 30, 2021 to Mar 31, 2022
- RAUM · $2.4B to $3.1BMar 30, 2021 to Mar 31, 2022
- Accounts · 3 to 5Mar 29, 2020 to Mar 30, 2021
Signals
8 dated events
- T•••• C•••••• M••••••••• L••• reported RAUM $4.7B, up 62% from $2.9B (2024-03-29 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Gabriel Wood (Managing Director) appeared on Schedule A of T•••• C•••••• M••••••••• L•••Mar 29, 2024 · Control person joined · fact
- James Ronald Lejman (Managing Director) appeared on Schedule A of T•••• C•••••• M••••••••• L•••Mar 29, 2024 · Control person joined · fact
- Peter Monroe (Managing Director) appeared on Schedule A of T•••• C•••••• M••••••••• L•••Mar 29, 2024 · Control person joined · fact
- T•••• C•••••• M••••••••• L••• reported RAUM $3.1B, up 27% from $2.4B (2021-03-30 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Parker John Bretl (Managing Director) no longer on Schedule A of T•••• C•••••• M••••••••• L••• (listed 2021-03-30, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- T•••• C•••••• M••••••••• L••• reported RAUM $2.4B, up 101% from $1.2B (2020-03-29 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- J Chad Spooner (Managing Director) no longer on Schedule A of T•••• C•••••• M••••••••• L••• (listed 2018-03-30, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- T•••• C•••••• M••••••••• L••• · Independent Sponsorsshared crd · capital_provider
- T•••• C•••••• M••••••••• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/tenex-capital-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- T••••CM.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-457-1138reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026