DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••• C•••••• A••••••• L••••••
Latest filing Mar 24, 2026
First filing on the tape Feb 10, 2012 · 22 filings
SEC status approved since Apr 5, 2011
RAUM
$97.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$97.7M as of Mar 24, 2026
Feb 10, 2012$295M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 24, 2026
Feb 10, 20120 then
Employees (5.A)5 as of Mar 24, 2026
Mar 11, 201311 then
Private funds1 as of Mar 24, 2026
Feb 10, 20121 then
RAUM -6.0% over the last fiscal year+0.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $48.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -6.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$97.7M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B••••• G••••• A•••••••• M••••• F••• S•••• L••••••no longer reported | Hedge Fund | $60.3M | 4 | Feb 10, 2012 |
| B••••• G••••• M••••• I••• | Hedge Fund | $55.8M | 1 | Mar 24, 2017 |
| M••••••• B••••• G••••• A•••••••• U•••• F••• | Hedge Fund | $0 | 1 | Mar 24, 2017 |
Owners and control persons
Schedule A and B, latest filing
- M••••••• A•••••• T••••• · Directorcontrolsince 01/2009 · owns less than 5%
- M••••••• A•••••• T••••• · Managing Member/Directorcontrolsince 01/2010 · owns 75% or more of A••• V••••••• L••••••
- C••••••• P•••••• X••••• · Chief Compliance Officersince 05/2016 · owns less than 5%
Entity owners
- A••• V••••••• L•••••• · Managing Member And Iardirect · owns 75% or more
Related persons
Schedule D 7.A
- A•••• F•••••••• S••••••• L••••••broker-dealern
- A•••• F•••••••• L••••••broker-dealern
Advisers that list B••••• C•••••• A••••••• L•••••• as a related person
- 160898 n
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 24, 2026custody of client assets (Item 9.A): yes on the filing of 2025-03-17, no on the filing of 2026-03-24peers: asset managers, under $100M (329)
What changed
consecutive filings, newest first
- Assets in custody · 73935967.0 to unsetMar 17, 2025 to Mar 24, 2026
- Custody of client assets · true to falseMar 17, 2025 to Mar 24, 2026
- Discretionary RAUM · $104M to $97.7MMar 17, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · $104M to $97.7MMar 17, 2025 to Mar 24, 2026
- RAUM · $104M to $97.7MMar 17, 2025 to Mar 24, 2026
- Accounts · 3 to 2Mar 4, 2024 to Mar 17, 2025
- Pooled vehicle clients · 3 to 2Mar 4, 2024 to Mar 17, 2025
- Assets in custody · $55.8M to $73.9MMar 4, 2024 to Mar 17, 2025
- Employees · 3 to 5Mar 4, 2024 to Mar 17, 2025
- Financial planning clients · unset to Mar 4, 2024 to Mar 17, 2025
- HQ state · unset to Mar 4, 2024 to Mar 17, 2025
- Private funds · 2 to 1Mar 4, 2024 to Mar 17, 2025
- Discretionary RAUM · $85.8M to $104MMar 4, 2024 to Mar 17, 2025
- Pooled vehicle RAUM · $85.8M to $104MMar 4, 2024 to Mar 17, 2025
- RAUM · $85.8M to $104MMar 4, 2024 to Mar 17, 2025
- Advisory employees · 1 to 2Mar 21, 2023 to Mar 4, 2024
- Assets in custody · $56.1M to $55.8MMar 21, 2023 to Mar 4, 2024
- Discretionary RAUM · $97.6M to $85.8MMar 21, 2023 to Mar 4, 2024
- Pooled vehicle RAUM · $97.6M to $85.8MMar 21, 2023 to Mar 4, 2024
- RAUM · $97.6M to $85.8MMar 21, 2023 to Mar 4, 2024
- Advisory employees · 2 to 1Aug 18, 2022 to Mar 21, 2023
- Assets in custody · $57.5M to $56.1MAug 18, 2022 to Mar 21, 2023
- Employees · 4 to 3Aug 18, 2022 to Mar 21, 2023
- Discretionary RAUM · $98.9M to $97.6MAug 18, 2022 to Mar 21, 2023
- Pooled vehicle RAUM · $98.9M to $97.6MAug 18, 2022 to Mar 21, 2023
- RAUM · $98.9M to $97.6MAug 18, 2022 to Mar 21, 2023
- HQ city · OCEAN VILLAGE to EUROPORTMar 30, 2022 to Aug 18, 2022
- Advisory employees · 3 to 2Mar 8, 2021 to Mar 30, 2022
- Assets in custody · $58.9M to $57.5MMar 8, 2021 to Mar 30, 2022
- Employees · 5 to 4Mar 8, 2021 to Mar 30, 2022
- Discretionary RAUM · $101M to $98.9MMar 8, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $101M to $98.9MMar 8, 2021 to Mar 30, 2022
- RAUM · $101M to $98.9MMar 8, 2021 to Mar 30, 2022
- Related broker-dealer · false to trueMar 8, 2021 to Mar 30, 2022
- Assets in custody · $60.2M to $58.9MFeb 25, 2020 to Mar 5, 2021
- Discretionary RAUM · $105M to $101MFeb 25, 2020 to Mar 5, 2021
- Pooled vehicle RAUM · $105M to $101MFeb 25, 2020 to Mar 5, 2021
- RAUM · $105M to $101MFeb 25, 2020 to Mar 5, 2021
- Assets in custody · $58.9M to $60.2MApr 29, 2019 to Feb 25, 2020
- Employees · 6 to 5Apr 29, 2019 to Feb 25, 2020
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- B•••••CAP.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- +350 200 68880reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026